Broker-dealer Data Center
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Alternative revenue ▼|
|1||LPL Financial LLC||$27,111,958|
|2||Independent Financial Group LLC||$20,521,900|
|3||Ameriprise Financial Services Inc.||$18,814,301|
|4||Centaurus Financial Inc.||$15,731,984|
|5||Commonwealth Financial Network||$12,159,331|
|6||The Strategic Financial Alliance Inc.||$9,236,573|
|7||Cambridge Investment Research Inc.||$8,181,254|
|8||Lincoln Financial Network||$7,773,801|
|9||Arete Wealth Management||$6,937,051|
|10||SagePoint Financial Inc.||$6,295,738|
|11||Royal Alliance Associates Inc.||$5,981,380|
|12||Woodbury Financial Services||$5,900,202|
|13||FSC Securities Corp.||$5,519,721|
|14||Crown Capital Securities L.P.||$4,991,974|
|15||Triad Advisors LLC||$4,815,706|
|16||AXA Advisors LLC||$4,798,999|
|17||MML Investors Services, LLC||$4,145,131|
|18||J.W. Cole Financial Inc.||$3,567,540|
|19||Kestra Financial, Inc||$3,347,079|
|20||Wells Fargo Advisors Financial Network||$3,021,782|
|21||Voya Financial Advisors Inc.||$2,923,139|
|22||United Planners Financial Services||$2,050,112|
|24||American Portfolios Financial Services Inc.||$2,028,712|
|25||Sigma Financial Corp.||$1,817,078|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the BD Data Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
Latest news & opinion
Led by CEO Kunal Kapoor, firm is moving way past ratings — and financial advisers are paying close attention.
The $100 million stock offering will fine-tune RIA valuations.
Complaint alleges the firm's policies limit African-Americans' 'income and advancement opportunities'
SEC commissioner says the Department of Labor rule set up an 'unworkable, impossible set of standards for people to comply with.'
New owners plan more growth for the software service provider.