Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue ▼
1National Securities Corp.$8,050,000
2VSR Financial Services Inc.$5,641,464
3FSC Securities Corp.$4,938,000
4The Strategic Financial Alliance Inc.$3,391,366
5American Portfolios Financial Services Inc.$2,418,070
6United Planners Financial Services$1,693,651
7Ameritas Investment Corp.$1,500,000
8Crown Capital Securities L.P.$1,471,892
9J.W. Cole Financial Inc.$609,200
10Securities America Inc.$540,000
11Geneos Wealth Management Inc.$441,348
12NFP Advisor Services$395,629
13Commonwealth Financial Network$182,096
14Securities Management and Research$47,180
15Spire Investment Partners LLC$11,136
16Berthel Fisher & Co. Financial Services Inc.$6,267
17Questar Capital Corp.0
18SagePoint Financial Inc.0
19Wells Fargo Advisors Financial Network0
20Woodbury Financial Services0
21Cadaret, Grant & Co. Inc.0
22Transamerica Financial Advisors, Inc.0
23Northwestern Mutual0
24Cambridge Investment Research Inc.0
25Securian Financial Services Inc.0
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.