Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
101Synergy Investment Group
102IMS Securities Inc./IMS Financial Advisors Inc.
103Leonard & Co.
104Advisor Group
105MetLife Inc.
106New England Securities Inc.
107Tower Square Securities Inc.
108Walnut Street Securities Inc.
109BCG Securities, Inc.
110Foothill Securities Inc.
111National Holdings Corp.
112Capital Investment Co.
113vFinance Investments Inc.
114MetLife Securities Inc.
115Wall Street Access
116Cantella & Co. Inc.
117Sterne Agee Financial Services
118Financial Telesis Inc.
119First Republic Securities Co.
120Financial Services International Corp.
121Quincy Cass Associates Inc.
122MidAmerica Financial Services Inc.
123Packerland Brokerage Services Inc.
124D.A. Davidson & Co.
125Williams Financial Group
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.