Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▲
130Capital Investment Co.0
129Summit Brokerage Services, Inc.0
128Ameriprise Financial Services Inc.0
127Lincoln Financial Network0
126First Allied Securities, Inc.0
125Cetera Financial Specialists0
124Cetera Advisor Networks0
123Cetera Advisors0
122Transamerica Financial Advisors, Inc.0
121Cetera Financial Institutions0
120Veritas Independent Partners3
119Infinity Financial Services 11
118Spire Investment Partners LLC19
117Arete Wealth Management31
116David A. Noyes & Company32
115Nationwide Planning Associates, Inc.34
114Fortune Financial Services, Inc.36
113Trustmont Financial Group Inc.39
112Leaders Group39
111Founders Financial Securities, LLC55
110The Strategic Financial Alliance Inc.55
109SCF Securities Inc.61
108CFD Investments Inc.63
107Prospera Financial Services Inc.72
106The Investment Center Inc.91
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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