Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Managed futures revenue ▼
1Cambridge Investment Research Inc.$4,899,014
2Wells Fargo Advisors Financial Network$2,693,785
3Commonwealth Financial Network$1,010,567
4National Securities Corp. & Affiliates$529,000
5Lincoln Investment Planning, LLC$339,000
6Geneos Wealth Management Inc.$242,635
7SII Investments Inc.$142,000
8National Planning Corporation (NPC) $142,000
9Investment Centers of America Inc.$133,000
10Prospera Financial Services Inc.$61,366
11Securities America Inc.$60,000
12American Portfolios Financial Services Inc.$47,384
13The Strategic Financial Alliance Inc.$33,522
14INVEST Financial Corp.$27,000
15KMS Financial Services, Inc.$26,984
16NEXT Financial Group Inc.$533
17CUNA Brokerage Services Inc.0
18Centaurus Financial Inc.0
19Raymond James Financial Services Inc.0
20Kestra Financial, Inc. 0
21Harbour Investments Inc.0
22The O.N. Equity Sales Co.0
23Fortune Financial Services, Inc.0
24Parkland Securities, LLC0
25Spire Investment Partners LLC0
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.