Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
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Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $500K+ reps ▼
1LPL Financial LLC1,991
2Raymond James Financial Services Inc.1,305
3Commonwealth Financial Network708
4Wells Fargo Advisors Financial Network526
5Northwestern Mutual Investment Services393
6Cambridge Investment Research Inc.343
7Securities America Inc.290
8Kestra Financial, Inc254
9Royal Alliance Associates Inc.212
10MML Investors Services, LLC211
11AXA Advisors LLC199
12Waddell & Reed Financial Advisors181
13Securian Financial Services Inc.157
14Centaurus Financial Inc.147
15FSC Securities Corp.144
16Signator Investors Inc.142
17SagePoint Financial Inc.140
18Lincoln Investment Planning, LLC132
19Voya Financial Advisors Inc.126
20Woodbury Financial Services106
21M Holdings Securities Inc. (M Securities)82
22Triad Advisors LLC82
23CUNA Brokerage Services Inc.77
24Geneos Wealth Management Inc.73
25J.W. Cole Financial Inc.72
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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