Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
101TriCor Financial LLC
102Calton & Associates Inc.
103Bernardi Securities Inc.
104World Capital Brokerage, Inc
105The Legend Group Corp.
106Schwab Independent Branch Services (Franchise)
107Edward Jones
108Allstate Financial Services LLC
109Protected Investors of America Inc.
110National Planning Holdings Inc.
111LPL Investment Holdings Inc.
112WRP Investments Inc.
113Wunderlich Securities Inc.
114J.P. Turner & Company LLC
115Park Avenue Securities LLC
116LifeMark Securities Corp.
117Bolton Global Capital
118Hilltop Securities Independent Network Inc.
119Synergy Investment Group
120ING Advisor Network Inc.
121Leonard & Co.
122Advisor Group
123MetLife Inc.
124New England Securities Inc.
125Tower Square Securities Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.