Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Managed futures revenue ▲
138Arete Wealth Management0
137Cadaret, Grant & Co. Inc.0
136CUNA Brokerage Services Inc.0
135Raymond James Financial Services Inc.0
134Parkland Securities, LLC0
133Spire Investment Partners LLC0
132Securities America Inc.0
131Kalos Capital Inc.0
130Fortune Financial Services, Inc.0
129M Holdings Securities Inc. (M Securities)0
128Signator Investors Inc.0
127Waddell & Reed Financial Advisors0
126J.W. Cole Financial Inc.0
125The O.N. Equity Sales Co.0
124Veritas Independent Partners0
123Woodbury Financial Services0
122NEXT Financial Group Inc.0
121Harbour Investments Inc.0
120Centaurus Financial Inc.0
119Kovack Securities, Inc.0
118KMS Financial Services, Inc.$13,423
117INVEST Financial Corp.$19,000
116Prospera Financial Services Inc.$28,972
115The Strategic Financial Alliance Inc.$30,000
114American Portfolios Financial Services Inc.$37,094
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


3 P's of expanding your practice

What can an adviser do to take their practice to the next level? BMO's Ben Jones has some idea to help your practice soar.

Latest news & opinion

Raymond James executives call on industry to keep broker protocol

Also ask firms to pay for the administration of the protocol to 'ensure its longevity and relevance.'

Senate committee approves tax plan but full passage not assured

Several Republican senators expressed reservations about the bill, and the GOP cannot afford too many defections.

House passes tax bill, focus turns to Senate

Tax reform legislation expected to have more of a challenge in upper chamber.

SEC enforcement of advisers drops in Trump era

The agency pursued 82 cases against advisers and firms in fiscal year 2017, down from 98 the previous year.

PIABA accuses Finra of conflicts of interest

Public Investors Arbitration Bar Association report slams self-regulator over its picks for board of governors.