Broker-dealer Data Center
All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Private placement revenue ▼|
|1||National Securities Corp. & Affiliates||$12,945,000|
|2||Royal Alliance Associates Inc.||$7,632,000|
|3||The Strategic Financial Alliance Inc.||$4,973,735|
|4||FSC Securities Corp.||$2,372,000|
|5||Crown Capital Securities L.P.||$1,668,093|
|6||American Portfolios Financial Services Inc.||$1,206,525|
|7||Ameritas Investment Corp.||$1,100,000|
|8||United Planners Financial Services||$998,226|
|9||SagePoint Financial Inc.||$785,000|
|10||Nationwide Planning Associates, Inc.||$543,262|
|11||J.W. Cole Financial Inc.||$475,176|
|12||Geneos Wealth Management Inc.||$452,707|
|13||Securities America Inc.||$350,000|
|14||Spire Investment Partners LLC||$341,590|
|16||Commonwealth Financial Network||$32,625|
|17||CUNA Brokerage Services Inc.||0|
|18||Centaurus Financial Inc.||0|
|19||Raymond James Financial Services Inc.||0|
|20||National Planning Corporation (NPC)||0|
|21||Prospera Financial Services Inc.||0|
|22||NEXT Financial Group Inc.||0|
|23||Fortune Financial Services, Inc.||0|
|24||Parkland Securities, LLC||0|
|25||Cambridge Investment Research Inc.||0|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the BD Data Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.