Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $500K+ reps ▲
140Investors Capital Corp.0
139Transamerica Financial Advisors, Inc.0
138Summit Brokerage Services, Inc.0
137Girard Securities Inc.0
136Veritas Independent Partners0
135First Allied Securities, Inc.0
134Cetera Financial Specialists0
133RBC Capital Markets Corp.0
132Cetera Financial Institutions0
131Cetera Advisor Networks0
130Cetera Advisors0
129Infinity Financial Services 0
128Securities Management and Research0
127Ameriprise Financial Services Inc.0
126Lincoln Financial Network0
125St. Bernard Financial Services Inc.0
124Quest Capital Strategies Inc. 0
123VSR Financial Services Inc.0
122Equity Services Inc.0
121IMS Securities Inc./IMS Financial Advisors Inc.3
120Fortune Financial Services, Inc.3
119Broker Dealer Financial Services Corp.4
118Trustmont Financial Group Inc.4
117Founders Financial Securities, LLC7
116Nationwide Planning Associates, Inc.7
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.