Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
101SagePoint Financial Inc.$785,000
102SCF Securities Inc.
103Schwab Independent Branch Services (Franchise)
104Securian Financial Services Inc.
105Securities America Inc.$350,000
106Securities Management and Research
107Securities Service Network Inc.
108Sigma Financial Corp.0
109Signator Investors Inc.0
110SII Investments Inc.0
111Spire Investment Partners LLC$341,590
112St. Bernard Financial Services Inc.
113Sterne Agee Financial Services
114The Strategic Financial Alliance Inc.$4,973,735
115Summit Brokerage Services, Inc.
116SWS Financial Services
117Synergy Investment Group
118TFS Securities Inc.0
119Tower Square Securities Inc.
120Transamerica Financial Advisors, Inc.
121Triad Advisors Inc.
122TriCor Financial LLC
123Trustmont Financial Group Inc.
124United Planners Financial Services$998,226
125vFinance Investments Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.