Broker-dealer Data Center
All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Private placement revenue ▼|
|1||National Securities Corp. & Affiliates||$12,945,000|
|2||Royal Alliance Associates Inc.||$7,632,000|
|3||The Strategic Financial Alliance Inc.||$4,973,735|
|4||Arete Wealth Management||$2,577,027|
|5||FSC Securities Corp.||$2,372,000|
|6||Crown Capital Securities L.P.||$1,668,093|
|7||American Portfolios Financial Services Inc.||$1,206,525|
|8||Ameritas Investment Corp.||$1,100,000|
|9||United Planners Financial Services||$998,226|
|10||SagePoint Financial Inc.||$785,000|
|11||Nationwide Planning Associates, Inc.||$543,262|
|12||J.W. Cole Financial Inc.||$475,176|
|13||Geneos Wealth Management Inc.||$452,707|
|14||Securities America Inc.||$350,000|
|15||Spire Investment Partners LLC||$341,590|
|16||IMS Securities Inc./IMS Financial Advisors Inc.||$192,872|
|18||Commonwealth Financial Network||$32,625|
|19||MML Investors Services, LLC||0|
|20||Cadaret, Grant & Co. Inc.||0|
|21||Cambridge Investment Research Inc.||0|
|22||Harbour Investments Inc.||0|
|23||Kovack Securities, Inc.||0|
|24||M Holdings Securities Inc. (M Securities)||0|
|25||INVEST Financial Corp.||0|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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