Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm $500K+ reps ▼
1LPL Financial LLC1,793
2Raymond James Financial Services Inc.1,106
3Commonwealth Financial Network630
4Wells Fargo Advisors Financial Network481
5Northwestern Mutual Investment Services318
6Cambridge Investment Research Inc.279
7Securities America Inc.230
8Kestra Financial, Inc217
9Waddell & Reed Financial Advisors217
10Royal Alliance Associates Inc.204
11Securian Financial Services Inc.163
12National Planning Corporation (NPC) 160
13AXA Advisors LLC154
14Centaurus Financial Inc.145
15Signator Investors Inc.141
16Voya Financial Advisors Inc.134
17FSC Securities Corp.119
18SagePoint Financial Inc.110
19HD Vest Investment Services104
20Lincoln Investment Planning, LLC96
21INVEST Financial Corp.95
22MML Investors Services, LLC87
23M Holdings Securities Inc. (M Securities)86
24Woodbury Financial Services86
25SII Investments Inc.83
Next Page »

131 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

Events

Here are 3 ways the DOL fiduciary rule has affected 401(k) advisory practices

Fred Barstein, founder of The Retirement Advisor University, explains why the old way of doing business is dead no matter what happens with the regulation.

Latest news & opinion

Brokers accept proposed SEC rule on who can call themselves an adviser

Some say the rule will clear up investor confusion, but others say the SEC didn't go far enough.

SEC advice rule: Here's what you need to know

We sifted through the nearly 1,000-page proposal and picked out some of the most important points.

Cadaret Grant acquired by private-equity-backed Atria

75-year-old owner Arthur Grant positions the IBD for the 'next 33 years.'

SEC advice rule seeks to tighten reins on brokers

The proposed rule puts new restrictions on brokers, but it is still unclear how strongly the SEC is clamping down.

SEC advice rule hearing updates

Commission says a lot of work ahead, public will have 90 days to comment.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.