Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $500K+ reps ▲
138Cetera Advisors0
137Cetera Financial Specialists0
136Lincoln Financial Network0
135Capital Investment Co.0
134Veritas Independent Partners0
133Infinity Financial Services 0
132Girard Securities Inc.0
131Ameriprise Financial Services Inc.0
130Cetera Financial Institutions0
129St. Bernard Financial Services Inc.0
128Cetera Advisor Networks0
127Transamerica Financial Advisors, Inc.0
126Summit Brokerage Services, Inc.0
125First Allied Securities, Inc.0
124Fortune Financial Services, Inc.2
123IMS Securities Inc./IMS Financial Advisors Inc.3
122Trustmont Financial Group Inc.5
121Nationwide Planning Associates, Inc.6
120Founders Financial Securities, LLC7
119The O.N. Equity Sales Co.8
118Spire Investment Partners LLC10
117CFD Investments Inc.10
116The Investment Center Inc.11
115Arete Wealth Management11
114Parkland Securities, LLC11
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.