Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs ▲
69Securities America Inc.619
68Cambridge Investment Research Inc.722
67Commonwealth Financial Network792
66Raymond James Financial Services Inc.855
65Northwestern Mutual970
64Edward Jones
63BCG Securities, Inc.
62Berthel Fisher & Co. Financial Services Inc.
61Capital Analysts Inc.
60Century Securities Associates Inc.
59Coordinated Capital Securities Inc.
58Correll Co. Investment Services Corp.
57Cutter & Co. Inc.
56First Midwest Securities Inc.
55GBS Financial Corp.
54ING Advisor Network Inc.
53Transamerica Financial Advisors, Inc.
52J.P. Turner & Company LLC
51LPL Investment Holdings Inc.
50National Planning Holdings Inc.
49Prime Capital Services Inc.
48Protected Investors of America Inc.
47WRP Investments Inc.
46Wunderlich Securities Inc.
45Park Avenue Securities LLC
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.