Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Avg. annual production of top 20% reps ▼
1Spire Investment Partners LLC$2,052,117
2National Securities Corp. & Affiliates$1,951,880
3Raymond James Financial Services Inc.$1,197,809
4Commonwealth Financial Network$1,181,912
5Wells Fargo Advisors Financial Network$1,181,502
6M Holdings Securities Inc. (M Securities)$1,116,282
7Geneos Wealth Management Inc.$1,042,883
8The Strategic Financial Alliance Inc.$965,000
9Prospera Financial Services Inc.$941,159
10Securities Service Network Inc.$888,204
11Kalos Capital Inc.$880,000
12Royal Alliance Associates Inc.$867,767
13Triad Advisors Inc.$853,389
14KMS Financial Services, Inc.$852,301
15Kestra Financial, Inc. $850,393
16SII Investments Inc.$835,000
17National Planning Corporation (NPC) $824,000
18Investment Centers of America Inc.$803,000
19LPL Financial LLC$794,084
20FSC Securities Corp.$792,440
21Securities America Inc.$733,540
22Lincoln Investment Planning, LLC$731,702
23Kovack Securities, Inc.$725,000
24CUNA Brokerage Services Inc.$682,032
25American Portfolios Financial Services Inc.$676,008
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.