Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Alternative revenue ▲
135Fortune Financial Services, Inc.0
134Waddell & Reed Financial Advisors0
133CUNA Brokerage Services Inc.0
132Raymond James Financial Services Inc.0
131Veritas Independent Partners0
130Northwestern Mutual Investment Services0
129Kalos Capital Inc.0
128KMS Financial Services, Inc.$27,423
127The Investment Center Inc.$36,182
126Infinity Financial Services $105,504
125Harbour Investments Inc.$150,000
124Cadaret, Grant & Co. Inc.$213,752
123PlanMember Securities Corp.$274,000
122LaSalle St. Securities LLC$500,000
121Transamerica Financial Advisors, Inc.$534,187
120Signator Investors Inc.$545,903
119SCF Securities Inc.$575,358
118CFD Investments Inc.$682,339
117Lincoln Investment Planning, LLC$755,000
116Prospera Financial Services Inc.$823,468
115Investment Centers of America Inc.$862,000
114Spire Investment Partners LLC$970,300
113Securities Service Network Inc.$1,053,000
112Parkland Securities, LLC$1,124,281
111SII Investments Inc.$1,131,000
Next Page »

135 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


The #MeToo movement and the financial advice industry

Attendees at the Women to Watch luncheon commend the #MeToo movement for raising awareness about the issue of sexual harassment and bringing women together.

Latest news & opinion

Higher estate-tax exemption level could mean less work for advisers

With fewer taxpayers affected by the federal estate tax, the demand for estate planning is diminished.

Stocks plunge, advisers tell clients to hang tight

Though planners encourage calm, some are preparing investors for a correction.

Lightyear Capital's Donald Marron said to be in the hunt for Cetera Financial Group

The veteran brokerage executive, who bought Advisor Group in 2016, owned Cetera once before.

What to watch for next with the DOL fiduciary rule

Much hinges on whether the Labor Department appeals the 5th Circuit decision by April 30.

Social Security benefits losing buying power

Low inflation combined with rising Medicare costs threaten the adequacy of seniors' income.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.