Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Alternative revenue ▼
1LPL Financial LLC$34,926,724
2Ameriprise Financial Services Inc.$28,560,837
3Centaurus Financial Inc.$22,212,961
4Independent Financial Group LLC$20,455,900
5Commonwealth Financial Network$17,606,415
6Lincoln Financial Network$12,170,974
7Cambridge Investment Research Inc.$11,055,158
8The Strategic Financial Alliance Inc.$9,660,260
9Triad Advisors Inc.$7,901,930
10Voya Financial Advisors Inc.$5,870,918
11SagePoint Financial Inc.$5,295,000
12Royal Alliance Associates Inc.$4,751,000
13Arete Wealth Management$4,732,326
14Woodbury Financial Services$4,710,000
15Kestra Financial$4,570,459
16Crown Capital Securities L.P.$4,348,776
17AXA Advisors LLC$4,344,670
18Kovack Securities, Inc.$4,265,100
19HD Vest Investment Services$4,200,000
20United Planners Financial Services$3,893,820
21J.W. Cole Financial Inc.$3,495,520
22FSC Securities Corp.$3,451,000
23Wells Fargo Advisors Financial Network$3,446,039
24Investacorp Inc.$3,116,000
25Sigma Financial Corp.$2,877,664
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Latest news & opinion

The appeal and pitfalls of holding unconventional assets in retirement accounts

While non-traditional asset classes held in individual retirement accounts may have return and portfolio diversification benefits, there are "unique complexities" that limit their value for most investors.

Wells Fargo's move to boost signing bonuses could give it a lift

Wirehouse is seen as trying to shore up adviser ranks that took a hit after banking scandal

New Jersey fines David Lerner Associates for nontraded REIT sales

Firm will pay $650,000 for suitability, compliance and books and records violations.

Report predicts $400 trillion retirement savings gap by 2050

Shortfall driven by longer life spans and disappointing investment returns.

Wells Fargo will ramp up spending to lure brokers

Wirehouse, after losing 400 brokers in first quarter, is bucking trend among rivals who have said they are going to cut back on spending big bucks recruiting veteran advisers