Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue ▼
1The Strategic Financial Alliance Inc.$7,240,543
2Arete Wealth Management$6,429,509
3Royal Alliance Associates Inc.$3,762,826
4FSC Securities Corp.$3,687,554
5SagePoint Financial Inc.$3,527,601
6Woodbury Financial Services$2,951,300
7Crown Capital Securities L.P.$2,520,665
8Nationwide Planning Associates, Inc.$1,375,165
9Ameritas Investment Corp.$700,000
10American Portfolios Financial Services Inc.$599,618
11J.W. Cole Financial Inc.$524,500
12United Planners Financial Services$512,528
13Spire Investment Partners LLC$508,360
14Geneos Wealth Management Inc.$437,512
15Securities America Inc.$80,000
16Commonwealth Financial Network$77,346
17Kestra Financial, Inc$29,118
18SCF Securities Inc.$9,273
19Kalos Capital Inc.0
20Fortune Financial Services, Inc.0
21Harbour Investments Inc.0
22Raymond James Financial Services Inc.0
23The Investment Center Inc.0
24The O.N. Equity Sales Co.0
25CUNA Brokerage Services Inc.0
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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