Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs ▼
1Northwestern Mutual Investment Services1,009
2Raymond James Financial Services Inc.916
3Cambridge Investment Research Inc.763
4Commonwealth Financial Network728
5Securities America Inc.646
6HD Vest Investment Services600
7Signator Investors Inc.521
8AXA Advisors LLC427
9Voya Financial Advisors Inc.293
10Kestra Financial, Inc283
11Waddell & Reed Financial Advisors271
12Centaurus Financial Inc.240
13Securian Financial Services Inc.219
14Triad Advisors LLC207
15Lincoln Investment Planning, LLC189
16Cadaret, Grant & Co. Inc.125
17Securities Service Network Inc.116
18Geneos Wealth Management Inc.105
19United Planners Financial Services102
20KMS Financial Services, Inc.100
21Investacorp Inc.95
22Hornor Townsend & Kent Inc.95
23American Portfolios Financial Services Inc.94
24Sigma Financial Corp.94
25Independent Financial Group LLC86
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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