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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Alternative revenue ▲
1Princor Financial Services Corp.0
2Northwestern Mutual0
3CUNA Brokerage Services Inc.0
4Securian Financial Services Inc.0
5Fortune Financial Services Inc.0
6LaSalle St. Securities LLC0
7Waddell & Reed Financial Advisors0
8Securities Management and Research$63,845
9M Holdings Securities Inc. (M Securities)$218,438
10SWS Financial Services$303,698
11The Investment Center Inc.$335,986
12CFD Investments Inc.$393,115
13Spire Investment Partners LLC$600,890
14Harbour Investments Inc.$650,000
15Broker Dealer Financial Services Corp.$850,203
16PlanMember Securities Corp.$1,016,000
17Signator Investors Inc.$1,149,450
18Cadaret, Grant & Co. Inc.$1,823,313
19Lincoln Investment Planning Inc.$2,287,000
20HD Vest Investment Services$2,817,827
21Raymond James Financial Services Inc.$3,000,000
22MML Investors Services LLC$3,124,339
23Prospera Financial Services Inc.$3,155,261
24Parkland Securities, LLC$3,576,674
25NEXT Financial Group Inc.$3,632,358
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.