Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Annuity revenue ▼
1LPL Financial LLC$1,016,651,133
2Ameriprise Financial Services Inc.$404,592,350
3AXA Advisors$360,300,000
4Lincoln Financial Network$221,453,853
5Raymond James Financial Services Inc.$195,030,000
6National Planning Corp.$166,711,000
7Voya Financial Advisors Inc.$163,859,207
8MML Investors Services LLC$150,491,290
9Woodbury Financial Services$118,706,000
10Commonwealth Financial Network$118,287,975
11Transamerica Financial Advisors, Inc.$117,152,000
12Cambridge Investment Research Inc.$107,247,731
13Royal Alliance Associates Inc.$106,936,000
14INVEST Financial Corp.$103,140,000
15NFP Advisor Services$88,787,133
16Princor Financial Services Corp.$82,942,104
17FSC Securities Corp.$80,420,000
18Northwestern Mutual$79,724,933
19Wells Fargo Advisors Financial Network$77,829,000
20Signator Investors Inc.$77,414,412
21SagePoint Financial Inc.$77,095,000
22CUNA Brokerage Services Inc.$69,329,000
23SII Investments Inc.$67,082,000
24Securian Financial Services Inc.$62,815,537
25Questar Capital Corp.$62,655,000
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.