Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Annuity revenue ▲
130Kalos Capital Inc.0
129Northwestern Mutual Investment Services0
128David A. Noyes & Company0
127Veritas Independent Partners$274,668
126SCF Securities Inc.$1,324,057
125Infinity Financial Services $2,243,039
124Spire Investment Partners LLC$2,829,395
123Arete Wealth Management$2,967,824
122Nationwide Planning Associates, Inc.$4,144,572
121The Strategic Financial Alliance Inc.$5,947,249
120Prospera Financial Services Inc.$6,777,315
119The Investment Center Inc.$8,609,119
118Geneos Wealth Management Inc.$8,921,373
117ProEquities Inc.$9,209,489
116LaSalle St. Securities LLC$10,000,000
115CFD Investments Inc.$11,030,162
114Fortune Financial Services, Inc.$11,341,888
113Triad Advisors LLC$12,151,868
112Crown Capital Securities L.P.$13,288,894
111Harbour Investments Inc.$14,691,000
110M Holdings Securities Inc. (M Securities)$16,034,289
109Leaders Group$16,306,635
108Kovack Securities, Inc.$17,009,621
107PlanMember Securities Corp.$17,577,000
106Parkland Securities, LLC$23,375,104
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130 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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