Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
101Quincy Cass Associates Inc.
102Raymond James Financial Services Inc.0
103RBC Capital Markets Corp.
104Royal Alliance Associates Inc.$7,632,000
105SagePoint Financial Inc.$785,000
106SCF Securities Inc.
107Schwab Independent Branch Services (Franchise)
108Securian Financial Services Inc.
109Securities America Inc.$350,000
110Securities Management and Research
111Securities Service Network Inc.
112Sigma Financial Corp.0
113Signator Investors Inc.0
114SII Investments Inc.0
115Spire Investment Partners LLC$341,590
116St. Bernard Financial Services Inc.
117Sterne Agee Financial Services
118The Strategic Financial Alliance Inc.$4,973,735
119Summit Brokerage Services, Inc.
120Synergy Investment Group
121TFS Securities Inc.0
122Tower Square Securities Inc.
123Transamerica Financial Advisors, Inc.
124Triad Advisors Inc.
125TriCor Financial LLC
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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