Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▼
1Wells Fargo Advisors Financial Network$68,391,827
2Commonwealth Financial Network$49,254,962
3Prospera Financial Services Inc.$48,039,621
4VSR Financial Services Inc.$46,747,183
5Geneos Wealth Management Inc.$41,726,962
6NFP Advisor Services$38,013,886
7M Holdings Securities Inc. (M Securities)$36,663,263
8CUNA Brokerage Services Inc.$35,662,222
9LPL Financial LLC$33,812,947
10Securities Service Network Inc.$31,754,020
11Royal Alliance Associates Inc.$31,562,798
12First Allied Securities, Inc.$31,205,731
13FSC Securities Corp.$30,195,607
14Triad Advisors Inc.$29,840,564
15Founders Financial Securities, LLC$29,411,765
16Girard Securities Inc.$29,326,243
17Lincoln Investment Planning, LLC$29,107,191
18Harbour Investments Inc.$28,908,511
19Summit Brokerage Services, Inc.$28,350,515
20Securities America Inc.$27,717,924
21Cadaret, Grant & Co. Inc.$26,876,430
22Waddell & Reed Financial Advisors$26,815,674
23American Portfolios Financial Services Inc.$26,493,765
24Berthel Fisher & Co. Financial Services Inc.$26,065,015
25The Strategic Financial Alliance Inc.$25,929,487
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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