Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
1R.M. Stark & Co. Inc.
2Raymond James Financial Services Inc.0
3Royal Alliance Associates Inc.0
4SagePoint Financial Inc.0
5SCF Securities Inc.
6Securian Financial Services Inc.0
7Securities America Inc.$540,000
8Securities Management and Research$47,180
9Securities Service Network Inc.0
10Sigma Financial Corp.0
11Signator Investors Inc.0
12SII Investments Inc.0
13Spire Investment Partners LLC$11,136
14St. Bernard Financial Services Inc.
15Sterne Agee Financial Services
16The Strategic Financial Alliance Inc.$3,391,366
17Summit Brokerage Services, Inc.
18SWS Financial Services0
19Synergy Investment Group
20TFS Securities Inc.
21Tower Square Securities Inc.
22Transamerica Financial Advisors, Inc.0
23Triad Advisors Inc.
24TriCor Financial LLC
25Trustmont Financial Group Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.