Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm REIT revenue ▲
138Raymond James Financial Services Inc.0
137Parkland Securities, LLC0
136Arete Wealth Management0
135Veritas Independent Partners0
134CUNA Brokerage Services Inc.0
133KMS Financial Services, Inc.0
132Fortune Financial Services, Inc.0
131Kalos Capital Inc.0
130M Holdings Securities Inc. (M Securities)0
129Waddell & Reed Financial Advisors0
128Infinity Financial Services $105,504
127Nationwide Planning Associates, Inc.$146,009
126Harbour Investments Inc.$150,000
125Cadaret, Grant & Co. Inc.$213,752
124PlanMember Securities Corp.$274,000
123Lincoln Investment Planning, LLC$277,000
122Investment Centers of America Inc.$318,000
121SII Investments Inc.$399,000
120Transamerica Financial Advisors, Inc.$431,463
119Spire Investment Partners LLC$470,336
118LaSalle St. Securities LLC$500,000
117Signator Investors Inc.$545,903
116INVEST Financial Corp.$549,000
115Securities Service Network Inc.$651,000
114CFD Investments Inc.$682,339
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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