Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm CFPs
101SA Stone
102SagePoint Financial Inc.0
103SCF Securities Inc.
104Schwab Independent Branch Services (Franchise)
105Securian Financial Services Inc.228
106Securities America Inc.747
107Securities Management and Research
108Securities Service Network LLC
109Sigma Financial Corp.107
110Signator Investors Inc.
111SII Investments Inc.
112Spire Investment Partners LLC
113St. Bernard Financial Services Inc.4
114The Strategic Financial Alliance Inc.50
115Summit Brokerage Services, Inc.
116Synergy Investment Group
117TFS Securities Inc.
118The Leaders Group87
119Thurston Springer Miller Herd & Titak5
120Tower Square Securities Inc.
121Transamerica Financial Advisors, Inc.0
122Triad Advisors, LLC215
123TriCor Financial LLC
124Trustmont Financial Group Inc.35
125Trutoro3
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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