Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. annual production of top 20% reps ▼
1IMS Securities Inc./IMS Financial Advisors Inc.$5,111,796
2Spire Investment Partners LLC$1,499,690
3Wells Fargo Advisors Financial Network$1,232,710
4Raymond James Financial Services Inc.$1,197,420
5Commonwealth Financial Network$1,195,083
6M Holdings Securities Inc. (M Securities)$1,012,780
7Geneos Wealth Management Inc.$1,003,538
8Prospera Financial Services Inc.$985,152
9The Strategic Financial Alliance Inc.$967,000
10Independent Financial Group LLC$923,200
11Kestra Financial$910,007
12Kalos Capital Inc.$875,000
13Securities Service Network Inc.$869,514
14KMS Financial Services, Inc.$855,185
15Royal Alliance Associates Inc.$845,834
16Triad Advisors Inc.$808,805
17SII Investments Inc.$773,000
18FSC Securities Corp.$756,520
19National Planning Corporation (NPC) $752,000
20LPL Financial LLC$751,243
21Kovack Securities, Inc.$745,000
22Securities America Inc.$738,714
23Investment Centers of America Inc.$738,000
24J.W. Cole Financial Inc.$724,489
25Lincoln Investment Planning, LLC$719,484
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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