Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue ▲
138SII Investments Inc.0
137Lincoln Investment Planning, LLC0
136Waddell & Reed Financial Advisors0
135Woodbury Financial Services0
134The O.N. Equity Sales Co.0
133Signator Investors Inc.0
132Sigma Financial Corp.0
131Kovack Securities Inc.0
130Prospera Financial Services Inc.0
129M Holdings Securities Inc. (M Securities)0
128MML Investors Services, LLC0
127INVEST Financial Corp.0
126Investment Centers of America Inc.0
125National Planning Corporation (NPC) 0
124NEXT Financial Group Inc.0
123Infinity Financial Services 0
122Cadaret, Grant & Co. Inc.0
121Cambridge Investment Research Inc.0
120Fortune Financial Services, Inc.0
119Raymond James Financial Services Inc.0
118CUNA Brokerage Services Inc.0
117KMS Financial Services, Inc.0
116TFS Securities Inc.0
115Parkland Securities, LLC0
114Harbour Investments Inc.0
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.