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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
1Advisor Group
2Allstate Financial Services LLC
3American Portfolios Financial Services Inc.$1,206,525
4Ameriprise Financial Services Inc.
5Ameritas Investment Corp.$1,100,000
6Ausdal Financial Partners
7AXA Advisors
8BCG Securities, Inc.
9Bernardi Securities Inc.
10Berthel Fisher & Co. Financial Services Inc.
11Broker Dealer Financial Services Corp.
12Cadaret, Grant & Co. Inc.0
13Calton & Associates Inc.
14Cambridge Investment Research Inc.0
15Cantella & Co. Inc.
16Capital Analysts Inc.
17Capital Investment Co.
18Centaurus Financial Inc.0
19Century Securities Associates Inc.
20Cetera Advisor Networks
21Cetera Advisors
22Cetera Financial Institutions
23Cetera Financial Specialists
24CFD Investments Inc.
25Commonwealth Financial Network$32,625
26Coordinated Capital Securities Inc.
27Correll Co. Investment Services Corp.
28Crown Capital Securities L.P.$1,668,093
29CUNA Brokerage Services Inc.0
30Cutter & Co. Inc.
31D.A. Davidson & Co.
32Edward Jones
33Equity Services Inc.
34Finance 500 Inc.
35Financial Services International Corp.
36Financial Telesis Inc.
37First Allied Securities, Inc.
38First Republic Securities Co.
39Foothill Securities Inc.
40Foresters Equity Services Inc.
41Fortune Financial Services, Inc.0
42Founders Financial Securities, LLC
43FSC Securities Corp.$2,372,000
44GBS Financial Corp.
45Geneos Wealth Management Inc.$452,707
46Girard Securities Inc.
47H. Beck Inc.
48Harbor Financial Services LLC
49Harbour Investments Inc.0
50HD Vest Investment Services
51Hornor Townsend & Kent Inc.
52IMS Securities Inc./IMS Financial Advisors Inc.
53Independent Financial Group LLC
54Infinity Financial Services 0
55ING Advisor Network Inc.
56INVEST Financial Corp.0
57Investacorp Inc.
58The Investment Center Inc.
59Investment Centers of America Inc.0
60Investors Capital Corp.
61J.P. Turner & Company LLC
62J.W. Cole Financial Inc.$475,176
63Kalos Capital Inc.
64Kestra Financial$175,960
65KMS Financial Services, Inc.0
66Kovack Securities, Inc.0
67LaSalle St. Securities LLC
68The Legend Group Corp.
69Leonard & Co.
70LifeMark Securities Corp.
71Lincoln Financial Network
72Lincoln Investment Planning, LLC0
73LPL Financial LLC
74LPL Investment Holdings Inc.
75M Holdings Securities Inc. (M Securities)0
76MetLife Inc.
77MetLife Securities Inc.
78MML Investors Services, LLC0
79National Holdings Corp.
80National Planning Corporation (NPC) 0
81National Planning Holdings Inc.
82National Securities Corp. & Affiliates$12,945,000
83Nationwide Planning Associates, Inc.$543,262
84New England Securities Inc.
85NEXT Financial Group Inc.0
86Northwestern Mutual
87The O.N. Equity Sales Co.0
88Packerland Brokerage Services Inc.
89Park Avenue Securities LLC
90Parkland Securities, LLC0
91Pinnacle Investments, LLC
92PlanMember Securities Corp.
93Princor Financial Services Corp.
94ProEquities Inc.
95Prospera Financial Services Inc.0
96Protected Investors of America Inc.
97Quest Capital Strategies Inc.
98Questar Capital Corp.
99Quincy Cass Associates Inc.
100Raymond James Financial Services Inc.0
101Royal Alliance Associates Inc.$7,632,000
102SagePoint Financial Inc.$785,000
103SCF Securities Inc.
104Schwab Independent Branch Services (Franchise)
105Securian Financial Services Inc.
106Securities America Inc.$350,000
107Securities Management and Research
108Securities Service Network Inc.
109Sigma Financial Corp.0
110Signator Investors Inc.0
111SII Investments Inc.0
112Spire Investment Partners LLC$341,590
113St. Bernard Financial Services Inc.
114Sterne Agee Financial Services
115The Strategic Financial Alliance Inc.$4,973,735
116Summit Brokerage Services, Inc.
117SWS Financial Services
118Synergy Investment Group
119TFS Securities Inc.0
120Tower Square Securities Inc.
121Transamerica Financial Advisors, Inc.
122Triad Advisors Inc.
123TriCor Financial LLC
124Trustmont Financial Group Inc.
125United Planners Financial Services$998,226
126vFinance Investments Inc.
127Voya Financial Advisors Inc.
128VSR Financial Services Inc.
129Waddell & Reed Financial Advisors0
130Wall Street Access
131Walnut Street Securities Inc.
132Wells Fargo Advisors Financial Network
133Williams Financial Group
134Woodbury Financial Services0
135World Capital Brokerage, Inc
136WRP Investments Inc.
137Wunderlich Securities Inc.

137 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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