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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
1Advisor Group
2Allstate Financial Services LLC
3American Portfolios Financial Services Inc.$1,206,525
4Ameriprise Financial Services Inc.
5Ameritas Investment Corp.$1,100,000
6Ausdal Financial Partners
7AXA Advisors
8BCG Securities, Inc.
9Bernardi Securities Inc.
10Berthel Fisher & Co. Financial Services Inc.
11Bolton Global Capital
12Broker Dealer Financial Services Corp.
13Cadaret, Grant & Co. Inc.0
14Calton & Associates Inc.
15Cambridge Investment Research Inc.0
16Cantella & Co. Inc.
17Capital Analysts Inc.
18Capital Investment Co.
19Centaurus Financial Inc.0
20Century Securities Associates Inc.
21Cetera Advisor Networks
22Cetera Advisors
23Cetera Financial Institutions
24Cetera Financial Specialists
25CFD Investments Inc.
26Commonwealth Financial Network$32,625
27Coordinated Capital Securities Inc.
28Correll Co. Investment Services Corp.
29Crown Capital Securities L.P.$1,668,093
30CUNA Brokerage Services Inc.0
31Cutter & Co. Inc.
32D.A. Davidson & Co.
33Edward Jones
34Equity Services Inc.
35Finance 500 Inc.
36Financial Services International Corp.
37Financial Telesis Inc.
38First Allied Securities, Inc.
39First Republic Securities Co.
40Foothill Securities Inc.
41Foresters Equity Services Inc.
42Fortune Financial Services, Inc.0
43Founders Financial Securities, LLC
44FSC Securities Corp.$2,372,000
45GBS Financial Corp.
46Geneos Wealth Management Inc.$452,707
47Girard Securities Inc.
48H. Beck Inc.
49Harbor Financial Services LLC
50Harbour Investments Inc.0
51HD Vest Investment Services
52Hilltop Securities Independent Network Inc.
53Hornor Townsend & Kent Inc.
54IMS Securities Inc./IMS Financial Advisors Inc.
55Independent Financial Group LLC
56Infinity Financial Services 0
57ING Advisor Network Inc.
58INVEST Financial Corp.0
59Investacorp Inc.
60The Investment Center Inc.
61Investment Centers of America Inc.0
62Investors Capital Corp.
63J.P. Turner & Company LLC
64J.W. Cole Financial Inc.$475,176
65Kalos Capital Inc.
66Kestra Financial, Inc. $175,960
67KMS Financial Services, Inc.0
68Kovack Securities, Inc.0
69LaSalle St. Securities LLC
70The Legend Group Corp.
71Leonard & Co.
72LifeMark Securities Corp.
73Lincoln Financial Network
74Lincoln Investment Planning, LLC0
75LPL Financial LLC
76LPL Investment Holdings Inc.
77M Holdings Securities Inc. (M Securities)0
78MetLife Inc.
79MML Investors Services, LLC0
80MSI Financial Services, Inc.
81National Holdings Corp.
82National Planning Corporation (NPC) 0
83National Planning Holdings Inc.
84National Securities Corp. & Affiliates$12,945,000
85Nationwide Planning Associates, Inc.$543,262
86New England Securities Inc.
87NEXT Financial Group Inc.0
88Northwestern Mutual
89The O.N. Equity Sales Co.0
90Packerland Brokerage Services Inc.
91Park Avenue Securities LLC
92Parkland Securities, LLC0
93PlanMember Securities Corp.
94Principal Securities, Inc. (fka Princor Financial Services Corp.)
95ProEquities Inc.
96Prospera Financial Services Inc.0
97Protected Investors of America Inc.
98Quest Capital Strategies Inc.
99Questar Capital Corp.
100Quincy Cass Associates Inc.
101Raymond James Financial Services Inc.0
102Royal Alliance Associates Inc.$7,632,000
103SagePoint Financial Inc.$785,000
104SCF Securities Inc.
105Schwab Independent Branch Services (Franchise)
106Securian Financial Services Inc.
107Securities America Inc.$350,000
108Securities Management and Research
109Securities Service Network Inc.
110Sigma Financial Corp.0
111Signator Investors Inc.0
112SII Investments Inc.0
113Spire Investment Partners LLC$341,590
114St. Bernard Financial Services Inc.
115Sterne Agee Financial Services
116The Strategic Financial Alliance Inc.$4,973,735
117Summit Brokerage Services, Inc.
118Synergy Investment Group
119TFS Securities Inc.0
120Tower Square Securities Inc.
121Transamerica Financial Advisors, Inc.
122Triad Advisors Inc.
123TriCor Financial LLC
124Trustmont Financial Group Inc.
125United Planners Financial Services$998,226
126Veritas Independent Partners
127vFinance Investments Inc.
128Voya Financial Advisors Inc.
129VSR Financial Services Inc.
130Waddell & Reed Financial Advisors0
131Wall Street Access
132Walnut Street Securities Inc.
133Wells Fargo Advisors Financial Network
134Williams Financial Group
135Woodbury Financial Services0
136World Capital Brokerage, Inc
137WRP Investments Inc.
138Wunderlich Securities Inc.

138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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