Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
76LPL Financial LLC
77LPL Investment Holdings Inc.
78M Holdings Securities Inc. (M Securities)0
79MetLife Inc.
80MML Investors Services, LLC0
81MSI Financial Services, Inc.
82National Holdings Corp.
83National Planning Corporation (NPC) 0
84National Planning Holdings Inc.
85National Securities Corp. & Affiliates$12,945,000
86Nationwide Planning Associates, Inc.$543,262
87New England Securities Inc.
88NEXT Financial Group Inc.0
89Northwestern Mutual
90The O.N. Equity Sales Co.0
91Packerland Brokerage Services Inc.
92Park Avenue Securities LLC
93Parkland Securities, LLC0
94PlanMember Securities Corp.
95Principal Securities, Inc. (fka Princor Financial Services Corp.)
96ProEquities Inc.
97Prospera Financial Services Inc.0
98Protected Investors of America Inc.
99Quest Capital Strategies Inc.
100Questar Capital Corp.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.