Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Annuity revenue ▼
1LPL Financial LLC$979,439,277
2Ameriprise Financial Services Inc.$434,671,632
3AXA Advisors LLC$376,300,000
4Lincoln Financial Network$225,164,166
5Raymond James Financial Services Inc.$199,221,942
6National Planning Corporation (NPC) $163,716,000
7Voya Financial Advisors Inc.$155,850,758
8MML Investors Services, LLC$152,794,479
9Commonwealth Financial Network$119,836,333
10Cambridge Investment Research Inc.$118,860,128
11Woodbury Financial Services$113,860,000
12Royal Alliance Associates Inc.$104,611,000
13Signator Investors Inc.$94,563,219
14Kestra Financial$94,538,331
15INVEST Financial Corp.$93,821,000
16SagePoint Financial Inc.$87,121,000
17Principal Securities, Inc. (fka Princor Financial Services Corp.)$81,552,418
18Wells Fargo Advisors Financial Network$79,450,000
19CUNA Brokerage Services Inc.$78,118,000
20FSC Securities Corp.$76,142,000
21Northwestern Mutual$74,009,790
22SII Investments Inc.$63,650,000
23Securian Financial Services Inc.$63,116,204
24Questar Capital Corp.$61,480,700
25Centaurus Financial Inc.$56,751,409
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.