Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. annual production of top 20% reps ▼
1Spire Investment Partners LLC$2,205,205
2Wells Fargo Advisors Financial Network$1,272,042
3Commonwealth Financial Network$1,170,515
4Raymond James Financial Services Inc.$1,170,000
5M Holdings Securities Inc. (M Securities)$1,095,575
6Geneos Wealth Management Inc.$1,091,728
7VSR Financial Services Inc.$1,080,136
8Triad Advisors Inc.$1,028,722
9The Strategic Financial Alliance Inc.$950,000
10Kalos Capital Inc.$880,000
11SII Investments Inc.$846,000
12National Planning Corporation (NPC) $824,000
13Securities Service Network Inc.$817,648
14NFP Advisor Services$807,165
15Royal Alliance Associates Inc.$801,484
16LPL Financial LLC$788,151
17Investment Centers of America Inc.$788,000
18FSC Securities Corp.$786,184
19Securities America Inc.$755,860
20National Securities Corp.$747,000
21Prospera Financial Services Inc.$713,000
22American Portfolios Financial Services Inc.$708,108
23CUNA Brokerage Services Inc.$702,488
24Independent Financial Group LLC$685,100
25Securian Financial Services Inc.$660,764
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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