Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
101Quincy Cass Associates Inc.
102R.M. Stark & Co. Inc.
103Raymond James Financial Services Inc.0
104Royal Alliance Associates Inc.0
105SagePoint Financial Inc.0
106SCF Securities Inc.
107Securian Financial Services Inc.0
108Securities America Inc.$540,000
109Securities Management and Research$47,180
110Securities Service Network Inc.0
111Sigma Financial Corp.0
112Signator Investors Inc.0
113SII Investments Inc.0
114Spire Investment Partners LLC$11,136
115St. Bernard Financial Services Inc.
116Sterne Agee Financial Services
117The Strategic Financial Alliance Inc.$3,391,366
118Summit Brokerage Services, Inc.
119SWS Financial Services0
120Synergy Investment Group
121TFS Securities Inc.
122Tower Square Securities Inc.
123Transamerica Financial Advisors, Inc.0
124Triad Advisors Inc.
125TriCor Financial LLC
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.