Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm $100K-$499K reps ▼
1LPL Financial LLC7,030
2Raymond James Financial Services Inc.1,662
3AXA Advisors1,485
4Northwestern Mutual1,195
5Cambridge Investment Research Inc.1,186
6Commonwealth Financial Network940
7Waddell & Reed Financial Advisors899
8Voya Financial Advisors Inc.842
9Securities America Inc.840
10MML Investors Services, LLC731
11Royal Alliance Associates Inc.657
12Wells Fargo Advisors Financial Network649
13Woodbury Financial Services599
14SagePoint Financial Inc.599
15HD Vest Investment Services589
16National Planning Corporation (NPC) 562
17Signator Investors Inc.523
18Kestra Financial, Inc. 469
19INVEST Financial Corp.452
20FSC Securities Corp.447
21Securian Financial Services Inc.430
22Centaurus Financial Inc.348
23Principal Securities, Inc. (fka Princor Financial Services Corp.)337
24American Portfolios Financial Services Inc.333
25Cadaret, Grant & Co. Inc.326
26NEXT Financial Group Inc.301
27Lincoln Investment Planning, LLC298
28Questar Capital Corp.276
29Triad Advisors Inc.274
30J.W. Cole Financial Inc.269
31SII Investments Inc.258
32Ameritas Investment Corp.246
33ProEquities Inc.246
34Sigma Financial Corp.245
35CUNA Brokerage Services Inc.244
36National Securities Corp. & Affiliates239
37H. Beck Inc.235
38Independent Financial Group LLC225
39Kovack Securities, Inc.222
40United Planners Financial Services193
41Investment Centers of America Inc.188
42Investacorp Inc.174
43M Holdings Securities Inc. (M Securities)164
44KMS Financial Services, Inc.160
45Securities Service Network Inc.158
46PlanMember Securities Corp.153
47LaSalle St. Securities LLC150
48The O.N. Equity Sales Co.148
49Geneos Wealth Management Inc.146
50Hornor Townsend & Kent Inc.145
51Parkland Securities, LLC115
52Crown Capital Securities L.P.109
53Harbour Investments Inc.105
54The Investment Center Inc.93
55Prospera Financial Services Inc.92
56Kalos Capital Inc.81
57TFS Securities Inc.69
58CFD Investments Inc.62
59The Strategic Financial Alliance Inc.56
60Founders Financial Securities, LLC55
61Broker Dealer Financial Services Corp.54
62Trustmont Financial Group Inc.52
63Fortune Financial Services, Inc.26
64Nationwide Planning Associates, Inc.23
65Spire Investment Partners LLC15
66Infinity Financial Services 9
67Securities Management and Research4
68Cetera Financial Specialists0
69Equity Services Inc.0
70First Allied Securities, Inc.0
71Cetera Advisor Networks0
72Cetera Advisors0
73Investors Capital Corp.0
74VSR Financial Services Inc.0
75Lincoln Financial Network0
76Ameriprise Financial Services Inc.0
77Girard Securities Inc.0
78Summit Brokerage Services, Inc.0
79Quest Capital Strategies Inc. 0
80Cetera Financial Institutions0
81St. Bernard Financial Services Inc.0
82MetLife Inc.
83New England Securities Inc.
84Tower Square Securities Inc.
85Walnut Street Securities Inc.
86Synergy Investment Group
87Hilltop Securities Independent Network Inc.
88Foothill Securities Inc.
89Bolton Global Capital
90National Holdings Corp.
91Schwab Independent Branch Services (Franchise)
92LifeMark Securities Corp.
93Park Avenue Securities LLC
94Capital Investment Co.
95Wunderlich Securities Inc.
96vFinance Investments Inc.
97MSI Financial Services, Inc.
98Wall Street Access
99Cantella & Co. Inc.
100WRP Investments Inc.
101Protected Investors of America Inc.
102Edward Jones
103National Planning Holdings Inc.
104LPL Investment Holdings Inc.
105J.P. Turner & Company LLC
106Sterne Agee Financial Services
107Financial Telesis Inc.
108First Republic Securities Co.
109Financial Services International Corp.
110Quincy Cass Associates Inc.
111Packerland Brokerage Services Inc.
112Transamerica Financial Advisors, Inc.
113ING Advisor Network Inc.
114D.A. Davidson & Co.
115Williams Financial Group
116Finance 500 Inc.
117Foresters Equity Services Inc.
118GBS Financial Corp.
119Ausdal Financial Partners
120Cutter & Co. Inc.
121SCF Securities Inc.
122Harbor Financial Services LLC
123TriCor Financial LLC
124Correll Co. Investment Services Corp.
125Coordinated Capital Securities Inc.
126Calton & Associates Inc.
127Veritas Independent Partners
128Bernardi Securities Inc.
129Allstate Financial Services LLC
130Century Securities Associates Inc.
131Capital Analysts Inc.
132World Capital Brokerage, Inc
133The Legend Group Corp.
134Berthel Fisher & Co. Financial Services Inc.
135BCG Securities, Inc.
136IMS Securities Inc./IMS Financial Advisors Inc.
137Leonard & Co.
138Advisor Group

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.