Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▲
138Cetera Financial Institutions0
137Girard Securities Inc.0
136Summit Brokerage Services, Inc.0
135Ameriprise Financial Services Inc.0
134St. Bernard Financial Services Inc.0
133Lincoln Financial Network0
132Quest Capital Strategies Inc. 0
131VSR Financial Services Inc.0
130Equity Services Inc.0
129First Allied Securities, Inc.0
128Cetera Financial Specialists0
127Cetera Advisor Networks0
126Cetera Advisors0
125Investors Capital Corp.0
124Securities Management and Research4
123Infinity Financial Services 9
122Spire Investment Partners LLC15
121Nationwide Planning Associates, Inc.23
120Fortune Financial Services, Inc.26
119Trustmont Financial Group Inc.52
118Broker Dealer Financial Services Corp.54
117Founders Financial Securities, LLC55
116The Strategic Financial Alliance Inc.56
115CFD Investments Inc.62
114TFS Securities Inc.69
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.