Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs ▲
140INVEST Financial Corp.0
139FSC Securities Corp.0
138National Planning Corporation (NPC) 0
137Fortune Financial Services, Inc.5
136Securities Management and Research8
135Kalos Capital Inc.10
134Spire Investment Partners LLC12
133SWS Financial Services13
132Prospera Financial Services Inc.15
131Protected Investors of America Inc.16
130The Investment Center Inc.18
129Broker Dealer Financial Services Corp.20
128Founders Financial Securities, LLC24
127National Securities Corp.27
126Berthel Fisher & Co. Financial Services Inc.27
125LaSalle St. Securities LLC28
124Packerland Brokerage Services Inc.29
123CFD Investments Inc.31
122Harbour Investments Inc.32
121Parkland Securities, LLC33
120Trustmont Financial Group Inc.38
119PlanMember Securities Corp.43
118CUNA Brokerage Services Inc.51
117The Strategic Financial Alliance Inc.54
116Kovack Securities Inc.56
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140 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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