Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue ▼
1National Securities Corp. & Affiliates$12,945,000
2Royal Alliance Associates Inc.$7,632,000
3The Strategic Financial Alliance Inc.$4,973,735
4FSC Securities Corp.$2,372,000
5Crown Capital Securities L.P.$1,668,093
6American Portfolios Financial Services Inc.$1,206,525
7Ameritas Investment Corp.$1,100,000
8United Planners Financial Services$998,226
9SagePoint Financial Inc.$785,000
10Nationwide Planning Associates, Inc.$543,262
11J.W. Cole Financial Inc.$475,176
12Geneos Wealth Management Inc.$452,707
13Securities America Inc.$350,000
14Spire Investment Partners LLC$341,590
15Kestra Financial$175,960
16Commonwealth Financial Network$32,625
17MML Investors Services, LLC0
18Cadaret, Grant & Co. Inc.0
19Cambridge Investment Research Inc.0
20Harbour Investments Inc.0
21Kovack Securities Inc.0
22M Holdings Securities Inc. (M Securities)0
23INVEST Financial Corp.0
24Investment Centers of America Inc.0
25National Planning Corporation (NPC) 0
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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