Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm REIT revenue ▲
131Arete Wealth Management0
130Kalos Capital Inc.0
129Raymond James Financial Services Inc.0
128Noyes0
127CUNA Brokerage Services Inc.0
126Fortune Financial Services, Inc.0
125M Holdings Securities Inc. (M Securities)0
124Parkland Securities, LLC0
123Waddell & Reed Financial Advisors0
122The Investment Center Inc.0
121Veritas Independent Partners0
120KMS Financial Services, Inc.0
119Infinity Financial Services $105,504
118Nationwide Planning Associates, Inc.$146,009
117Harbour Investments Inc.$150,000
116Cadaret, Grant & Co. Inc.$213,752
115PlanMember Securities Corp.$274,000
114Lincoln Investment Planning, LLC$277,000
113SCF Securities Inc.$289,992
112Investment Centers of America Inc.$318,000
111SII Investments Inc.$399,000
110Transamerica Financial Advisors, Inc.$431,463
109Spire Investment Partners LLC$470,336
108LaSalle St. Securities LLC$500,000
107Signator Investors Inc.$545,903
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131 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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