Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1LPL Financial LLC7,021
2Raymond James Financial Services Inc.1,958
3AXA Advisors LLC1,474
4Cambridge Investment Research Inc.1,290
5Commonwealth Financial Network949
6Waddell & Reed Financial Advisors855
7Securities America Inc.832
8Voya Financial Advisors Inc.778
9Signator Investors Inc.733
10MML Investors Services, LLC665
11Wells Fargo Advisors Financial Network633
12Royal Alliance Associates Inc.627
13HD Vest Investment Services582
14SagePoint Financial Inc.580
15Woodbury Financial Services565
16National Planning Corporation (NPC) 518
17Securian Financial Services Inc.469
18Kestra Financial, Inc458
19INVEST Financial Corp.455
20FSC Securities Corp.407
21Triad Advisors LLC367
22Centaurus Financial Inc.346
23American Portfolios Financial Services Inc.341
24Cadaret, Grant & Co. Inc.313
25Principal Securities, Inc. (fka Princor Financial Services Corp.)312
26Lincoln Investment Planning, LLC293
27NEXT Financial Group Inc.281
28Questar Capital Corp.273
29J.W. Cole Financial Inc.272
30CUNA Brokerage Services Inc.268
31Sigma Financial Corp.253
32SII Investments Inc.244
33Ameritas Investment Corp.233
34Independent Financial Group LLC212
35United Planners Financial Services204
36Kovack Securities, Inc.201
37ProEquities Inc.190
38Investment Centers of America Inc.184
39PlanMember Securities Corp.166
40M Holdings Securities Inc. (M Securities)163
41Geneos Wealth Management Inc.160
42Investacorp Inc.156
43LaSalle St. Securities LLC155
44KMS Financial Services, Inc.154
45Securities Service Network Inc.152
46The O.N. Equity Sales Co.131
47Hornor Townsend & Kent Inc.126
48Crown Capital Securities L.P.121
49Harbour Investments Inc.110
50Parkland Securities, LLC108
51The Investment Center Inc.89
52Kalos Capital Inc.79
53Prospera Financial Services Inc.73
54CFD Investments Inc.60
55Founders Financial Securities, LLC55
56The Strategic Financial Alliance Inc.52
57Trustmont Financial Group Inc.47
58IMS Securities Inc./IMS Financial Advisors Inc.38
59Fortune Financial Services, Inc.32
60Nationwide Planning Associates, Inc.30
61Arete Wealth Management30
62Spire Investment Partners LLC18
63Infinity Financial Services 8
64Veritas Independent Partners3
65Cetera Financial Specialists0
66First Allied Securities, Inc.0
67Cetera Advisor Networks0
68Cetera Advisors0
69Transamerica Financial Advisors, Inc.0
70Lincoln Financial Network0
71Ameriprise Financial Services Inc.0
72Summit Brokerage Services, Inc.0
73Capital Investment Co.0
74Cetera Financial Institutions0
75St. Bernard Financial Services Inc.0
76LifeMark Securities Corp.
77Leonard & Co.
78Advisor Group
79MetLife Inc.
80New England Securities Inc.
81Tower Square Securities Inc.
82Walnut Street Securities Inc.
83Park Avenue Securities LLC
84Northwestern Mutual Investment Services
85Foothill Securities Inc.
86Wunderlich Securities Inc.
87National Holdings Corp.
88Quest Capital Strategies Inc.
89WRP Investments Inc.
90Protected Investors of America Inc.
91Edward Jones
92National Securities Corp. & Affiliates
93vFinance Investments Inc.
94Wall Street Access
95Cantella & Co. Inc.
96TFS Securities Inc.
97National Planning Holdings Inc.
98Berthel Fisher & Co. Financial Services Inc.
99LPL Investment Holdings Inc.
100J.P. Turner & Company LLC
101ING Advisor Network Inc.
102SA Stone
103Financial Telesis Inc.
104First Republic Securities Co.
105Financial Services International Corp.
106Quincy Cass Associates Inc.
107Packerland Brokerage Services Inc.
108GBS Financial Corp.
109Equity Services Inc.
110D.A. Davidson & Co.
111Williams Financial Group
112Finance 500 Inc.
113Foresters Equity Services Inc.
114Cutter & Co. Inc.
115Ausdal Financial Partners
116Correll Co. Investment Services Corp.
117SCF Securities Inc.
118Harbor Financial Services LLC
119TriCor Financial LLC
120Coordinated Capital Securities Inc.
121H. Beck Inc.
122Calton & Associates Inc.
123BCG Securities, Inc.
124Bernardi Securities Inc.
125Allstate Financial Services LLC
126Century Securities Associates Inc.
127Securities Management and Research
128World Capital Brokerage, Inc
129Capital Analysts Inc.
130Broker Dealer Financial Services Corp.
131Schwab Independent Branch Services (Franchise)
132Hilltop Securities Independent Network Inc.
133Synergy Investment Group
134Bolton Global Capital

134 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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