Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
76National Planning Corporation (NPC)
77National Securities Corp. & Affiliates
78Nationwide Planning Associates, Inc.$1,375,165
79New England Securities Inc.
80NEXT Financial Group Inc.
81Northwestern Mutual Investment Services
82The O.N. Equity Sales Co.0
83Packerland Brokerage Services Inc.
84Park Avenue Securities LLC
85Parkland Securities, LLC0
86PlanMember Securities Corp.
87Principal Securities, Inc. (fka Princor Financial Services Corp.)
88ProEquities Inc.
89Prospera Financial Services Inc.
90Protected Investors of America Inc.
91Quest Capital Strategies Inc.
92Questar Capital Corp.
93Quincy Cass Associates Inc.
94Raymond James Financial Services Inc.0
95Royal Alliance Associates Inc.$3,762,826
96SA Stone
97SagePoint Financial Inc.$3,527,601
98SCF Securities Inc.$9,273
99Schwab Independent Branch Services (Franchise)
100Securian Financial Services Inc.
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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