Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue ▼
1National Securities Corp. & Affiliates$12,945,000
2Royal Alliance Associates Inc.$7,632,000
3The Strategic Financial Alliance Inc.$4,973,735
4Arete Wealth Management$2,577,027
5FSC Securities Corp.$2,372,000
6Crown Capital Securities L.P.$1,668,093
7American Portfolios Financial Services Inc.$1,206,525
8Ameritas Investment Corp.$1,100,000
9United Planners Financial Services$998,226
10SagePoint Financial Inc.$785,000
11Nationwide Planning Associates, Inc.$543,262
12J.W. Cole Financial Inc.$475,176
13Geneos Wealth Management Inc.$452,707
14Securities America Inc.$350,000
15Spire Investment Partners LLC$341,590
16IMS Securities Inc./IMS Financial Advisors Inc.$192,872
17Kestra Financial$161,966
18Commonwealth Financial Network$32,625
19MML Investors Services, LLC0
20Cadaret, Grant & Co. Inc.0
21Cambridge Investment Research Inc.0
22Harbour Investments Inc.0
23Kovack Securities, Inc.0
24M Holdings Securities Inc. (M Securities)0
25INVEST Financial Corp.0
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.