Broker-dealer Data Center
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Private placement revenue ▼|
|1||The Strategic Financial Alliance Inc.||$7,515,849|
|2||Royal Alliance Associates Inc.||$3,991,000|
|3||Arete Wealth Management||$3,921,100|
|4||Nationwide Planning Associates, Inc.||$1,593,184|
|5||FSC Securities Corp.||$1,516,000|
|6||SagePoint Financial Inc.||$1,470,000|
|7||Ameritas Investment Corp.||$1,000,000|
|8||United Planners Financial Services||$973,455|
|9||Geneos Wealth Management Inc.||$553,644|
|10||Spire Investment Partners LLC||$499,964|
|11||J.W. Cole Financial Inc.||$415,500|
|12||American Portfolios Financial Services Inc.||$268,967|
|13||IMS Securities Inc./IMS Financial Advisors Inc.||$156,722|
|14||Commonwealth Financial Network||$118,212|
|15||Securities America Inc.||$85,000|
|17||Woodbury Financial Services||0|
|18||SII Investments Inc.||0|
|19||CUNA Brokerage Services Inc.||0|
|20||NEXT Financial Group Inc.||0|
|21||Raymond James Financial Services Inc.||0|
|22||Centaurus Financial Inc.||0|
|23||INVEST Financial Corp.||0|
|24||Kalos Capital Inc.||0|
|25||Fortune Financial Services, Inc.||0|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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