Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $500K+ reps ▲
140Securities Management and Research0
139Packerland Brokerage Services Inc.2
138Fortune Financial Services, Inc.3
137Trustmont Financial Group Inc.3
136Broker Dealer Financial Services Corp.4
135SWS Financial Services8
134The O.N. Equity Sales Co.8
133Parkland Securities, LLC8
132Founders Financial Securities, LLC8
131Harbour Investments Inc.9
130CFD Investments Inc.10
129PlanMember Securities Corp.11
128Spire Investment Partners LLC11
127Crown Capital Securities L.P.13
126The Strategic Financial Alliance Inc.18
125The Investment Center Inc.18
124LaSalle St. Securities LLC18
123Hornor Townsend & Kent Inc.19
122Kalos Capital Inc.19
121Questar Capital Corp.21
120Princor Financial Services Corp.21
119Berthel Fisher & Co. Financial Services Inc.25
118Prospera Financial Services Inc.25
117ProEquities Inc.27
116Sigma Financial Corp.27
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.