Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
101SA Stone
102SagePoint Financial Inc.$1,470,000
103SCF Securities Inc.$16,500
104Schwab Independent Branch Services (Franchise)
105Securian Financial Services Inc.
106Securities America Inc.$85,000
107Securities Management and Research
108Securities Service Network Inc.
109Sigma Financial Corp.
110Signator Investors Inc.0
111SII Investments Inc.0
112Spire Investment Partners LLC$499,964
113St. Bernard Financial Services Inc.
114The Strategic Financial Alliance Inc.$7,515,849
115Summit Brokerage Services, Inc.
116Synergy Investment Group
117TFS Securities Inc.
118Tower Square Securities Inc.
119Transamerica Financial Advisors, Inc.
120Triad Advisors LLC
121TriCor Financial LLC
122Trustmont Financial Group Inc.
123United Planners Financial Services$973,455
124Veritas Independent Partners0
125vFinance Investments Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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