Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs ▼
1Northwestern Mutual970
2Raymond James Financial Services Inc.855
3Commonwealth Financial Network725
4Cambridge Investment Research Inc.722
5Securities America Inc.619
6HD Vest Investment Services614
7AXA Advisors LLC435
8Waddell & Reed Financial Advisors312
9Signator Investors Inc.305
10Voya Financial Advisors Inc.298
11Kestra Financial274
12Centaurus Financial Inc.240
13Lincoln Investment Planning, LLC223
14Triad Advisors Inc.204
15Securian Financial Services Inc.198
16National Planning Corporation (NPC) 180
17Cadaret, Grant & Co. Inc.146
18H. Beck Inc.119
19Securities Service Network Inc.115
20Sigma Financial Corp.105
21Geneos Wealth Management Inc.105
22The O.N. Equity Sales Co.104
23KMS Financial Services, Inc.101
24United Planners Financial Services92
25Investacorp Inc.91
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.