Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Avg. assets per rep ▲
138D.A. Davidson & Co.
137BCG Securities, Inc.
136Broker Dealer Financial Services Corp.
135Cadaret, Grant & Co. Inc.
134Capital Analysts Inc.
133Century Securities Associates Inc.
132Correll Co. Investment Services Corp.
131First Allied Securities, Inc.
130GBS Financial Corp.
129ING Advisor Network Inc.
128Cetera Advisor Networks
127Voya Financial Advisors Inc.
126Cetera Advisors
125Investacorp Inc.
124INVEST Financial Corp.
123Investment Centers of America Inc.
122National Planning Corporation (NPC)
121SII Investments Inc.
120NEXT Financial Group, Inc.
119Protected Investors of America Inc.
118Securities Service Network LLC
117Signator Investors Inc.
116Cetera Financial Specialists
115Questar Capital Corp.
114Wells Fargo Advisors Financial Network
113WRP Investments Inc.
112Wunderlich Securities Inc.
111LifeMark Securities Corp.
110Bolton Global Capital
109Hilltop Securities Independent Network Inc.
108Summit Brokerage Services, Inc.
107Synergy Investment Group
106Leonard & Co.
105MetLife Inc.
104New England Securities Inc.
103Tower Square Securities Inc.
102Walnut Street Securities Inc.
101Foothill Securities Inc.
100Quest Capital Strategies Inc.
99Spire Investment Partners LLC
98Capital Investment Co.
97National Securities Corp.
96vFinance Investments Inc.
95Wall Street Access
94TFS Securities Inc.
93KMS Financial Services, Inc.
92Cetera Financial Institutions
91SA Stone
90Financial Telesis Inc.
89First Republic Securities Co.
88Financial Services International Corp.
87Williams Financial Group
86Finance 500 Inc.
85Foresters Equity Services Inc.
84CUNA Brokerage Services Inc.
83Ausdal Financial Partners
82SCF Securities Inc.
81Harbor Financial Services LLC
80TriCor Financial LLC
79Kalos Capital Inc.
78Bernardi Securities Inc.
77Allstate Financial Services LLC
76World Capital Brokerage, Inc.
75Infinity Financial Services
74Schwab Independent Branch Services (Franchise)
73Edward Jones
72David A. Noyes & Company
71CoastalOne
70Nations Financial Group
69Transamerica Financial Advisors, Inc.0
68Calton & Associates Inc.0
67Berthel Fisher & Co. Financial Services Inc.0
66Quincy Cass Associates Inc.0
65Cantella & Co. Inc. 0
64Lincoln Financial Network0
63Ameriprise Financial Services, LLC0
62Coordinated Capital Securities Inc.0
61Securities Management and Research0
60Crown Capital Securities L.P.0
59Cutter & Company, Inc.0
58Avantax Investment Services, Inc.0
57The Leaders Group$1,838,123
56Concourse Financial Group Securities, Inc.$5,154,383
55Packerland Brokerage Services Inc.$5,530,181
54St. Bernard Financial Services Inc.$6,238,938
53Trutoro$6,520,885
52Fortune Financial Services, Inc.$7,579,760
51M Holdings Securities Inc. (M Securities)$8,082,992
50Alden Investment Group$8,461,538
49Arete Wealth$11,273,257
48The O.N. Equity Sales Co.$17,226,100
47Park Avenue Securities LLC$20,177,411
46Equity Services Inc. $22,727,273
45Nationwide Planning Associates, Inc.$23,129,766
44Hornor, Townsend & Kent, LLC$23,219,819
43Trustmont Financial Group Inc.$23,684,091
42Vanderbilt Financial Group$24,791,214
41Parkland Securities, LLC$25,283,582
40Ameritas Investment Company/Ameritas Advisory Services$25,781,991
39CFD Investments Inc.$25,808,719
38Northwestern Mutual $26,271,786
37Royal Alliance Associates Inc.$28,591,586
36PlanMember Securities Corp.$29,227,557
35Cambridge Investment Research, Inc.$30,295,481
34Woodbury Financial Services$30,303,137
33MML Investors Services, LLC$33,266,187
32Arkadios Capital$33,338,136
31The Strategic Financial Alliance Inc.$33,582,090
30Kovack Securities, Inc.$33,625,750
29Advisor Group$33,776,520
28Sigma Financial Corp.$34,627,832
27The Investment Center Inc.$34,702,069
26United Planners Financial Services$36,040,892
25LaSalle St. Securities LLC$37,096,774
24Thurston Springer Miller Herd & Titak$37,204,034
23Equitable Advisors, LLC$37,550,202
22Centaurus Financial, Inc.$38,343,740
21SagePoint Financial Inc.$39,325,500
20Atria Wealth Solutions$39,910,376
19Securian Financial Services Inc.$40,368,406
18American Portfolios Financial Services Inc.$41,637,462
17Founders Financial$41,841,215
16Principal Securities, Inc. $42,777,346
15Triad Advisors, LLC$43,061,268
14Harbour Investments Inc.$44,308,824
13Lincoln Investment Planning, LLC$44,337,019
12Grove Point Financial, LLC$44,441,479
11Securities America Inc.$45,027,838
10J.W. Cole Financial Inc.$45,091,893
9FSC Securities Corp.$45,913,074
8Independent Financial Group, LLC$51,440,650
7LPL Financial LLC$52,240,297
6Waddell & Reed Financial Advisors$52,291,489
5Kestra Financial, Inc$55,118,735
4Raymond James Financial Services Inc.$57,139,006
3Prospera Financial Services Inc.$68,217,054
2Geneos Wealth Management Inc.$71,654,224
1Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$93,885,299

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.