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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Private placement revenue
1Advisor Group
2Allstate Financial Services LLC
3American Portfolios Financial Services Inc.$2,418,070
4Ameriprise Financial Services Inc.
5Ameritas Investment Corp.$1,500,000
6Ausdal Financial Partners
7AXA Advisors0
8BCG Securities, Inc.
9Bernardi Securities Inc.
10Berthel Fisher & Co. Financial Services Inc.$6,267
11Broker Dealer Financial Services Corp.0
12Cadaret, Grant & Co. Inc.0
13Calton & Associates Inc.
14Cambridge Investment Research Inc.0
15Cantella & Co. Inc.
16Capital Analysts Inc.
17Capital Investment Co.
18Centaurus Financial Inc.0
19Century Securities Associates Inc.
20Cetera Advisor Networks
21Cetera Advisors
22Cetera Financial Institutions
23Cetera Financial Specialists
24CFD Investments Inc.0
25Commonwealth Financial Network$182,096
26Coordinated Capital Securities Inc.
27Correll Co. Investment Services Corp.
28Crown Capital Securities L.P.$1,471,892
29CUNA Brokerage Services Inc.0
30Cutter & Co. Inc.
31Eagle One Investments LLC
32Equity Services Inc.
33Finance 500 Inc.
34Financial Advisers of America LLC
35Financial Services International Corp.
36Financial Telesis Inc.
37First Allied Securities, Inc.
38First Midwest Securities Inc.
39First Republic Securities Co.
40Foothill Securities Inc.
41Foresters Equity Services Inc.
42Fortune Financial Services Inc.0
43Founders Financial Securities, LLC
44FSC Securities Corp.$4,938,000
45GBS Financial Corp.
46Geneos Wealth Management Inc.$441,348
47Girard Securities Inc.
48H. Beck Inc.0
49Harbor Financial Services LLC
50Harbour Investments Inc.0
51HD Vest Investment Services
52Hornor Townsend & Kent Inc.
53IMS Securities Inc./IMS Financial Advisors Inc.
54Independent Financial Group LLC0
55ING Advisor Network Inc.
56INVEST Financial Corp.0
57Investacorp Inc.
58The Investment Center Inc.
59Investment Centers of America Inc.0
60Investors Capital Corp.
61J.P. Turner & Company LLC
62J.W. Cole Financial Inc.$609,200
63Kalos Capital Inc.
64Kovack Securities Inc.0
65Ladenburg Thalmann Financial Services Inc.
66LaSalle St. Securities LLC0
67The Legend Group Corp.
68Leonard & Co.
69LifeMark Securities Corp.
70Lincoln Financial Network
71Lincoln Investment Planning Inc.0
72LPL Financial LLC
73LPL Investment Holdings Inc.
74M Holdings Securities Inc. (M Securities)0
75MetLife Inc.
76MetLife Securities Inc.
77MidAmerica Financial Services Inc.
78MML Investors Services LLC0
79National Holdings Corp.
80National Planning Corp.0
81National Planning Holdings Inc.
82National Securities Corp.$8,050,000
83New England Securities Inc.
84NEXT Financial Group Inc.0
85NFP Advisor Services$395,629
86Northwestern Mutual0
87The O.N. Equity Sales Co.0
88Packerland Brokerage Services Inc.
89Park Avenue Securities LLC
90Parkland Securities, LLC0
91PlanMember Securities Corp.0
92Pointe Capital Inc.
93Prime Capital Services Inc.
94Princor Financial Services Corp.0
95ProEquities Inc.0
96Prospera Financial Services Inc.0
97Protected Investors of America Inc.
98Quest Capital Strategies Inc.
99Questar Capital Corp.0
100Quincy Cass Associates Inc.
101R.M. Stark & Co. Inc.
102Raymond James Financial Services Inc.0
103Royal Alliance Associates Inc.0
104SagePoint Financial Inc.0
105SCF Securities Inc.
106Securian Financial Services Inc.0
107Securities America Inc.$540,000
108Securities Management and Research$47,180
109Securities Service Network Inc.0
110Sigma Financial Corp.0
111Signator Investors Inc.0
112SII Investments Inc.0
113Spire Investment Partners LLC$11,136
114St. Bernard Financial Services Inc.
115Sterne Agee Financial Services
116The Strategic Financial Alliance Inc.$3,391,366
117Summit Brokerage Services, Inc.
118SWS Financial Services0
119Synergy Investment Group
120TFS Securities Inc.
121Tower Square Securities Inc.
122Transamerica Financial Advisors, Inc.0
123Triad Advisors Inc.
124TriCor Financial LLC
125Trustmont Financial Group Inc.
126United Planners Financial Services$1,693,651
127vFinance Investments Inc.
128Voya Financial Advisors Inc.
129VSR Financial Services Inc.$5,641,464
130Waddell & Reed Financial Advisors0
131Wall Street Access
132Wall Street Financial Group Inc.
133Walnut Street Securities Inc.
134Wells Fargo Advisors Financial Network0
135Williams Financial Group
136Woodbury Financial Services0
137World Capital Brokerage
138WRP Investments Inc.
139Wunderlich Securities Inc.

139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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