Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm CFPs ▼
1Raymond James Financial Services Inc.916
2Cambridge Investment Research Inc.763
3Commonwealth Financial Network728
4Securities America Inc.646
5HD Vest Investment Services600
6Signator Investors Inc.521
7AXA Advisors LLC427
8Voya Financial Advisors Inc.293
9Kestra Financial283
10Waddell & Reed Financial Advisors271
11Centaurus Financial Inc.240
12Securian Financial Services Inc.219
13Triad Advisors Inc.207
14Lincoln Investment Planning, LLC189
15Cadaret, Grant & Co. Inc.125
16Securities Service Network Inc.116
17The O.N. Equity Sales Co.112
18Geneos Wealth Management Inc.105
19United Planners Financial Services102
20KMS Financial Services, Inc.100
21Hornor Townsend & Kent Inc.95
22Investacorp Inc.95
23American Portfolios Financial Services Inc.94
24Sigma Financial Corp.94
25Independent Financial Group LLC86
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

INTV

Special Needs Special Planning

Financial adviser John Nadworny’s path to help his son James led to his business focus on special needs planning.

Video Spotlight

Are Your Clients Prepared For Market Downturns?

Sponsored by Prudential

Recommended Video

Path to growth

Latest news & opinion

Jerry Schlichter's fee lawsuits have left an indelible mark on the 401(k) industry

After a decade of litigation, fees are lower and retirement plans are more transparent. But have the lawsuits gone too far?

10 best financial adviser jokes

How many financial advisers does it take to screw in a lightbulb?

With margins crashing, broker-dealers look to merge: report

Increased regulation is straining profit margins among broker-dealers, sending many of them into the arms of their bigger brethren.

Hackers may have profited from SEC breach

The hack of the agency's Edgar filing system occurred in 2016, but the regulator didn't conclude until last month that the cybercriminals may have used their bounty to make illicit trades.

Top 10 financial firms ranked by investor satisfaction

Find out which firm took the top slot for overall investor satisfaction for the second year in a row.