Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▲
138Girard Securities Inc.0
137Ameriprise Financial Services Inc.0
136Capital Investment Co.0
135Transamerica Financial Advisors, Inc.0
134Cetera Financial Specialists0
133First Allied Securities, Inc.0
132Lincoln Financial Network0
131Cetera Advisors0
130Cetera Financial Institutions0
129St. Bernard Financial Services Inc.0
128Cetera Advisor Networks0
127Summit Brokerage Services, Inc.0
126Veritas Independent Partners3
125Infinity Financial Services 8
124Spire Investment Partners LLC18
123Arete Wealth Management30
122Nationwide Planning Associates, Inc.30
121Fortune Financial Services, Inc.32
120IMS Securities Inc./IMS Financial Advisors Inc.38
119Trustmont Financial Group Inc.47
118The Strategic Financial Alliance Inc.52
117Founders Financial Securities, LLC55
116CFD Investments Inc.60
115Prospera Financial Services Inc.73
114Kalos Capital Inc.79
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.