Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▲
138Cetera Advisors0
137Girard Securities Inc.0
136Summit Brokerage Services, Inc.0
135VSR Financial Services Inc.0
134Cetera Financial Specialists0
133Quest Capital Strategies Inc. 0
132Equity Services Inc.0
131First Allied Securities, Inc.0
130Investors Capital Corp.0
129Cetera Financial Institutions0
128Cetera Advisor Networks0
127Ameriprise Financial Services Inc.0
126Lincoln Financial Network0
125Securities Management and Research4
124Infinity Financial Services 9
123Spire Investment Partners LLC15
122Nationwide Planning Associates, Inc.23
121Fortune Financial Services, Inc.26
120Trustmont Financial Group Inc.52
119Broker Dealer Financial Services Corp.54
118Founders Financial Securities, LLC55
117The Strategic Financial Alliance Inc.56
116CFD Investments Inc.62
115TFS Securities Inc.69
114Kalos Capital Inc.81
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.