Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm $100K-$499K reps ▲
140Securities Management and Research4
139Spire Investment Partners LLC14
138Fortune Financial Services, Inc.23
137Trustmont Financial Group Inc.49
136Broker Dealer Financial Services Corp.50
135The Strategic Financial Alliance Inc.50
134Packerland Brokerage Services Inc.52
133Founders Financial Securities, LLC54
132CFD Investments Inc.67
131Kalos Capital Inc.74
130Prospera Financial Services Inc.85
129SWS Financial Services90
128Harbour Investments Inc.101
127Crown Capital Securities L.P.117
126Parkland Securities, LLC121
125The O.N. Equity Sales Co.124
124Geneos Wealth Management Inc.131
123Hornor Townsend & Kent Inc.138
122Berthel Fisher & Co. Financial Services Inc.138
121PlanMember Securities Corp.147
120LaSalle St. Securities LLC147
119M Holdings Securities Inc. (M Securities)149
118The Investment Center Inc.152
117Investacorp Inc.163
116Securities Service Network Inc.174
Next Page »

140 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.