Broker-dealer Data Center
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Alternative revenue ▼|
|1||LPL Financial LLC||$34,926,724|
|2||Ameriprise Financial Services Inc.||$28,560,837|
|3||Centaurus Financial Inc.||$22,212,961|
|4||Independent Financial Group LLC||$20,455,900|
|5||Commonwealth Financial Network||$17,606,415|
|6||Lincoln Financial Network||$12,170,974|
|7||Cambridge Investment Research Inc.||$11,055,158|
|8||The Strategic Financial Alliance Inc.||$9,660,260|
|9||Triad Advisors Inc.||$7,901,930|
|10||Voya Financial Advisors Inc.||$5,870,918|
|11||SagePoint Financial Inc.||$5,295,000|
|12||Royal Alliance Associates Inc.||$4,751,000|
|13||Arete Wealth Management||$4,732,326|
|14||Woodbury Financial Services||$4,710,000|
|16||Crown Capital Securities L.P.||$4,348,776|
|17||AXA Advisors LLC||$4,344,670|
|18||Kovack Securities, Inc.||$4,265,100|
|19||HD Vest Investment Services||$4,200,000|
|20||United Planners Financial Services||$3,893,820|
|21||J.W. Cole Financial Inc.||$3,495,520|
|22||FSC Securities Corp.||$3,451,000|
|23||Wells Fargo Advisors Financial Network||$3,446,039|
|25||Sigma Financial Corp.||$2,877,664|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the BD Data Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
With the end of the year approaching, advisers need to be thinking about charitable giving. Schwab's Kim Laughton and JMG's Melissa Walsh discuss some new opportunities to consider.
Sponsored by Prudential
Latest news & opinion
Also ask firms to pay for the administration of the protocol to 'ensure its longevity and relevance.'
Several Republican senators expressed reservations about the bill, and the GOP cannot afford too many defections.
Tax reform legislation expected to have more of a challenge in upper chamber.
The agency pursued 82 cases against advisers and firms in fiscal year 2017, down from 98 the previous year.
Public Investors Arbitration Bar Association report slams self-regulator over its picks for board of governors.