Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $500K+ reps ▼
1LPL Financial LLC1,952
2Raymond James Financial Services Inc.1,064
3Commonwealth Financial Network606
4Wells Fargo Advisors Financial Network404
5Northwestern Mutual312
6Cambridge Investment Research Inc.289
7Securities America Inc.252
8Royal Alliance Associates Inc.217
9Kestra Financial212
10Waddell & Reed Financial Advisors193
11National Planning Corporation (NPC) 179
12AXA Advisors163
13Securian Financial Services Inc.159
14FSC Securities Corp.141
15Voya Financial Advisors Inc.140
16Centaurus Financial Inc.130
17SagePoint Financial Inc.119
18INVEST Financial Corp.114
19HD Vest Investment Services104
20Woodbury Financial Services102
21Signator Investors Inc.99
22Lincoln Investment Planning, LLC96
23MML Investors Services, LLC95
24SII Investments Inc.91
25M Holdings Securities Inc. (M Securities)86
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.