Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Hedge fund revenue ▲
1Spire Investment Partners LLC0
2National Planning Corp.0
3SII Investments Inc.0
4NEXT Financial Group Inc.0
5MML Investors Services LLC0
6Geneos Wealth Management Inc.0
7INVEST Financial Corp.0
8The Strategic Financial Alliance Inc.0
9Securities Management and Research0
10Independent Financial Group LLC0
11Royal Alliance Associates Inc.0
12United Planners Financial Services0
13PlanMember Securities Corp.0
14Centaurus Financial Inc.0
15Princor Financial Services Corp.0
16ProEquities Inc.0
17Prospera Financial Services Inc.0
18Harbour Investments Inc.0
19Parkland Securities, LLC0
20Investment Centers of America Inc.0
21National Securities Corp.0
22Securities Service Network Inc.0
23Sigma Financial Corp.0
24Signator Investors Inc.0
25Berthel Fisher & Co. Financial Services Inc.0
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.