Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Alternative revenue ▲
140Securian Financial Services Inc.0
139Waddell & Reed Financial Advisors0
138Northwestern Mutual0
137LaSalle St. Securities LLC0
136CUNA Brokerage Services Inc.0
135Princor Financial Services Corp.0
134Fortune Financial Services, Inc.0
133Securities Management and Research$63,845
132M Holdings Securities Inc. (M Securities)$218,438
131SWS Financial Services$303,698
130The Investment Center Inc.$335,986
129CFD Investments Inc.$393,115
128Spire Investment Partners LLC$600,890
127Harbour Investments Inc.$650,000
126Broker Dealer Financial Services Corp.$850,203
125PlanMember Securities Corp.$1,016,000
124Signator Investors Inc.$1,149,450
123Cadaret, Grant & Co. Inc.$1,823,313
122Lincoln Investment Planning, LLC$2,287,000
121HD Vest Investment Services$2,817,827
120Raymond James Financial Services Inc.$3,000,000
119MML Investors Services, LLC$3,124,339
118Prospera Financial Services Inc.$3,155,261
117Parkland Securities, LLC$3,576,674
116NEXT Financial Group Inc.$3,632,358
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.