Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs ▲
138Principal Securities, Inc. (fka Princor Financial Services Corp.)0
137Girard Securities Inc.0
136Ameritas Investment Corp.0
135VSR Financial Services Inc.0
134SagePoint Financial Inc.0
133Cetera Advisor Networks0
132Cetera Financial Institutions0
131Cetera Advisors0
130Cetera Financial Specialists0
129Royal Alliance Associates Inc.0
128Investors Capital Corp.0
127Quest Capital Strategies Inc. 0
126ProEquities Inc.0
125MML Investors Services, LLC0
124INVEST Financial Corp.0
123SII Investments Inc.0
122Summit Brokerage Services, Inc.0
121Ameriprise Financial Services Inc.0
120Lincoln Financial Network0
119LPL Financial LLC0
118Woodbury Financial Services0
117Wells Fargo Advisors Financial Network0
116Equity Services Inc.0
115First Allied Securities, Inc.0
114FSC Securities Corp.0
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.