Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
1HD Vest Investment Services
2Hornor Townsend & Kent Inc.
3IMS Securities Inc./IMS Financial Advisors Inc.
4Independent Financial Group LLC0
5ING Advisor Network Inc.
6INVEST Financial Corp.0
7Investacorp Inc.
8The Investment Center Inc.
9Investment Centers of America Inc.0
10Investors Capital Corp.
11J.P. Turner & Company LLC
12J.W. Cole Financial Inc.$609,200
13Kalos Capital Inc.
14Kovack Securities Inc.0
15Ladenburg Thalmann Financial Services Inc.
16LaSalle St. Securities LLC0
17The Legend Group Corp.
18Leonard & Co.
19LifeMark Securities Corp.
20Lincoln Financial Network
21Lincoln Investment Planning Inc.0
22LPL Financial LLC
23LPL Investment Holdings Inc.
24M Holdings Securities Inc. (M Securities)0
25MetLife Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.