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Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
1Advisor Group
2Allstate Financial Services LLC
3American Portfolios Financial Services Inc.$1,206,525
4Ameriprise Financial Services Inc.
5Ameritas Investment Corp.$1,100,000
6Ausdal Financial Partners
7AXA Advisors
8BCG Securities, Inc.
9Bernardi Securities Inc.
10Berthel Fisher & Co. Financial Services Inc.
11Broker Dealer Financial Services Corp.
12Cadaret, Grant & Co. Inc.0
13Calton & Associates Inc.
14Cambridge Investment Research Inc.0
15Cantella & Co. Inc.
16Capital Analysts Inc.
17Capital Investment Co.
18Centaurus Financial Inc.0
19Century Securities Associates Inc.
20Cetera Advisor Networks
21Cetera Advisors
22Cetera Financial Institutions
23Cetera Financial Specialists
24CFD Investments Inc.
25Commonwealth Financial Network$32,625
26Coordinated Capital Securities Inc.
27Correll Co. Investment Services Corp.
28Crown Capital Securities L.P.$1,668,093
29CUNA Brokerage Services Inc.0
30Cutter & Co. Inc.
31D.A. Davidson & Co.
32Eagle One Investments LLC
33Edward Jones
34Equity Services Inc.
35Finance 500 Inc.
36Financial Advisers of America LLC
37Financial Services International Corp.
38Financial Telesis Inc.
39First Allied Securities, Inc.
40First Midwest Securities Inc.
41First Republic Securities Co.
42Foothill Securities Inc.
43Foresters Equity Services Inc.
44Fortune Financial Services, Inc.0
45Founders Financial Securities, LLC
46FSC Securities Corp.$2,372,000
47GBS Financial Corp.
48Geneos Wealth Management Inc.$452,707
49Girard Securities Inc.
50H. Beck Inc.
51Harbor Financial Services LLC
52Harbour Investments Inc.0
53HD Vest Investment Services
54Hornor Townsend & Kent Inc.
55IMS Securities Inc./IMS Financial Advisors Inc.
56Independent Financial Group LLC
57Infinity Financial Services 0
58ING Advisor Network Inc.
59INVEST Financial Corp.0
60Investacorp Inc.
61The Investment Center Inc.
62Investment Centers of America Inc.0
63Investors Capital Corp.
64J.P. Turner & Company LLC
65J.W. Cole Financial Inc.$475,176
66Kalos Capital Inc.
67Kestra Financial$175,960
68KMS Financial Services, Inc.0
69Kovack Securities Inc.0
70LaSalle St. Securities LLC
71The Legend Group Corp.
72Leonard & Co.
73LifeMark Securities Corp.
74Lincoln Financial Network
75Lincoln Investment Planning, LLC0
76LPL Financial LLC
77LPL Investment Holdings Inc.
78M Holdings Securities Inc. (M Securities)0
79MetLife Inc.
80MetLife Securities Inc.
81MidAmerica Financial Services Inc.
82MML Investors Services, LLC0
83National Holdings Corp.
84National Planning Corporation (NPC) 0
85National Planning Holdings Inc.
86National Securities Corp. & Affiliates$12,945,000
87Nationwide Planning Associates, Inc.$543,262
88New England Securities Inc.
89NEXT Financial Group Inc.0
90Northwestern Mutual
91The O.N. Equity Sales Co.0
92Packerland Brokerage Services Inc.
93Park Avenue Securities LLC
94Parkland Securities, LLC0
95PlanMember Securities Corp.
96Pointe Capital Inc.
97Prime Capital Services Inc.
98Princor Financial Services Corp.
99ProEquities Inc.
100Prospera Financial Services Inc.0
101Protected Investors of America Inc.
102Quest Capital Strategies Inc.
103Questar Capital Corp.
104Quincy Cass Associates Inc.
105R.M. Stark & Co. Inc.
106Raymond James Financial Services Inc.0
107Royal Alliance Associates Inc.$7,632,000
108SagePoint Financial Inc.$785,000
109SCF Securities Inc.
110Schwab Independent Branch Services (Franchise)
111Securian Financial Services Inc.
112Securities America Inc.$350,000
113Securities Management and Research
114Securities Service Network Inc.
115Sigma Financial Corp.0
116Signator Investors Inc.0
117SII Investments Inc.0
118Spire Investment Partners LLC$341,590
119St. Bernard Financial Services Inc.
120Sterne Agee Financial Services
121The Strategic Financial Alliance Inc.$4,973,735
122Summit Brokerage Services, Inc.
123SWS Financial Services
124Synergy Investment Group
125TFS Securities Inc.0
126Tower Square Securities Inc.
127Transamerica Financial Advisors, Inc.
128Triad Advisors Inc.
129TriCor Financial LLC
130Trustmont Financial Group Inc.
131United Planners Financial Services$998,226
132vFinance Investments Inc.
133Voya Financial Advisors Inc.
134VSR Financial Services Inc.
135Waddell & Reed Financial Advisors0
136Wall Street Access
137Wall Street Financial Group Inc.
138Walnut Street Securities Inc.
139Wells Fargo Advisors Financial Network
140Williams Financial Group
141Woodbury Financial Services0
142World Capital Brokerage, Inc
143WRP Investments Inc.
144Wunderlich Securities Inc.

144 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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