Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue ▲
138National Planning Corporation (NPC) 0
137Kovack Securities, Inc.0
136The O.N. Equity Sales Co.0
135CUNA Brokerage Services Inc.0
134M Holdings Securities Inc. (M Securities)0
133Raymond James Financial Services Inc.0
132MML Investors Services, LLC0
131Cadaret, Grant & Co. Inc.0
130Woodbury Financial Services0
129Centaurus Financial Inc.0
128Fortune Financial Services, Inc.0
127INVEST Financial Corp.0
126Investment Centers of America Inc.0
125SII Investments Inc.0
124Parkland Securities, LLC0
123NEXT Financial Group Inc.0
122Infinity Financial Services 0
121Cambridge Investment Research Inc.0
120TFS Securities Inc.0
119KMS Financial Services, Inc.0
118Prospera Financial Services Inc.0
117Harbour Investments Inc.0
116Waddell & Reed Financial Advisors0
115Lincoln Investment Planning, LLC0
114Sigma Financial Corp.0
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.