Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Hedge fund revenue ▲
140Royal Alliance Associates Inc.0
139SII Investments Inc.0
138NEXT Financial Group Inc.0
137Geneos Wealth Management Inc.0
136INVEST Financial Corp.0
135Independent Financial Group LLC0
134The Strategic Financial Alliance Inc.0
133Securities Management and Research0
132Investment Centers of America Inc.0
131National Planning Corporation (NPC) 0
130United Planners Financial Services0
129PlanMember Securities Corp.0
128Centaurus Financial Inc.0
127Princor Financial Services Corp.0
126ProEquities Inc.0
125Prospera Financial Services Inc.0
124Harbour Investments Inc.0
123Parkland Securities, LLC0
122Spire Investment Partners LLC0
121National Securities Corp.0
120Securities Service Network Inc.0
119Sigma Financial Corp.0
118Signator Investors Inc.0
117Berthel Fisher & Co. Financial Services Inc.0
116Broker Dealer Financial Services Corp.0
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.