Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Private placement revenue
101Protected Investors of America Inc.
102Quest Capital Strategies Inc.
103Questar Capital Corp.
104Quincy Cass Associates Inc.
105R.M. Stark & Co. Inc.
106Raymond James Financial Services Inc.0
107Royal Alliance Associates Inc.$7,632,000
108SagePoint Financial Inc.$785,000
109SCF Securities Inc.
110Schwab Independent Branch Services (Franchise)
111Securian Financial Services Inc.
112Securities America Inc.$350,000
113Securities Management and Research
114Securities Service Network Inc.
115Sigma Financial Corp.0
116Signator Investors Inc.0
117SII Investments Inc.0
118Spire Investment Partners LLC$341,590
119St. Bernard Financial Services Inc.
120Sterne Agee Financial Services
121The Strategic Financial Alliance Inc.$4,973,735
122Summit Brokerage Services, Inc.
123SWS Financial Services
124Synergy Investment Group
125TFS Securities Inc.0
« Previous PageNext Page »

144 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.