Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1LPL Financial LLC6,906
2AXA Advisors1,958
3Raymond James Financial Services Inc.1,834
4Northwestern Mutual1,120
5Cambridge Investment Research Inc.1,118
6Commonwealth Financial Network895
7Waddell & Reed Financial Advisors859
8Securities America Inc.829
9Voya Financial Advisors Inc.698
10MML Investors Services, LLC691
11Royal Alliance Associates Inc.663
12Wells Fargo Advisors Financial Network625
13SagePoint Financial Inc.587
14Woodbury Financial Services579
15HD Vest Investment Services576
16National Planning Corporation (NPC) 566
17INVEST Financial Corp.478
18FSC Securities Corp.458
19NFP Advisor Services433
20Securian Financial Services Inc.428
21Signator Investors Inc.410
22Princor Financial Services Corp.341
23Centaurus Financial Inc.341
24Cadaret, Grant & Co. Inc.340
25NEXT Financial Group Inc.320
26National Securities Corp.307
27H. Beck Inc.304
28American Portfolios Financial Services Inc.302
29Lincoln Investment Planning, LLC300
30Questar Capital Corp.290
31Triad Advisors Inc.281
32Ameritas Investment Corp.273
33SII Investments Inc.270
34Sigma Financial Corp.265
35J.W. Cole Financial Inc.259
36ProEquities Inc.251
37CUNA Brokerage Services Inc.215
38Kovack Securities Inc.215
39Independent Financial Group LLC214
40VSR Financial Services Inc.208
41Investment Centers of America Inc.191
42United Planners Financial Services190
43Securities Service Network Inc.174
44Investacorp Inc.163
45The Investment Center Inc.152
46M Holdings Securities Inc. (M Securities)149
47LaSalle St. Securities LLC147
48PlanMember Securities Corp.147
49Hornor Townsend & Kent Inc.138
50Berthel Fisher & Co. Financial Services Inc.138
51Geneos Wealth Management Inc.131
52The O.N. Equity Sales Co.124
53Parkland Securities, LLC121
54Crown Capital Securities L.P.117
55Harbour Investments Inc.101
56SWS Financial Services90
57Prospera Financial Services Inc.85
58Kalos Capital Inc.74
59CFD Investments Inc.67
60Founders Financial Securities, LLC54
61Packerland Brokerage Services Inc.52
62The Strategic Financial Alliance Inc.50
63Broker Dealer Financial Services Corp.50
64Trustmont Financial Group Inc.49
65Fortune Financial Services, Inc.23
66Spire Investment Partners LLC14
67Securities Management and Research4
68TriCor Financial LLC
69Calton & Associates Inc.
70St. Bernard Financial Services Inc.
71Bernardi Securities Inc.
72Allstate Financial Services LLC
73World Capital Brokerage, Inc
74The Legend Group Corp.
75BCG Securities, Inc.
76Capital Analysts Inc.
77Century Securities Associates Inc.
78Coordinated Capital Securities Inc.
79Correll Co. Investment Services Corp.
80Cutter & Co. Inc.
81Equity Services Inc.
82First Allied Securities, Inc.
83First Midwest Securities Inc.
84GBS Financial Corp.
85ING Advisor Network Inc.
86Cetera Advisor Networks
87Cetera Advisors
88Transamerica Financial Advisors, Inc.
89Investors Capital Corp.
90J.P. Turner & Company LLC
91LPL Investment Holdings Inc.
92National Planning Holdings Inc.
93Prime Capital Services Inc.
94Protected Investors of America Inc.
95Cetera Financial Specialists
96WRP Investments Inc.
97Wunderlich Securities Inc.
98Lincoln Financial Network
99Ameriprise Financial Services Inc.
100Park Avenue Securities LLC
101Wall Street Financial Group Inc.
102LifeMark Securities Corp.
103Girard Securities Inc.
104Summit Brokerage Services, Inc.
105Eagle One Investments LLC
106Synergy Investment Group
107IMS Securities Inc./IMS Financial Advisors Inc.
108Leonard & Co.
109Advisor Group
110MetLife Inc.
111New England Securities Inc.
112Tower Square Securities Inc.
113Walnut Street Securities Inc.
114Foothill Securities Inc.
115National Holdings Corp.
116Pointe Capital Inc.
117Quest Capital Strategies Inc.
118Capital Investment Co.
119vFinance Investments Inc.
120MetLife Securities Inc.
121R.M. Stark & Co. Inc.
122Wall Street Access
123Cantella & Co. Inc.
124TFS Securities Inc.
125Ladenburg Thalmann Financial Services Inc.
126Cetera Financial Institutions
127Financial Advisers of America LLC
128Sterne Agee Financial Services
129Financial Telesis Inc.
130First Republic Securities Co.
131Financial Services International Corp.
132Quincy Cass Associates Inc.
133MidAmerica Financial Services Inc.
134D.A. Davidson & Co.
135Williams Financial Group
136Finance 500 Inc.
137Foresters Equity Services Inc.
138Ausdal Financial Partners
139SCF Securities Inc.
140Harbor Financial Services LLC

140 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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