Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue ▲
140Royal Alliance Associates Inc.0
139SII Investments Inc.0
138NEXT Financial Group Inc.0
137LaSalle St. Securities LLC0
136SWS Financial Services0
135AXA Advisors0
134CUNA Brokerage Services Inc.0
133CFD Investments Inc.0
132Raymond James Financial Services Inc.0
131H. Beck Inc.0
130M Holdings Securities Inc. (M Securities)0
129Waddell & Reed Financial Advisors0
128Lincoln Investment Planning, LLC0
127Fortune Financial Services, Inc.0
126MML Investors Services, LLC0
125INVEST Financial Corp.0
124Independent Financial Group LLC0
123Investment Centers of America Inc.0
122National Planning Corporation (NPC) 0
121PlanMember Securities Corp.0
120Centaurus Financial Inc.0
119Princor Financial Services Corp.0
118ProEquities Inc.0
117Prospera Financial Services Inc.0
116Harbour Investments Inc.0
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.