Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs ▼
1Raymond James Financial Services Inc.1,167
2Northwestern Mutual Investment Services1,100
3Commonwealth Financial Network795
4Cambridge Investment Research Inc.778
5Securities America Inc.674
6Signator Investors Inc.554
7AXA Advisors LLC429
8Kestra Financial, Inc310
9Voya Financial Advisors Inc.283
10Waddell & Reed Financial Advisors261
11Centaurus Financial Inc.236
12Lincoln Investment Planning, LLC223
13Triad Advisors LLC210
14Securian Financial Services Inc.204
15Cadaret, Grant & Co. Inc.141
16Sigma Financial Corp.114
17Securities Service Network Inc.113
18Geneos Wealth Management Inc.113
19United Planners Financial Services104
20American Portfolios Financial Services Inc.102
21Investacorp Inc.95
22H. Beck Inc.95
23Independent Financial Group LLC81
24Crown Capital Securities L.P.79
25The O.N. Equity Sales Co.78
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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