Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue ▲
1Investment Centers of America Inc.0
2National Planning Corp.0
3SII Investments Inc.0
4NEXT Financial Group Inc.0
5Kovack Securities Inc.0
6LaSalle St. Securities LLC0
7SWS Financial Services0
8CUNA Brokerage Services Inc.0
9AXA Advisors0
10Raymond James Financial Services Inc.0
11CFD Investments Inc.0
12H. Beck Inc.0
13M Holdings Securities Inc. (M Securities)0
14Waddell & Reed Financial Advisors0
15Fortune Financial Services Inc.0
16Lincoln Investment Planning Inc.0
17MML Investors Services LLC0
18INVEST Financial Corp.0
19Independent Financial Group LLC0
20Royal Alliance Associates Inc.0
21PlanMember Securities Corp.0
22Centaurus Financial Inc.0
23Princor Financial Services Corp.0
24ProEquities Inc.0
25Prospera Financial Services Inc.0
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.