Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm REIT revenue ▲
140Securian Financial Services Inc.0
139H. Beck Inc.0
138MML Investors Services, LLC0
137Princor Financial Services Corp.0
136Parkland Securities, LLC0
135CUNA Brokerage Services Inc.0
134Sigma Financial Corp.0
133Waddell & Reed Financial Advisors0
132Fortune Financial Services, Inc.0
131LaSalle St. Securities LLC0
130Wells Fargo Advisors Financial Network0
129Northwestern Mutual0
128Raymond James Financial Services Inc.0
127Securities Management and Research$50
126M Holdings Securities Inc. (M Securities)$207,609
125SWS Financial Services$208,330
124The Investment Center Inc.$335,986
123CFD Investments Inc.$393,115
122Spire Investment Partners LLC$589,754
121Harbour Investments Inc.$600,000
120Lincoln Investment Planning, LLC$754,000
119Broker Dealer Financial Services Corp.$849,812
118PlanMember Securities Corp.$1,016,000
117Signator Investors Inc.$1,149,450
116Cadaret, Grant & Co. Inc.$1,823,313
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.