Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
101Royal Alliance Associates Inc.$7,632,000
102SagePoint Financial Inc.$785,000
103SCF Securities Inc.
104Schwab Independent Branch Services (Franchise)
105Securian Financial Services Inc.
106Securities America Inc.$350,000
107Securities Management and Research
108Securities Service Network Inc.
109Sigma Financial Corp.0
110Signator Investors Inc.0
111SII Investments Inc.0
112Spire Investment Partners LLC$341,590
113St. Bernard Financial Services Inc.
114Sterne Agee Financial Services
115The Strategic Financial Alliance Inc.$4,973,735
116Summit Brokerage Services, Inc.
117SWS Financial Services
118Synergy Investment Group
119TFS Securities Inc.0
120Tower Square Securities Inc.
121Transamerica Financial Advisors, Inc.
122Triad Advisors Inc.
123TriCor Financial LLC
124Trustmont Financial Group Inc.
125United Planners Financial Services$998,226
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.