Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Annuity revenue ▲
134Kalos Capital Inc.0
133Veritas Independent Partners$201,174
132Infinity Financial Services $1,564,214
131Spire Investment Partners LLC$1,651,811
130Arete Wealth Management$2,238,388
129Nationwide Planning Associates, Inc.$3,101,046
128Prospera Financial Services Inc.$3,162,302
127IMS Securities Inc./IMS Financial Advisors Inc.$3,254,472
126The Strategic Financial Alliance Inc.$5,167,645
125The Investment Center Inc.$8,431,117
124Fortune Financial Services, Inc.$8,631,720
123LaSalle St. Securities LLC$9,000,000
122Kovack Securities, Inc.$9,214,350
121Geneos Wealth Management Inc.$10,536,169
120CFD Investments Inc.$10,834,639
119ProEquities Inc.$12,189,132
118Crown Capital Securities L.P.$12,309,280
117Harbour Investments Inc.$12,746,500
116Triad Advisors LLC$12,977,362
115M Holdings Securities Inc. (M Securities)$14,346,000
114PlanMember Securities Corp.$16,757,000
113KMS Financial Services, Inc.$16,797,555
112Parkland Securities, LLC$16,871,137
111Hornor Townsend & Kent Inc.$18,950,000
110Investacorp Inc.$22,930,000
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134 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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