Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. annual production of top 20% reps ▼
1IMS Securities Inc./IMS Financial Advisors Inc.$6,191,450
2Spire Investment Partners LLC$2,052,117
3National Securities Corp. & Affiliates$1,951,880
4Raymond James Financial Services Inc.$1,194,006
5Commonwealth Financial Network$1,181,912
6Wells Fargo Advisors Financial Network$1,181,502
7M Holdings Securities Inc. (M Securities)$1,116,282
8Geneos Wealth Management Inc.$1,042,883
9The Strategic Financial Alliance Inc.$965,000
10Prospera Financial Services Inc.$941,159
11Securities Service Network Inc.$888,204
12Kalos Capital Inc.$880,000
13Royal Alliance Associates Inc.$867,767
14Triad Advisors Inc.$853,389
15KMS Financial Services, Inc.$852,301
16Kestra Financial$850,393
17SII Investments Inc.$835,000
18National Planning Corporation (NPC) $824,000
19Investment Centers of America Inc.$803,000
20LPL Financial LLC$794,084
21FSC Securities Corp.$792,440
22Securities America Inc.$733,540
23Lincoln Investment Planning, LLC$731,702
24Kovack Securities, Inc.$725,000
25CUNA Brokerage Services Inc.$682,032
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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