Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
1Advisor Group
2Allstate Financial Services LLC
3American Portfolios Financial Services Inc.$268,967
4Ameriprise Financial Services Inc.
5Ameritas Investment Corp.$1,000,000
6Arete Wealth Management$3,921,100
7Ausdal Financial Partners
8AXA Advisors LLC
9BCG Securities, Inc.
10Bernardi Securities Inc.
11Berthel Fisher & Co. Financial Services Inc.
12Bolton Global Capital
13Broker Dealer Financial Services Corp.
14Cadaret, Grant & Co. Inc.0
15Calton & Associates Inc.
16Cambridge Investment Research Inc.0
17Cantella & Co. Inc.
18Capital Analysts Inc.
19Capital Investment Co.
20Centaurus Financial Inc.0
21Century Securities Associates Inc.
22Cetera Advisor Networks
23Cetera Advisors
24Cetera Financial Institutions
25Cetera Financial Specialists
26CFD Investments Inc.
27Commonwealth Financial Network$118,212
28Coordinated Capital Securities Inc.
29Correll Co. Investment Services Corp.
30Crown Capital Securities L.P.
31CUNA Brokerage Services Inc.0
32Cutter & Co. Inc.
33D.A. Davidson & Co.
34Edward Jones
35Equity Services Inc.
36Finance 500 Inc.
37Financial Services International Corp.
38Financial Telesis Inc.
39First Allied Securities, Inc.
40First Republic Securities Co.
41Foothill Securities Inc.
42Foresters Equity Services Inc.
43Fortune Financial Services, Inc.0
44Founders Financial Securities, LLC
45FSC Securities Corp.$1,516,000
46GBS Financial Corp.
47Geneos Wealth Management Inc.$553,644
48Girard Securities Inc.
49H. Beck Inc.
50Harbor Financial Services LLC
51Harbour Investments Inc.0
52HD Vest Investment Services
53Hilltop Securities Independent Network Inc.
54Hornor Townsend & Kent Inc.
55IMS Securities Inc./IMS Financial Advisors Inc.$156,722
56Independent Financial Group LLC
57Infinity Financial Services
58ING Advisor Network Inc.
59INVEST Financial Corp.0
60Investacorp Inc.
61The Investment Center Inc.
62Investment Centers of America Inc.0
63J.P. Turner & Company LLC
64J.W. Cole Financial Inc.$415,500
65Kalos Capital Inc.0
66Kestra Financial$39,761
67KMS Financial Services, Inc.0
68Kovack Securities, Inc.0
69LaSalle St. Securities LLC
70The Legend Group Corp.
71Leonard & Co.
72LifeMark Securities Corp.
73Lincoln Financial Network
74Lincoln Investment Planning, LLC0
75LPL Financial LLC
76LPL Investment Holdings Inc.
77M Holdings Securities Inc. (M Securities)0
78MetLife Inc.
79MML Investors Services, LLC
80MSI Financial Services, Inc.
81National Holdings Corp.
82National Planning Corporation (NPC) 0
83National Planning Holdings Inc.
84National Securities Corp. & Affiliates
85Nationwide Planning Associates, Inc.$1,593,184
86New England Securities Inc.
87NEXT Financial Group Inc.0
88Northwestern Mutual
89The O.N. Equity Sales Co.0
90Packerland Brokerage Services Inc.
91Park Avenue Securities LLC
92Parkland Securities, LLC0
93PlanMember Securities Corp.
94Principal Securities, Inc. (fka Princor Financial Services Corp.)
95ProEquities Inc.
96Prospera Financial Services Inc.0
97Protected Investors of America Inc.
98Quest Capital Strategies Inc.
99Questar Capital Corp.
100Quincy Cass Associates Inc.
101Raymond James Financial Services Inc.0
102Royal Alliance Associates Inc.$3,991,000
103SagePoint Financial Inc.$1,470,000
104SCF Securities Inc.
105Schwab Independent Branch Services (Franchise)
106Securian Financial Services Inc.
107Securities America Inc.$85,000
108Securities Management and Research
109Securities Service Network Inc.
110Sigma Financial Corp.
111Signator Investors Inc.0
112SII Investments Inc.0
113Spire Investment Partners LLC$499,964
114St. Bernard Financial Services Inc.
115Sterne Agee Financial Services
116The Strategic Financial Alliance Inc.$7,515,849
117Summit Brokerage Services, Inc.
118Synergy Investment Group
119TFS Securities Inc.
120Tower Square Securities Inc.
121Transamerica Financial Advisors, Inc.
122Triad Advisors Inc.
123TriCor Financial LLC
124Trustmont Financial Group Inc.
125United Planners Financial Services$973,455
126Veritas Independent Partners0
127vFinance Investments Inc.
128Voya Financial Advisors Inc.
129VSR Financial Services Inc.
130Waddell & Reed Financial Advisors0
131Wall Street Access
132Walnut Street Securities Inc.
133Wells Fargo Advisors Financial Network
134Williams Financial Group
135Woodbury Financial Services0
136World Capital Brokerage, Inc
137WRP Investments Inc.
138Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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