Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm REIT revenue ▲
138Raymond James Financial Services Inc.0
137Parkland Securities, LLC0
136Arete Wealth Management0
135Veritas Independent Partners0
134CUNA Brokerage Services Inc.0
133KMS Financial Services, Inc.0
132Fortune Financial Services, Inc.0
131Kalos Capital Inc.0
130M Holdings Securities Inc. (M Securities)0
129Waddell & Reed Financial Advisors0
128Infinity Financial Services $105,504
127Nationwide Planning Associates, Inc.$146,009
126Harbour Investments Inc.$150,000
125Cadaret, Grant & Co. Inc.$213,752
124PlanMember Securities Corp.$274,000
123Lincoln Investment Planning, LLC$277,000
122Investment Centers of America Inc.$318,000
121SII Investments Inc.$399,000
120Transamerica Financial Advisors, Inc.$431,463
119Spire Investment Partners LLC$470,336
118LaSalle St. Securities LLC$500,000
117Signator Investors Inc.$545,903
116INVEST Financial Corp.$549,000
115Securities Service Network Inc.$651,000
114CFD Investments Inc.$682,339
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


What are advisers clamoring for in the tech space?

Advisers have made their needs known, and fintech firms are listening. Hear from the experts at Fuse what they're doing to help advisers build and scale practices.

Video Spotlight

Are Your Clients Prepared For Market Downturns?

Sponsored by Prudential

Video Spotlight

Path to growth

Video Spotlight

Path to growth

Latest news & opinion

Top 10 financial firms ranked by investor satisfaction

Find out which firm took the top slot for overall investor satisfaction for the second year in a row.

What not to say to clients when the markets drop

Here's what advisers should steer clear of saying the next time stocks turn downward.

SEC bars former rep for alleged share price manipulation

George Thoreson tried to keep penny stock's price high to enable Nasdaq listing.

Nevada fiduciary law raises concerns among retirement professionals, brokerage industry

Critics complain that it conflicts with ERISA and SEC rules and has potential to spur other states to pass their own version of a fiduciary rule.

A special need for financial advice

Advisers don't have to be experts to help special needs families get a jump on lifelong planning.