Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Avg. assets per rep ▼
1Wells Fargo Advisors Financial Network$68,304,843
2Commonwealth Financial Network$54,694,073
3Prospera Financial Services Inc.$47,667,238
4CUNA Brokerage Services Inc.$45,243,781
5Geneos Wealth Management Inc.$44,615,234
6Kestra Financial, Inc$44,161,741
7M Holdings Securities Inc. (M Securities)$39,769,732
8Investment Centers of America Inc.$39,680,623
9KMS Financial Services, Inc.$38,129,676
10SII Investments Inc.$37,053,335
11LPL Financial LLC$35,434,336
12First Allied Securities, Inc.$34,848,445
13National Planning Corporation (NPC) $33,683,720
14Triad Advisors LLC$32,013,877
15Founders Financial Securities, LLC$31,166,664
16Securities Service Network Inc.$31,145,401
17Securities America Inc.$29,877,773
18Raymond James Financial Services Inc.$29,171,991
19Harbour Investments Inc.$28,908,367
20Independent Financial Group LLC$28,160,927
21INVEST Financial Corp.$27,535,459
22J.W. Cole Financial Inc.$27,511,398
23Cetera Advisor Networks$27,492,810
24Summit Brokerage Services, Inc.$27,215,511
25Waddell & Reed Financial Advisors$27,139,626
Next Page »

135 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


The #MeToo movement and the financial advice industry

Attendees at the Women to Watch luncheon commend the #MeToo movement for raising awareness about the issue of sexual harassment and bringing women together.

Latest news & opinion

The 401(k) robo-revolution is here

Could human advisers be displaced as digital-advice firms use technology to deliver services to plan sponsors and participants?

SEC forging ahead on fiduciary rule despite DOL rule decision in 5th Circuit

Chairman Jay Clayton says 'the sooner the better' when asked when an SEC fiduciary rule will be ready.

What the next market downturn means for small RIAs

Firms that have enjoyed AUM growth because of the runup in stocks may find it hard to adjust to declining revenues if the market suffers a major correction.

DOL fiduciary rule likely to live on despite appeals court loss

Future developments will hinge on whether the Labor Department continues the fight to remake the regulation its own way.

DOL fiduciary rule: Industry reacts to Fifth Circuit ruling

Groups on both sides of the fiduciary debate had plenty to say.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.