Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▲
140Securities Management and Research4
139Spire Investment Partners LLC14
138Fortune Financial Services, Inc.23
137Trustmont Financial Group Inc.49
136Broker Dealer Financial Services Corp.50
135The Strategic Financial Alliance Inc.50
134Packerland Brokerage Services Inc.52
133Founders Financial Securities, LLC54
132CFD Investments Inc.67
131Kalos Capital Inc.74
130Prospera Financial Services Inc.85
129SWS Financial Services90
128Harbour Investments Inc.101
127Crown Capital Securities L.P.117
126Parkland Securities, LLC121
125The O.N. Equity Sales Co.124
124Geneos Wealth Management Inc.131
123Hornor Townsend & Kent Inc.138
122Berthel Fisher & Co. Financial Services Inc.138
121PlanMember Securities Corp.147
120LaSalle St. Securities LLC147
119M Holdings Securities Inc. (M Securities)149
118The Investment Center Inc.152
117Investacorp Inc.163
116Securities Service Network Inc.174
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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