Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
1LPL Financial LLC$1,920,822,108
2Ameriprise Financial Services Inc.$1,399,861,088
3Raymond James Financial Services Inc.$676,995,254
4Lincoln Financial Network$629,192,186
5AXA Advisors$562,003,200
6Commonwealth Financial Network$286,544,411
7Cetera Advisor Networks$285,270,894
8Northwestern Mutual$282,910,891
9Voya Financial Advisors Inc.$276,556,594
10MML Investors Services, LLC$265,802,669
11Principal Securities, Inc. (fka Princor Financial Services Corp.)$262,182,679
12Wells Fargo Advisors Financial Network$262,151,750
13National Planning Corporation (NPC) $261,576,000
14Securities America Inc.$250,500,000
15Cambridge Investment Research Inc.$250,289,232
16Signator Investors Inc.$233,303,534
17Waddell & Reed Financial Advisors$226,933,323
18Cetera Financial Institutions$222,598,685
19Royal Alliance Associates Inc.$212,609,000
20Kestra Financial$201,601,046
21Woodbury Financial Services$192,051,000
22Securian Financial Services Inc.$188,852,263
23SagePoint Financial Inc.$182,798,000
24First Allied Securities, Inc.$173,390,008
25INVEST Financial Corp.$173,371,000
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.