Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs ▲
1INVEST Financial Corp.0
2National Planning Corp.0
3FSC Securities Corp.0
4Fortune Financial Services Inc.5
5Securities Management and Research8
6Kalos Capital Inc.10
7Spire Investment Partners LLC12
8SWS Financial Services13
9Prospera Financial Services Inc.15
10Protected Investors of America Inc.16
11The Investment Center Inc.18
12Broker Dealer Financial Services Corp.20
13Founders Financial Securities, LLC24
14National Securities Corp.27
15Berthel Fisher & Co. Financial Services Inc.27
16LaSalle St. Securities LLC28
17Packerland Brokerage Services Inc.29
18CFD Investments Inc.31
19Harbour Investments Inc.32
20Parkland Securities, LLC33
21Trustmont Financial Group Inc.38
22PlanMember Securities Corp.43
23CUNA Brokerage Services Inc.51
24The Strategic Financial Alliance Inc.54
25Kovack Securities Inc.56
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.