Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm CFPs ▼
1Northwestern Mutual880
2Raymond James Financial Services Inc.760
3Commonwealth Financial Network741
4Cambridge Investment Research Inc.692
5HD Vest Investment Services626
6Securities America Inc.600
7AXA Advisors446
8NFP Advisor Services278
9Voya Financial Advisors Inc.259
10Waddell & Reed Financial Advisors251
11Centaurus Financial Inc.240
12Securian Financial Services Inc.201
13Triad Advisors Inc.199
14Lincoln Investment Planning Inc.176
15Cadaret, Grant & Co. Inc.149
16Signator Investors Inc.142
17Securities Service Network Inc.130
18NEXT Financial Group Inc.115
19Sigma Financial Corp.102
20Geneos Wealth Management Inc.101
21Girard Securities Inc.100
22United Planners Financial Services90
23Investacorp Inc.87
24Independent Financial Group LLC85
25Investment Centers of America Inc.83
Next Page »

139 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.