Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue ▼
1National Securities Corp. & Affiliates$12,945,000
2Royal Alliance Associates Inc.$7,632,000
3The Strategic Financial Alliance Inc.$4,973,735
4FSC Securities Corp.$2,372,000
5Crown Capital Securities L.P.$1,668,093
6American Portfolios Financial Services Inc.$1,206,525
7Ameritas Investment Corp.$1,100,000
8United Planners Financial Services$998,226
9SagePoint Financial Inc.$785,000
10Nationwide Planning Associates, Inc.$543,262
11J.W. Cole Financial Inc.$475,176
12Geneos Wealth Management Inc.$452,707
13Securities America Inc.$350,000
14Spire Investment Partners LLC$341,590
15Kestra Financial$175,960
16Commonwealth Financial Network$32,625
17CUNA Brokerage Services Inc.0
18Centaurus Financial Inc.0
19Raymond James Financial Services Inc.0
20National Planning Corporation (NPC) 0
21Prospera Financial Services Inc.0
22NEXT Financial Group Inc.0
23Fortune Financial Services, Inc.0
24Parkland Securities, LLC0
25Cambridge Investment Research Inc.0
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.