Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Fixed annuity revenue ▲
138Signator Investors Inc.0
137Kalos Capital Inc.0
136IMS Securities Inc./IMS Financial Advisors Inc.0
135The O.N. Equity Sales Co.0
134Infinity Financial Services $26,557
133Veritas Independent Partners$40,268
132Spire Investment Partners LLC$45,984
131NEXT Financial Group Inc.$72,520
130ProEquities Inc.$97,242
129Woodbury Financial Services$167,000
128Independent Financial Group LLC$196,900
127Securities Service Network Inc.$246,000
126Arete Wealth Management$316,918
125Crown Capital Securities L.P.$464,471
124Kovack Securities, Inc.$502,350
123The Investment Center Inc.$537,047
122Investacorp Inc.$613,359
121The Strategic Financial Alliance Inc.$645,498
120Prospera Financial Services Inc.$655,600
119American Portfolios Financial Services Inc.$761,606
118CFD Investments Inc.$769,867
117Harbour Investments Inc.$846,000
116Cadaret, Grant & Co. Inc.$920,881
115Nationwide Planning Associates, Inc.$944,502
114FSC Securities Corp.$970,000
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


How politics are moving markets

The financial services industry stands at the unique intersection of politics and market fluctuation. Clients are anxious and the right adviser can steady he waters. Scott Kubie of Carson Group explains how.

Video Spotlight

The Search for Income

Sponsored by PGIM Investments

Recommended Video

Path to growth

Latest news & opinion

E*Trade acquiring custodian Trust Company of America

Discount broker buying second-tier custodian for $275 million.

Another thousand Dow points higher, and investors yawn

Market milestones keep falling like dominoes, with 51 records broken so far this year.

LPL retains $570 million with super-OSJ deal

Kansas-based nVision Wealth will come under supervision of Chicago-based IHT Wealth Management.

How does your advisory firm stack up?

Comparing a firm's pay to the competition can point out vast flaws.

10 signs your client is cheating on you

Sure signs that clients may be on the way out the door.