Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Avg. payout per rep, per year % change ▼
1Summit Brokerage Services, Inc.18.96%
2Nationwide Planning Associates, Inc.18.54%
3Veritas Independent Partners12.59%
4MML Investors Services, LLC10.91%
5Prospera Financial Services Inc.10.08%
6ProEquities Inc.7.98%
7The Strategic Financial Alliance Inc.7.31%
8J.W. Cole Financial Inc.5.76%
9Centaurus Financial Inc.5.29%
10Kovack Securities, Inc.4.68%
11Questar Capital Corp.4.66%
12The Investment Center Inc.4.10%
13Fortune Financial Services, Inc.2.90%
14LaSalle St. Securities LLC2.78%
15Kestra Financial2.11%
16Cetera Financial Specialists1.04%
17KMS Financial Services, Inc.1.02%
18Royal Alliance Associates Inc.0.88%
19Woodbury Financial Services0.58%
20Trustmont Financial Group Inc.0.08%
21Voya Financial Advisors Inc.-0.20%
22Sigma Financial Corp.-0.24%
23Wells Fargo Advisors Financial Network-0.43%
24FSC Securities Corp.-0.62%
25Girard Securities Inc.-0.87%
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

Gadget Girl

How Tamarac’s new platform will help advisers better engage with clients

Tamarac recently announced the launch of the Tamarac platform for Registered Investment Advisors. What can advisers expect from the completely redesigned platform?

Latest news & opinion

Nontraded REITs to post worst sales since 2002

The industry is on track to raise just $4.4 billion, well off the $19.6 billion it raised just four years ago, as new regulations hinder sales.

Broker protocol for recruiting a boon for clients

New research finds advisers whose firms have joined the agreement take better care of customers.

Meet our 2017 Women to Watch

Introducing 20 female financial advisers and industry executives who are distinguished leaders, advancing the business of providing advice through their creativity and hard work.

Raymond James executives call on industry to keep broker protocol

Also ask firms to pay for the administration of the protocol to 'ensure its longevity and relevance.'

Senate committee approves tax plan but full passage not assured

Several Republican senators expressed reservations about the bill, and the GOP cannot afford too many defections.