Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs ▲
62Securities America Inc.619
61Cambridge Investment Research Inc.722
60Commonwealth Financial Network792
59Raymond James Financial Services Inc.855
58Northwestern Mutual970
57New England Securities Inc.
56Tower Square Securities Inc.
55Walnut Street Securities Inc.
54Park Avenue Securities LLC
53Foothill Securities Inc.
52Wunderlich Securities Inc.
51National Holdings Corp.
50WRP Investments Inc.
49Protected Investors of America Inc.
48Capital Investment Co.
47National Planning Holdings Inc.
46vFinance Investments Inc.
45MetLife Securities Inc.
44Wall Street Access
43Cantella & Co. Inc.
42LPL Investment Holdings Inc.
41J.P. Turner & Company LLC
40Transamerica Financial Advisors, Inc.
39ING Advisor Network Inc.
38GBS Financial Corp.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.