Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Annuity revenue ▼
1LPL Financial LLC$915,587,889
2Ameriprise Financial Services Inc.$413,772,360
3AXA Advisors LLC$371,047,738
4Lincoln Financial Network$216,269,420
5Raymond James Financial Services Inc.$198,080,000
6National Planning Corporation (NPC) $149,971,000
7Voya Financial Advisors Inc.$142,374,978
8MML Investors Services, LLC$136,864,455
9Cambridge Investment Research Inc.$126,811,047
10Commonwealth Financial Network$120,523,833
11Signator Investors Inc.$113,158,800
12Woodbury Financial Services$107,423,000
13Royal Alliance Associates Inc.$95,858,000
14Kestra Financial$94,759,853
15INVEST Financial Corp.$94,216,000
16SagePoint Financial Inc.$86,472,000
17CUNA Brokerage Services Inc.$80,130,000
18Wells Fargo Advisors Financial Network$75,325,524
19Principal Securities, Inc. (fka Princor Financial Services Corp.)$74,198,836
20FSC Securities Corp.$70,906,000
21Securian Financial Services Inc.$62,391,255
22Questar Capital Corp.$61,401,500
23SII Investments Inc.$60,599,000
24HD Vest Investment Services$60,000,000
25Transamerica Financial Advisors, Inc.$58,102,538
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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