Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Annuity revenue ▲
136Kalos Capital Inc.0
135Veritas Independent Partners$201,174
134Infinity Financial Services $1,564,214
133Spire Investment Partners LLC$1,651,811
132Arete Wealth Management$2,238,388
131Nationwide Planning Associates, Inc.$3,101,046
130Prospera Financial Services Inc.$3,162,302
129IMS Securities Inc./IMS Financial Advisors Inc.$3,254,472
128The Strategic Financial Alliance Inc.$5,167,645
127The Investment Center Inc.$8,431,117
126Fortune Financial Services, Inc.$8,631,720
125LaSalle St. Securities LLC$9,000,000
124Kovack Securities, Inc.$9,214,350
123Geneos Wealth Management Inc.$10,536,169
122CFD Investments Inc.$10,834,639
121ProEquities Inc.$12,189,132
120Crown Capital Securities L.P.$12,309,280
119Harbour Investments Inc.$12,746,500
118Triad Advisors LLC$12,977,362
117M Holdings Securities Inc. (M Securities)$14,346,000
116PlanMember Securities Corp.$16,757,000
115KMS Financial Services, Inc.$16,797,555
114Parkland Securities, LLC$16,871,137
113Hornor Townsend & Kent Inc.$18,950,000
112Investacorp Inc.$22,930,000
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136 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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