Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Annuity revenue ▼
1LPL Financial LLC$915,587,889
2Ameriprise Financial Services Inc.$413,772,360
3AXA Advisors LLC$371,047,738
4Lincoln Financial Network$216,269,420
5Raymond James Financial Services Inc.$198,080,000
6National Planning Corporation (NPC) $149,971,000
7Voya Financial Advisors Inc.$142,374,978
8MML Investors Services, LLC$136,864,455
9Cambridge Investment Research Inc.$126,811,047
10Commonwealth Financial Network$120,523,833
11Signator Investors Inc.$113,158,800
12Woodbury Financial Services$107,423,000
13Royal Alliance Associates Inc.$95,858,000
14Kestra Financial, Inc$94,759,853
15INVEST Financial Corp.$94,216,000
16SagePoint Financial Inc.$86,472,000
17CUNA Brokerage Services Inc.$80,130,000
18Wells Fargo Advisors Financial Network$75,325,524
19Principal Securities, Inc. (fka Princor Financial Services Corp.)$74,198,836
20FSC Securities Corp.$70,906,000
21Securian Financial Services Inc.$62,391,255
22Questar Capital Corp.$61,401,500
23SII Investments Inc.$60,599,000
24HD Vest Investment Services$60,000,000
25Transamerica Financial Advisors, Inc.$58,102,538
Next Page »

134 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


What's the first thing advisers should do when they get home from a conference?

After attending a financial services conference, advisers can be overwhelmed by options, choices and tools. What's the first thing they should do when they get back to their office?

Latest news & opinion

Maryland jumps into fiduciary fray

Legislation would require brokers to act in best interests of clients.

8 apps advisers love for getting stuff done

Smartphone apps that advisers are using in 2018 to run their business more efficiently.

Galvin's DOL fiduciary rule enforcement triggers industry plea for court decision

Plaintiffs warned the Fifth Circuit that Massachusetts' move against Scottrade signaled that the partially implemented regulation can raise costs for financial firms.

Social Security underpaid 82% of dually entitled widows and widowers

Agency failed to tell survivors that they could switch to a higher retirement benefit later.

Is Fidelity competing with retirement plan advisers?

As the Boston-based mutual fund giant expands the products and services it brings to the retirement market, some financial advisers say the firm is encroaching on their turf.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.