Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue ▼
1The Strategic Financial Alliance Inc.$7,515,849
2Royal Alliance Associates Inc.$3,991,000
3Arete Wealth Management$3,921,100
4Nationwide Planning Associates, Inc.$1,593,184
5FSC Securities Corp.$1,516,000
6SagePoint Financial Inc.$1,470,000
7Ameritas Investment Corp.$1,000,000
8United Planners Financial Services$973,455
9Geneos Wealth Management Inc.$553,644
10Spire Investment Partners LLC$499,964
11J.W. Cole Financial Inc.$415,500
12American Portfolios Financial Services Inc.$268,967
13IMS Securities Inc./IMS Financial Advisors Inc.$156,722
14Commonwealth Financial Network$118,212
15Securities America Inc.$85,000
16Kestra Financial$39,761
17Investment Centers of America Inc.0
18Woodbury Financial Services0
19CUNA Brokerage Services Inc.0
20National Planning Corporation (NPC) 0
21Raymond James Financial Services Inc.0
22SII Investments Inc.0
23Centaurus Financial Inc.0
24The O.N. Equity Sales Co.0
25Kalos Capital Inc.0
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136 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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