Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Avg. annual production of top 20% reps ▼
1Spire Investment Partners LLC$1,760,751
2David A. Noyes & Company$1,370,890
3Raymond James Financial Services Inc.$1,321,025
4Wells Fargo Advisors Financial Network$1,314,291
5Commonwealth Financial Network$1,268,515
6M Holdings Securities Inc. (M Securities)$1,100,370
7Geneos Wealth Management Inc.$1,031,777
8Prospera Financial Services Inc.$997,480
9Kestra Financial, Inc$966,221
10Securities Service Network Inc.$929,181
11Royal Alliance Associates Inc.$892,597
12FSC Securities Corp.$829,598
13J.W. Cole Financial Inc.$824,550
14Kovack Securities, Inc.$822,540
15Triad Advisors LLC$822,412
16Kalos Capital Inc.$820,870
17LPL Financial LLC$798,483
18The Strategic Financial Alliance Inc.$798,026
19Arete Wealth Management$769,516
20Securities America Inc.$756,031
21Independent Financial Group LLC$705,900
22Lincoln Investment Planning, LLC$692,072
23Securian Financial Services Inc.$681,362
24Waddell & Reed Financial Advisors$676,860
25Centaurus Financial Inc.$674,389
Next Page »

130 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


Geoffrey Brown: What's top of mind at NAPFA?

NAPFA is looking ahead at the rest of 2018 and has a broad agenda that includes improving diversity in the advice industry. What's next? Geoffrey Brown offers his insights.

Latest news & opinion

10 fastest-growing IBDs

These independent broker-dealers saw the biggest percentage gains in their revenue in 2017.

The unique nature of working with celebrity clients

Athletes and entertainers are just like everyone else — aside from complex tax issues, a lack of financial savvy and a need for prenups

Top 10 IBDs ranked by revenue

These independent broker dealers generated the most revenues in 2017.

8 podcasts advisers listen to when they aren't working

Listening to podcasts for the fun of it.

UBS continues to cut loans to recruits, while increasing compensation to brokers

The wirehouse reduced recruitment loans 20% and increased bonus loans 68% in the first quarter.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.