Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs ▲
63HD Vest Investment Services614
62Securities America Inc.619
61Cambridge Investment Research Inc.722
60Commonwealth Financial Network792
59Raymond James Financial Services Inc.855
58Northwestern Mutual970
57Tower Square Securities Inc.
56Walnut Street Securities Inc.
55Wunderlich Securities Inc.
54WRP Investments Inc.
53Foothill Securities Inc.
52National Holdings Corp.
51Protected Investors of America Inc.
50Capital Investment Co.
49National Planning Holdings Inc.
48vFinance Investments Inc.
47MSI Financial Services, Inc.
46Wall Street Access
45Cantella & Co. Inc.
44LPL Investment Holdings Inc.
43J.P. Turner & Company LLC
42Transamerica Financial Advisors, Inc.
41ING Advisor Network Inc.
40Sterne Agee Financial Services
39Financial Telesis Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.