Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs ▲
136Transamerica Financial Advisors, Inc.0
135Royal Alliance Associates Inc.0
134Ameritas Investment Corp.0
133Cetera Advisors0
132FSC Securities Corp.0
131SagePoint Financial Inc.0
130Cetera Financial Institutions0
129Capital Investment Co.0
128LPL Financial LLC0
127Summit Brokerage Services, Inc.0
126Girard Securities Inc.0
125Ameriprise Financial Services Inc.0
124Lincoln Financial Network0
123Woodbury Financial Services0
122Wells Fargo Advisors Financial Network0
121Cetera Financial Specialists0
120ProEquities Inc.0
119First Allied Securities, Inc.0
118Principal Securities, Inc. (fka Princor Financial Services Corp.)0
117SII Investments Inc.0
116National Planning Corporation (NPC) 0
115INVEST Financial Corp.0
114MML Investors Services, LLC0
113Cetera Advisor Networks0
112Veritas Independent Partners1
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136 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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