Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▲
1Securities Management and Research4
2Spire Investment Partners LLC14
3Fortune Financial Services Inc.23
4Trustmont Financial Group Inc.49
5The Strategic Financial Alliance Inc.50
6Broker Dealer Financial Services Corp.50
7Packerland Brokerage Services Inc.52
8Founders Financial Securities, LLC54
9CFD Investments Inc.67
10Kalos Capital Inc.74
11Prospera Financial Services Inc.85
12SWS Financial Services90
13Harbour Investments Inc.101
14Crown Capital Securities L.P.117
15Parkland Securities, LLC121
16The O.N. Equity Sales Co.124
17Geneos Wealth Management Inc.131
18Hornor Townsend & Kent Inc.138
19Berthel Fisher & Co. Financial Services Inc.138
20PlanMember Securities Corp.147
21LaSalle St. Securities LLC147
22M Holdings Securities Inc. (M Securities)149
23The Investment Center Inc.152
24Investacorp Inc.163
25Securities Service Network Inc.174
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.