Broker-dealer Data Center
All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Private placement revenue ▼|
|1||National Securities Corp.||$8,050,000|
|2||VSR Financial Services Inc.||$5,641,464|
|3||FSC Securities Corp.||$4,938,000|
|4||The Strategic Financial Alliance Inc.||$3,391,366|
|5||American Portfolios Financial Services Inc.||$2,418,070|
|6||United Planners Financial Services||$1,693,651|
|7||Ameritas Investment Corp.||$1,500,000|
|8||Crown Capital Securities L.P.||$1,471,892|
|9||J.W. Cole Financial Inc.||$609,200|
|10||Securities America Inc.||$540,000|
|11||Geneos Wealth Management Inc.||$441,348|
|12||NFP Advisor Services||$395,629|
|13||Commonwealth Financial Network||$182,096|
|14||Securities Management and Research||$47,180|
|15||Spire Investment Partners LLC||$11,136|
|16||Berthel Fisher & Co. Financial Services Inc.||$6,267|
|17||Questar Capital Corp.||0|
|18||SagePoint Financial Inc.||0|
|19||Wells Fargo Advisors Financial Network||0|
|20||Woodbury Financial Services||0|
|21||Cadaret, Grant & Co. Inc.||0|
|22||Transamerica Financial Advisors, Inc.||0|
|24||Cambridge Investment Research Inc.||0|
|25||Securian Financial Services Inc.||0|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the BD Data Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.