Broker-dealer Data Center

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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Alternative revenue ▲
138Raymond James Financial Services Inc.0
137Waddell & Reed Financial Advisors0
136The Investment Center Inc.0
135Veritas Independent Partners0
134Fortune Financial Services, Inc.0
133Kalos Capital Inc.0
132CUNA Brokerage Services Inc.0
131KMS Financial Services, Inc.$27,423
130Infinity Financial Services $105,504
129Harbour Investments Inc.$150,000
128Cadaret, Grant & Co. Inc.$213,752
127PlanMember Securities Corp.$274,000
126LaSalle St. Securities LLC$500,000
125Transamerica Financial Advisors, Inc.$534,187
124Signator Investors Inc.$545,903
123CFD Investments Inc.$682,339
122Lincoln Investment Planning, LLC$755,000
121Prospera Financial Services Inc.$823,468
120Investment Centers of America Inc.$862,000
119Spire Investment Partners LLC$970,300
118Securities Service Network Inc.$1,053,000
117Parkland Securities, LLC$1,124,281
116SII Investments Inc.$1,131,000
115M Holdings Securities Inc. (M Securities)$1,268,000
114INVEST Financial Corp.$1,446,000
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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