Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
1Allstate Financial Services LLC
2American Portfolios Financial Services Inc.$599,618
3Ameriprise Financial Services Inc.
4Ameritas Investment Corp.$700,000
5Arete Wealth Management$6,429,509
6Ausdal Financial Partners
7AXA Advisors LLC
8BCG Securities, Inc.
9Bernardi Securities Inc.
10Berthel Fisher & Co. Financial Services Inc.
11Bolton Global Capital
12Broker Dealer Financial Services Corp.
13Cadaret, Grant & Co. Inc.
14Calton & Associates Inc.
15Cambridge Investment Research Inc.0
16Cantella & Co. Inc.
17Capital Analysts Inc.
18Capital Investment Co.
19Centaurus Financial Inc.0
20Century Securities Associates Inc.
21Cetera Advisor Networks
22Cetera Advisors
23Cetera Financial Institutions
24Cetera Financial Specialists
25CFD Investments Inc.
26Commonwealth Financial Network$77,346
27Coordinated Capital Securities Inc.
28Correll Co. Investment Services Corp.
29Crown Capital Securities L.P.$2,520,665
30CUNA Brokerage Services Inc.0
31Cutter & Co. Inc.
32D.A. Davidson & Co.
33David A. Noyes & Company0
34Edward Jones
35Equity Services Inc.
36Finance 500 Inc.
37Financial Services International Corp.
38Financial Telesis Inc.
39First Allied Securities, Inc.
40First Republic Securities Co.
41Foothill Securities Inc.
42Foresters Equity Services Inc.
43Fortune Financial Services, Inc.0
44Founders Financial Securities, LLC
45FSC Securities Corp.$3,687,554
46GBS Financial Corp.
47Geneos Wealth Management Inc.$437,512
48H. Beck Inc.0
49Harbor Financial Services LLC
50Harbour Investments Inc.0
51HD Vest Investment Services
52Hilltop Securities Independent Network Inc.
53Hornor Townsend & Kent Inc.
54Independent Financial Group LLC
55Infinity Financial Services
56ING Advisor Network Inc.
57INVEST Financial Corp.
58Investacorp Inc.
59The Investment Center Inc.0
60Investment Centers of America Inc.
61J.W. Cole Financial Inc.$524,500
62Kalos Capital Inc.0
63Kestra Financial, Inc$29,118
64KMS Financial Services, Inc.
65Kovack Securities, Inc.0
66LaSalle St. Securities LLC0
67Leaders Group
68Leonard & Co.
69LifeMark Securities Corp.
70Lincoln Financial Network
71Lincoln Investment Planning, LLC
72LPL Financial LLC
73M Holdings Securities Inc. (M Securities)0
74MetLife Inc.
75MML Investors Services, LLC
76National Planning Corporation (NPC)
77National Securities Corp. & Affiliates
78Nationwide Planning Associates, Inc.$1,375,165
79New England Securities Inc.
80NEXT Financial Group Inc.
81Northwestern Mutual Investment Services
82The O.N. Equity Sales Co.0
83Packerland Brokerage Services Inc.
84Park Avenue Securities LLC
85Parkland Securities, LLC0
86PlanMember Securities Corp.
87Principal Securities, Inc. (fka Princor Financial Services Corp.)
88ProEquities Inc.
89Prospera Financial Services Inc.
90Protected Investors of America Inc.
91Quest Capital Strategies Inc.
92Questar Capital Corp.
93Quincy Cass Associates Inc.
94Raymond James Financial Services Inc.0
95Royal Alliance Associates Inc.$3,762,826
96SA Stone
97SagePoint Financial Inc.$3,527,601
98SCF Securities Inc.$9,273
99Schwab Independent Branch Services (Franchise)
100Securian Financial Services Inc.
101Securities America Inc.$80,000
102Securities Management and Research
103Securities Service Network Inc.
104Sigma Financial Corp.0
105Signator Investors Inc.
106SII Investments Inc.
107Spire Investment Partners LLC$508,360
108St. Bernard Financial Services Inc.
109The Strategic Financial Alliance Inc.$7,240,543
110Summit Brokerage Services, Inc.
111Synergy Investment Group
112TFS Securities Inc.
113Tower Square Securities Inc.
114Transamerica Financial Advisors, Inc.
115Triad Advisors LLC
116TriCor Financial LLC
117Trustmont Financial Group Inc.
118United Planners Financial Services$512,528
119Veritas Independent Partners0
120vFinance Investments Inc.
121Voya Financial Advisors Inc.
122Waddell & Reed Financial Advisors
123Wall Street Access
124Walnut Street Securities Inc.
125Wells Fargo Advisors Financial Network
126Williams Financial Group
127Woodbury Financial Services$2,951,300
128World Capital Brokerage, Inc
129WRP Investments Inc.
130Wunderlich Securities Inc.

130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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