Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs ▲
138Transamerica Financial Advisors, Inc.0
137Royal Alliance Associates Inc.0
136Ameritas Investment Corp.0
135Cetera Advisors0
134FSC Securities Corp.0
133SagePoint Financial Inc.0
132Cetera Financial Institutions0
131Capital Investment Co.0
130LPL Financial LLC0
129Summit Brokerage Services, Inc.0
128Girard Securities Inc.0
127Ameriprise Financial Services Inc.0
126Lincoln Financial Network0
125Woodbury Financial Services0
124Wells Fargo Advisors Financial Network0
123Cetera Financial Specialists0
122ProEquities Inc.0
121First Allied Securities, Inc.0
120Principal Securities, Inc. (fka Princor Financial Services Corp.)0
119SII Investments Inc.0
118National Planning Corporation (NPC) 0
117INVEST Financial Corp.0
116MML Investors Services, LLC0
115Cetera Advisor Networks0
114Veritas Independent Partners1
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.