Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
51Harbour Investments Inc.0
52HD Vest Investment Services
53Hornor Townsend & Kent Inc.
54IMS Securities Inc./IMS Financial Advisors Inc.
55Independent Financial Group LLC0
56ING Advisor Network Inc.
57INVEST Financial Corp.0
58Investacorp Inc.
59The Investment Center Inc.
60Investment Centers of America Inc.0
61Investors Capital Corp.
62J.P. Turner & Company LLC
63J.W. Cole Financial Inc.$609,200
64Kalos Capital Inc.
65Kovack Securities Inc.0
66Ladenburg Thalmann Financial Services Inc.
67LaSalle St. Securities LLC0
68The Legend Group Corp.
69Leonard & Co.
70LifeMark Securities Corp.
71Lincoln Financial Network
72Lincoln Investment Planning, LLC0
73LPL Financial LLC
74LPL Investment Holdings Inc.
75M Holdings Securities Inc. (M Securities)0
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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