Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue ▲
144Prospera Financial Services Inc.0
143Harbour Investments Inc.0
142TFS Securities Inc.0
141KMS Financial Services, Inc.0
140The O.N. Equity Sales Co.0
139M Holdings Securities Inc. (M Securities)0
138MML Investors Services, LLC0
137INVEST Financial Corp.0
136Woodbury Financial Services0
135Investment Centers of America Inc.0
134CUNA Brokerage Services Inc.0
133Centaurus Financial Inc.0
132Raymond James Financial Services Inc.0
131National Planning Corporation (NPC) 0
130SII Investments Inc.0
129NEXT Financial Group Inc.0
128Fortune Financial Services, Inc.0
127Parkland Securities, LLC0
126Cambridge Investment Research Inc.0
125Infinity Financial Services 0
124Kovack Securities Inc.0
123Waddell & Reed Financial Advisors0
122Lincoln Investment Planning, LLC0
121Sigma Financial Corp.0
120Signator Investors Inc.0
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.