Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1LPL Financial LLC7,001
2MML Investors Services, LLC1,936
3Raymond James Financial Services Inc.1,930
4AXA Advisors LLC1,492
5Cambridge Investment Research Inc.1,369
6Northwestern Mutual Investment Services954
7Commonwealth Financial Network939
8Securities America Inc.912
9Waddell & Reed Financial Advisors779
10Signator Investors Inc.743
11Voya Financial Advisors Inc.680
12Royal Alliance Associates Inc.635
13SagePoint Financial Inc.578
14Wells Fargo Advisors Financial Network539
15Woodbury Financial Services538
16Kestra Financial, Inc460
17Securian Financial Services Inc.449
18Lincoln Investment Planning, LLC414
19Principal Securities, Inc. (fka Princor Financial Services Corp.)382
20FSC Securities Corp.374
21Triad Advisors LLC373
22Centaurus Financial Inc.348
23American Portfolios Financial Services Inc.322
24Cadaret, Grant & Co. Inc.303
25CUNA Brokerage Services Inc.294
26J.W. Cole Financial Inc.279
27Questar Capital Corp.276
28United Planners Financial Services231
29Sigma Financial Corp.228
30Ameritas Investment Corp.224
31Kovack Securities, Inc.224
32Independent Financial Group LLC220
33H. Beck Inc.200
34ProEquities Inc.196
35PlanMember Securities Corp.191
36Securities Service Network Inc.187
37M Holdings Securities Inc. (M Securities)182
38LaSalle St. Securities LLC165
39Investacorp Inc.152
40Geneos Wealth Management Inc.152
41The O.N. Equity Sales Co.137
42Harbour Investments Inc.128
43Parkland Securities, LLC126
44Crown Capital Securities L.P.116
45Kalos Capital Inc.96
46The Investment Center Inc.91
47Prospera Financial Services Inc.72
48CFD Investments Inc.63
49SCF Securities Inc.61
50The Strategic Financial Alliance Inc.55
51Founders Financial Securities, LLC55
52Leaders Group39
53Trustmont Financial Group Inc.39
54Fortune Financial Services, Inc.36
55Nationwide Planning Associates, Inc.34
56David A. Noyes & Company32
57Arete Wealth Management31
58Spire Investment Partners LLC19
59Infinity Financial Services 11
60Veritas Independent Partners3
61Ameriprise Financial Services Inc.0
62Cetera Financial Institutions0
63First Allied Securities, Inc.0
64Cetera Financial Specialists0
65Capital Investment Co.0
66Cetera Advisor Networks0
67Lincoln Financial Network0
68Summit Brokerage Services, Inc.0
69Transamerica Financial Advisors, Inc.0
70Cetera Advisors0
71Walnut Street Securities Inc.
72ING Advisor Network Inc.
73HD Vest Investment Services
74Foothill Securities Inc.
75Hornor Townsend & Kent Inc.
76Quest Capital Strategies Inc.
77GBS Financial Corp.
78National Securities Corp. & Affiliates
79vFinance Investments Inc.
80Wall Street Access
81Cantella & Co. Inc.
82TFS Securities Inc.
83KMS Financial Services, Inc.
84Equity Services Inc.
85Cutter & Co. Inc.
86SA Stone
87Financial Telesis Inc.
88First Republic Securities Co.
89Financial Services International Corp.
90Quincy Cass Associates Inc.
91Packerland Brokerage Services Inc.
92BCG Securities, Inc.
93Correll Co. Investment Services Corp.
94D.A. Davidson & Co.
95Williams Financial Group
96Finance 500 Inc.
97Foresters Equity Services Inc.
98Coordinated Capital Securities Inc.
99Ausdal Financial Partners
100Century Securities Associates Inc.
101Capital Analysts Inc.
102Harbor Financial Services LLC
103TriCor Financial LLC
104Broker Dealer Financial Services Corp.
105Calton & Associates Inc.
106St. Bernard Financial Services Inc.
107Bernardi Securities Inc.
108Allstate Financial Services LLC
109Berthel Fisher & Co. Financial Services Inc.
110Protected Investors of America Inc.
111World Capital Brokerage, Inc
112Schwab Independent Branch Services (Franchise)
113Edward Jones
114Securities Management and Research
115NEXT Financial Group Inc.
116WRP Investments Inc.
117Wunderlich Securities Inc.
118SII Investments Inc.
119Park Avenue Securities LLC
120National Planning Corporation (NPC)
121LifeMark Securities Corp.
122Bolton Global Capital
123Hilltop Securities Independent Network Inc.
124Investment Centers of America Inc.
125INVEST Financial Corp.
126Synergy Investment Group
127Leonard & Co.
128MetLife Inc.
129New England Securities Inc.
130Tower Square Securities Inc.

130 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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