Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
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Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▲
38Northwestern Mutual $26,271,786
37Royal Alliance Associates Inc.$28,591,586
36PlanMember Securities Corp.$29,227,557
35Cambridge Investment Research, Inc.$30,295,481
34Woodbury Financial Services$30,303,137
33MML Investors Services, LLC$33,266,187
32Arkadios Capital$33,338,136
31The Strategic Financial Alliance Inc.$33,582,090
30Kovack Securities, Inc.$33,625,750
29Advisor Group$33,776,520
28Sigma Financial Corp.$34,627,832
27The Investment Center Inc.$34,702,069
26United Planners Financial Services$36,040,892
25LaSalle St. Securities LLC$37,096,774
24Thurston Springer Miller Herd & Titak$37,204,034
23Equitable Advisors, LLC$37,550,202
22Centaurus Financial, Inc.$38,343,740
21SagePoint Financial Inc.$39,325,500
20Atria Wealth Solutions$39,910,376
19Securian Financial Services Inc.$40,368,406
18American Portfolios Financial Services Inc.$41,637,462
17Founders Financial$41,841,215
16Principal Securities, Inc. $42,777,346
15Triad Advisors, LLC$43,061,268
14Harbour Investments Inc.$44,308,824
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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