Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fixed annuity revenue ▲
140The O.N. Equity Sales Co.0
139Securities Management and Research0
138LaSalle St. Securities LLC0
137AXA Advisors0
136Ameritas Investment Corp.0
135PlanMember Securities Corp.0
134HD Vest Investment Services0
133Princor Financial Services Corp.0
132Spire Investment Partners LLC0
131Northwestern Mutual0
130Woodbury Financial Services0
129Wells Fargo Advisors Financial Network0
128VSR Financial Services Inc.0
127Signator Investors Inc.0
126The Investment Center Inc.$15,225
125Securities Service Network Inc.$119,000
124H. Beck Inc.$120,227
123SWS Financial Services$168,096
122The Strategic Financial Alliance Inc.$248,162
121Broker Dealer Financial Services Corp.$257,790
120CFD Investments Inc.$286,047
119ProEquities Inc.$294,799
118Berthel Fisher & Co. Financial Services Inc.$317,318
117Independent Financial Group LLC$342,900
116M Holdings Securities Inc. (M Securities)$438,703
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.