Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Managed futures revenue ▲
138Arete Wealth Management0
137Cadaret, Grant & Co. Inc.0
136CUNA Brokerage Services Inc.0
135Raymond James Financial Services Inc.0
134Parkland Securities, LLC0
133Spire Investment Partners LLC0
132Securities America Inc.0
131Kalos Capital Inc.0
130Fortune Financial Services, Inc.0
129M Holdings Securities Inc. (M Securities)0
128Signator Investors Inc.0
127Waddell & Reed Financial Advisors0
126J.W. Cole Financial Inc.0
125The O.N. Equity Sales Co.0
124Veritas Independent Partners0
123Woodbury Financial Services0
122NEXT Financial Group Inc.0
121Harbour Investments Inc.0
120Centaurus Financial Inc.0
119Kovack Securities, Inc.0
118KMS Financial Services, Inc.$13,423
117INVEST Financial Corp.$19,000
116Prospera Financial Services Inc.$28,972
115The Strategic Financial Alliance Inc.$30,000
114American Portfolios Financial Services Inc.$37,094
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Latest news & opinion

Wells Fargo will ramp up spending to lure brokers

Wirehouse, after losing 400 brokers in first quarter, is bucking trend among rivals who have said they are going to cut back on spending big bucks recruiting veteran advisers

DOL fiduciary rule pushes indexed annuity carriers to develop new products

Insurers are introducing fixed-rate deferred annuities with income guarantees to circumvent BICE.

Trump is gutting rules that Corporate America hates

With executive orders, bureaucratic actions and unprecedented use of an obscure statute, the administration has killed or postponed dozens of regulations.

Wells Fargo Advisors restricting investments for retirement accounts

Mutual fund sales will be limited to T shares, while municipal bonds, preferred stock and international debt will be prohibited.

Investments that advisers should look at in an overheated market

Cash, alternatives, international all beckon, but all have pros and cons.