Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs ▼
1LPL Financial LLC3,833
2Northwestern Mutual 1,322
3Raymond James Financial Services Inc.1,300
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network1,046
5Cambridge Investment Research, Inc.832
6Securities America Inc.747
7MML Investors Services, LLC635
8Equitable Advisors, LLC436
9Atria Wealth Solutions312
10Kestra Financial, Inc310
11Waddell & Reed Financial Advisors264
12Securian Financial Services Inc.228
13Lincoln Investment Planning, LLC218
14Triad Advisors, LLC215
15Centaurus Financial, Inc.204
16United Planners Financial Services119
17American Portfolios Financial Services Inc.109
18Sigma Financial Corp.107
19Independent Financial Group, LLC88
20The Leaders Group87
21Geneos Wealth Management Inc.86
22Kovack Securities, Inc.86
23J.W. Cole Financial Inc.83
24Grove Point Financial, LLC68
25The O.N. Equity Sales Co.65
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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