Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
76LPL Financial LLC
77LPL Investment Holdings Inc.
78M Holdings Securities Inc. (M Securities)0
79MetLife Inc.
80MetLife Securities Inc.
81MidAmerica Financial Services Inc.
82MML Investors Services, LLC0
83National Holdings Corp.
84National Planning Corporation (NPC) 0
85National Planning Holdings Inc.
86National Securities Corp. & Affiliates$12,945,000
87Nationwide Planning Associates, Inc.$543,262
88New England Securities Inc.
89NEXT Financial Group Inc.0
90Northwestern Mutual
91The O.N. Equity Sales Co.0
92Packerland Brokerage Services Inc.
93Park Avenue Securities LLC
94Parkland Securities, LLC0
95PlanMember Securities Corp.
96Pointe Capital Inc.
97Prime Capital Services Inc.
98Princor Financial Services Corp.
99ProEquities Inc.
100Prospera Financial Services Inc.0
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.