Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Managed futures revenue ▲
144Waddell & Reed Financial Advisors0
143Centaurus Financial Inc.0
142Harbour Investments Inc.0
141Cadaret, Grant & Co. Inc.0
140CUNA Brokerage Services Inc.0
139Kovack Securities Inc.0
138Raymond James Financial Services Inc.0
137Parkland Securities, LLC0
136Spire Investment Partners LLC0
135Fortune Financial Services, Inc.0
134M Holdings Securities Inc. (M Securities)0
133Securities Management and Research0
132Sigma Financial Corp.0
131Signator Investors Inc.0
130TFS Securities Inc.0
129Infinity Financial Services 0
128J.W. Cole Financial Inc.0
127MML Investors Services, LLC0
126The O.N. Equity Sales Co.0
125Woodbury Financial Services0
124Kestra Financial0
123NEXT Financial Group Inc.$533
122KMS Financial Services, Inc.$26,984
121INVEST Financial Corp.$27,000
120The Strategic Financial Alliance Inc.$33,522
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.