Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▲
144Wall Street Financial Group Inc.
143Park Avenue Securities LLC
142Wunderlich Securities Inc.
141WRP Investments Inc.
140Schwab Independent Branch Services (Franchise)
139Bernardi Securities Inc.
138TriCor Financial LLC
137Harbor Financial Services LLC
136Capital Analysts Inc.
135Century Securities Associates Inc.
134Allstate Financial Services LLC
133SCF Securities Inc.
132Coordinated Capital Securities Inc.
131Correll Co. Investment Services Corp.
130Raymond James Financial Services Inc.
129Cutter & Co. Inc.
128BCG Securities, Inc.
127Ausdal Financial Partners
126First Midwest Securities Inc.
125GBS Financial Corp.
124Foresters Equity Services Inc.
123Finance 500 Inc.
122Williams Financial Group
121ING Advisor Network Inc.
120MidAmerica Financial Services Inc.
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.