Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
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Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▲
135First Allied Securities, Inc.0
134Cetera Financial Institutions0
133Summit Brokerage Services, Inc.0
132Cetera Financial Specialists0
131Ameriprise Financial Services Inc.0
130Capital Investment Co.0
129Girard Securities Inc.0
128Transamerica Financial Advisors, Inc.0
127Cetera Advisors0
126Cetera Advisor Networks0
125St. Bernard Financial Services Inc.0
124Lincoln Financial Network0
123Veritas Independent Partners3
122Infinity Financial Services 8
121Spire Investment Partners LLC18
120Arete Wealth Management30
119Nationwide Planning Associates, Inc.30
118Fortune Financial Services, Inc.32
117IMS Securities Inc./IMS Financial Advisors Inc.38
116Trustmont Financial Group Inc.47
115The Strategic Financial Alliance Inc.52
114Founders Financial Securities, LLC55
113CFD Investments Inc.60
112Prospera Financial Services Inc.73
111Kalos Capital Inc.79
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135 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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