Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1LPL Financial LLC7,030
2Raymond James Financial Services Inc.1,662
3AXA Advisors1,485
4Northwestern Mutual1,195
5Cambridge Investment Research Inc.1,186
6Commonwealth Financial Network940
7Waddell & Reed Financial Advisors899
8Voya Financial Advisors Inc.842
9Securities America Inc.840
10MML Investors Services, LLC731
11Royal Alliance Associates Inc.657
12Wells Fargo Advisors Financial Network649
13SagePoint Financial Inc.599
14Woodbury Financial Services599
15HD Vest Investment Services589
16National Planning Corporation (NPC) 562
17Signator Investors Inc.523
18Kestra Financial469
19INVEST Financial Corp.452
20FSC Securities Corp.447
21Securian Financial Services Inc.430
22Centaurus Financial Inc.348
23Princor Financial Services Corp.337
24American Portfolios Financial Services Inc.333
25Cadaret, Grant & Co. Inc.326
26NEXT Financial Group Inc.301
27Lincoln Investment Planning, LLC298
28Questar Capital Corp.276
29Triad Advisors Inc.274
30J.W. Cole Financial Inc.269
31SII Investments Inc.258
32ProEquities Inc.246
33Ameritas Investment Corp.246
34Sigma Financial Corp.245
35CUNA Brokerage Services Inc.244
36National Securities Corp. & Affiliates239
37H. Beck Inc.235
38Independent Financial Group LLC225
39Kovack Securities Inc.222
40United Planners Financial Services193
41Investment Centers of America Inc.188
42Investacorp Inc.174
43M Holdings Securities Inc. (M Securities)164
44KMS Financial Services, Inc.160
45Securities Service Network Inc.158
46PlanMember Securities Corp.153
47LaSalle St. Securities LLC150
48The O.N. Equity Sales Co.148
49Geneos Wealth Management Inc.146
50Hornor Townsend & Kent Inc.145
51Parkland Securities, LLC115
52Crown Capital Securities L.P.109
53Harbour Investments Inc.105
54The Investment Center Inc.93
55Prospera Financial Services Inc.92
56Kalos Capital Inc.81
57TFS Securities Inc.69
58CFD Investments Inc.62
59The Strategic Financial Alliance Inc.56
60Founders Financial Securities, LLC55
61Broker Dealer Financial Services Corp.54
62Trustmont Financial Group Inc.52
63Fortune Financial Services, Inc.26
64Nationwide Planning Associates, Inc.23
65Spire Investment Partners LLC15
66Infinity Financial Services 9
67Securities Management and Research4
68Girard Securities Inc.0
69Summit Brokerage Services, Inc.0
70Cetera Advisors0
71First Allied Securities, Inc.0
72Quest Capital Strategies Inc. 0
73Cetera Financial Institutions0
74VSR Financial Services Inc.0
75Equity Services Inc.0
76Cetera Advisor Networks0
77Ameriprise Financial Services Inc.0
78Lincoln Financial Network0
79Cetera Financial Specialists0
80Investors Capital Corp.0
81Correll Co. Investment Services Corp.
82Cutter & Co. Inc.
83GBS Financial Corp.
84ING Advisor Network Inc.
85Coordinated Capital Securities Inc.
86Transamerica Financial Advisors, Inc.
87J.P. Turner & Company LLC
88LPL Investment Holdings Inc.
89National Planning Holdings Inc.
90Protected Investors of America Inc.
91Century Securities Associates Inc.
92Capital Analysts Inc.
93Edward Jones
94WRP Investments Inc.
95Wunderlich Securities Inc.
96Park Avenue Securities LLC
97Wall Street Financial Group Inc.
98LifeMark Securities Corp.
99SWS Financial Services
100Berthel Fisher & Co. Financial Services Inc.
101Synergy Investment Group
102IMS Securities Inc./IMS Financial Advisors Inc.
103Leonard & Co.
104Advisor Group
105MetLife Inc.
106New England Securities Inc.
107Tower Square Securities Inc.
108Walnut Street Securities Inc.
109BCG Securities, Inc.
110Foothill Securities Inc.
111National Holdings Corp.
112Capital Investment Co.
113vFinance Investments Inc.
114MetLife Securities Inc.
115Wall Street Access
116Cantella & Co. Inc.
117Sterne Agee Financial Services
118Financial Telesis Inc.
119First Republic Securities Co.
120Financial Services International Corp.
121Quincy Cass Associates Inc.
122MidAmerica Financial Services Inc.
123Packerland Brokerage Services Inc.
124D.A. Davidson & Co.
125Williams Financial Group
126Finance 500 Inc.
127Foresters Equity Services Inc.
128Ausdal Financial Partners
129SCF Securities Inc.
130Harbor Financial Services LLC
131TriCor Financial LLC
132Calton & Associates Inc.
133St. Bernard Financial Services Inc.
134Bernardi Securities Inc.
135Allstate Financial Services LLC
136World Capital Brokerage, Inc
137The Legend Group Corp.
138Schwab Independent Branch Services (Franchise)

138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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