Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
Revenue
Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
101Raymond James Financial Services Inc.0
102Royal Alliance Associates Inc.$3,991,000
103SagePoint Financial Inc.$1,470,000
104SCF Securities Inc.
105Schwab Independent Branch Services (Franchise)
106Securian Financial Services Inc.
107Securities America Inc.$85,000
108Securities Management and Research
109Securities Service Network Inc.
110Sigma Financial Corp.
111Signator Investors Inc.0
112SII Investments Inc.0
113Spire Investment Partners LLC$499,964
114St. Bernard Financial Services Inc.
115Sterne Agee Financial Services
116The Strategic Financial Alliance Inc.$7,515,849
117Summit Brokerage Services, Inc.
118Synergy Investment Group
119TFS Securities Inc.
120Tower Square Securities Inc.
121Transamerica Financial Advisors, Inc.
122Triad Advisors Inc.
123TriCor Financial LLC
124Trustmont Financial Group Inc.
125United Planners Financial Services$973,455
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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