Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Annuity revenue ▲
138Kalos Capital Inc.0
137Veritas Independent Partners$201,174
136Infinity Financial Services $1,564,214
135Spire Investment Partners LLC$1,651,811
134Arete Wealth Management$2,238,388
133Nationwide Planning Associates, Inc.$3,101,046
132Prospera Financial Services Inc.$3,162,302
131IMS Securities Inc./IMS Financial Advisors Inc.$3,254,472
130The Strategic Financial Alliance Inc.$5,167,645
129The Investment Center Inc.$8,431,117
128Fortune Financial Services, Inc.$8,631,720
127LaSalle St. Securities LLC$9,000,000
126Kovack Securities, Inc.$9,214,350
125Geneos Wealth Management Inc.$10,536,169
124CFD Investments Inc.$10,834,639
123ProEquities Inc.$12,189,132
122Crown Capital Securities L.P.$12,309,280
121Harbour Investments Inc.$12,746,500
120Triad Advisors Inc.$12,977,362
119M Holdings Securities Inc. (M Securities)$14,346,000
118PlanMember Securities Corp.$16,757,000
117KMS Financial Services, Inc.$16,797,555
116Parkland Securities, LLC$16,871,137
115Hornor Townsend & Kent Inc.$18,950,000
114Investacorp Inc.$22,930,000
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.