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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
1Advisor Group
2Allstate Financial Services LLC
3American Portfolios Financial Services Inc.$2,418,070
4Ameriprise Financial Services Inc.
5Ameritas Investment Corp.$1,500,000
6Ausdal Financial Partners
7AXA Advisors0
8BCG Securities, Inc.
9Bernardi Securities Inc.
10Berthel Fisher & Co. Financial Services Inc.$6,267
11Broker Dealer Financial Services Corp.0
12Cadaret, Grant & Co. Inc.0
13Calton & Associates Inc.
14Cambridge Investment Research Inc.0
15Cantella & Co. Inc.
16Capital Analysts Inc.
17Capital Investment Co.
18Centaurus Financial Inc.0
19Century Securities Associates Inc.
20Cetera Advisor Networks
21Cetera Advisors
22Cetera Financial Institutions
23Cetera Financial Specialists
24CFD Investments Inc.0
25Commonwealth Financial Network$182,096
26Coordinated Capital Securities Inc.
27Correll Co. Investment Services Corp.
28Crown Capital Securities L.P.$1,471,892
29CUNA Brokerage Services Inc.0
30Cutter & Co. Inc.
31D.A. Davidson & Co.
32Eagle One Investments LLC
33Equity Services Inc.
34Finance 500 Inc.
35Financial Advisers of America LLC
36Financial Services International Corp.
37Financial Telesis Inc.
38First Allied Securities, Inc.
39First Midwest Securities Inc.
40First Republic Securities Co.
41Foothill Securities Inc.
42Foresters Equity Services Inc.
43Fortune Financial Services, Inc.0
44Founders Financial Securities, LLC
45FSC Securities Corp.$4,938,000
46GBS Financial Corp.
47Geneos Wealth Management Inc.$441,348
48Girard Securities Inc.
49H. Beck Inc.0
50Harbor Financial Services LLC
51Harbour Investments Inc.0
52HD Vest Investment Services
53Hornor Townsend & Kent Inc.
54IMS Securities Inc./IMS Financial Advisors Inc.
55Independent Financial Group LLC0
56ING Advisor Network Inc.
57INVEST Financial Corp.0
58Investacorp Inc.
59The Investment Center Inc.
60Investment Centers of America Inc.0
61Investors Capital Corp.
62J.P. Turner & Company LLC
63J.W. Cole Financial Inc.$609,200
64Kalos Capital Inc.
65Kovack Securities Inc.0
66Ladenburg Thalmann Financial Services Inc.
67LaSalle St. Securities LLC0
68The Legend Group Corp.
69Leonard & Co.
70LifeMark Securities Corp.
71Lincoln Financial Network
72Lincoln Investment Planning, LLC0
73LPL Financial LLC
74LPL Investment Holdings Inc.
75M Holdings Securities Inc. (M Securities)0
76MetLife Inc.
77MetLife Securities Inc.
78MidAmerica Financial Services Inc.
79MML Investors Services, LLC0
80National Holdings Corp.
81National Planning Corporation (NPC) 0
82National Planning Holdings Inc.
83National Securities Corp.$8,050,000
84New England Securities Inc.
85NEXT Financial Group Inc.0
86NFP Advisor Services$395,629
87Northwestern Mutual0
88The O.N. Equity Sales Co.0
89Packerland Brokerage Services Inc.
90Park Avenue Securities LLC
91Parkland Securities, LLC0
92PlanMember Securities Corp.0
93Pointe Capital Inc.
94Prime Capital Services Inc.
95Princor Financial Services Corp.0
96ProEquities Inc.0
97Prospera Financial Services Inc.0
98Protected Investors of America Inc.
99Quest Capital Strategies Inc.
100Questar Capital Corp.0
101Quincy Cass Associates Inc.
102R.M. Stark & Co. Inc.
103Raymond James Financial Services Inc.0
104Royal Alliance Associates Inc.0
105SagePoint Financial Inc.0
106SCF Securities Inc.
107Securian Financial Services Inc.0
108Securities America Inc.$540,000
109Securities Management and Research$47,180
110Securities Service Network Inc.0
111Sigma Financial Corp.0
112Signator Investors Inc.0
113SII Investments Inc.0
114Spire Investment Partners LLC$11,136
115St. Bernard Financial Services Inc.
116Sterne Agee Financial Services
117The Strategic Financial Alliance Inc.$3,391,366
118Summit Brokerage Services, Inc.
119SWS Financial Services0
120Synergy Investment Group
121TFS Securities Inc.
122Tower Square Securities Inc.
123Transamerica Financial Advisors, Inc.0
124Triad Advisors Inc.
125TriCor Financial LLC
126Trustmont Financial Group Inc.
127United Planners Financial Services$1,693,651
128vFinance Investments Inc.
129Voya Financial Advisors Inc.
130VSR Financial Services Inc.$5,641,464
131Waddell & Reed Financial Advisors0
132Wall Street Access
133Wall Street Financial Group Inc.
134Walnut Street Securities Inc.
135Wells Fargo Advisors Financial Network0
136Williams Financial Group
137Woodbury Financial Services0
138World Capital Brokerage, Inc
139WRP Investments Inc.
140Wunderlich Securities Inc.

140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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