Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $500K+ reps ▲
138Cetera Advisor Networks0
137Cetera Financial Institutions0
136Cetera Advisors0
135Infinity Financial Services 0
134Summit Brokerage Services, Inc.0
133VSR Financial Services Inc.0
132Lincoln Financial Network0
131Equity Services Inc.0
130First Allied Securities, Inc.0
129Cetera Financial Specialists0
128Ameriprise Financial Services Inc.0
127Quest Capital Strategies Inc. 0
126Girard Securities Inc.0
125Securities Management and Research0
124Investors Capital Corp.0
123Fortune Financial Services, Inc.3
122Trustmont Financial Group Inc.4
121Broker Dealer Financial Services Corp.4
120Nationwide Planning Associates, Inc.7
119Founders Financial Securities, LLC7
118The Investment Center Inc.11
117The O.N. Equity Sales Co.11
116CFD Investments Inc.11
115TFS Securities Inc.12
114Crown Capital Securities L.P.12
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.