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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
1Advisor Group
2Allstate Financial Services LLC
3American Portfolios Financial Services Inc.$268,967
4Ameriprise Financial Services Inc.
5Ameritas Investment Corp.$1,000,000
6Arete Wealth Management$3,921,100
7Ausdal Financial Partners
8AXA Advisors LLC
9BCG Securities, Inc.
10Bernardi Securities Inc.
11Berthel Fisher & Co. Financial Services Inc.
12Bolton Global Capital
13Broker Dealer Financial Services Corp.
14Cadaret, Grant & Co. Inc.0
15Calton & Associates Inc.
16Cambridge Investment Research Inc.0
17Cantella & Co. Inc.
18Capital Analysts Inc.
19Capital Investment Co.
20Centaurus Financial Inc.0
21Century Securities Associates Inc.
22Cetera Advisor Networks
23Cetera Advisors
24Cetera Financial Institutions
25Cetera Financial Specialists
26CFD Investments Inc.
27Commonwealth Financial Network$118,212
28Coordinated Capital Securities Inc.
29Correll Co. Investment Services Corp.
30Crown Capital Securities L.P.
31CUNA Brokerage Services Inc.0
32Cutter & Co. Inc.
33D.A. Davidson & Co.
34Edward Jones
35Equity Services Inc.
36Finance 500 Inc.
37Financial Services International Corp.
38Financial Telesis Inc.
39First Allied Securities, Inc.
40First Republic Securities Co.
41Foothill Securities Inc.
42Foresters Equity Services Inc.
43Fortune Financial Services, Inc.0
44Founders Financial Securities, LLC
45FSC Securities Corp.$1,516,000
46GBS Financial Corp.
47Geneos Wealth Management Inc.$553,644
48H. Beck Inc.
49Harbor Financial Services LLC
50Harbour Investments Inc.0
51HD Vest Investment Services
52Hilltop Securities Independent Network Inc.
53Hornor Townsend & Kent Inc.
54Independent Financial Group LLC
55Infinity Financial Services
56ING Advisor Network Inc.
57INVEST Financial Corp.0
58Investacorp Inc.
59The Investment Center Inc.0
60Investment Centers of America Inc.0
61J.P. Turner & Company LLC
62J.W. Cole Financial Inc.$415,500
63Kalos Capital Inc.0
64Kestra Financial, Inc$39,761
65KMS Financial Services, Inc.0
66Kovack Securities, Inc.0
67LaSalle St. Securities LLC
68Leaders Group
69Leonard & Co.
70LifeMark Securities Corp.
71Lincoln Financial Network
72Lincoln Investment Planning, LLC0
73LPL Financial LLC
74LPL Investment Holdings Inc.
75M Holdings Securities Inc. (M Securities)0
76MetLife Inc.
77MML Investors Services, LLC
78National Holdings Corp.
79National Planning Corporation (NPC) 0
80National Planning Holdings Inc.
81National Securities Corp. & Affiliates
82Nationwide Planning Associates, Inc.$1,593,184
83New England Securities Inc.
84NEXT Financial Group Inc.0
85Northwestern Mutual Investment Services
87The O.N. Equity Sales Co.0
88Packerland Brokerage Services Inc.
89Park Avenue Securities LLC
90Parkland Securities, LLC0
91PlanMember Securities Corp.
92Principal Securities, Inc. (fka Princor Financial Services Corp.)
93ProEquities Inc.
94Prospera Financial Services Inc.0
95Protected Investors of America Inc.
96Quest Capital Strategies Inc.
97Questar Capital Corp.
98Quincy Cass Associates Inc.
99Raymond James Financial Services Inc.0
100Royal Alliance Associates Inc.$3,991,000
101SA Stone
102SagePoint Financial Inc.$1,470,000
103SCF Securities Inc.$16,500
104Schwab Independent Branch Services (Franchise)
105Securian Financial Services Inc.
106Securities America Inc.$85,000
107Securities Management and Research
108Securities Service Network Inc.
109Sigma Financial Corp.
110Signator Investors Inc.0
111SII Investments Inc.0
112Spire Investment Partners LLC$499,964
113St. Bernard Financial Services Inc.
114The Strategic Financial Alliance Inc.$7,515,849
115Summit Brokerage Services, Inc.
116Synergy Investment Group
117TFS Securities Inc.
118Tower Square Securities Inc.
119Transamerica Financial Advisors, Inc.
120Triad Advisors LLC
121TriCor Financial LLC
122Trustmont Financial Group Inc.
123United Planners Financial Services$973,455
124Veritas Independent Partners0
125vFinance Investments Inc.
126Voya Financial Advisors Inc.
127Waddell & Reed Financial Advisors0
128Wall Street Access
129Walnut Street Securities Inc.
130Wells Fargo Advisors Financial Network
131Williams Financial Group
132Woodbury Financial Services0
133World Capital Brokerage, Inc
134WRP Investments Inc.
135Wunderlich Securities Inc.

135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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