Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
1LPL Financial LLC$1,670,824,398
2Ameriprise Financial Services Inc.$1,199,833,623
3Raymond James Financial Services Inc.$671,485,744
4MML Investors Services, LLC$657,554,618
5AXA Advisors LLC$557,029,874
6Lincoln Financial Network$483,576,738
7Signator Investors Inc.$291,120,544
8Cetera Advisor Networks$274,097,089
9Wells Fargo Advisors Financial Network$261,801,852
10Voya Financial Advisors Inc.$260,213,747
11Cambridge Investment Research Inc.$259,820,439
12Securities America Inc.$257,600,000
13Commonwealth Financial Network$242,605,316
14Principal Securities, Inc. (fka Princor Financial Services Corp.)$233,888,062
15Northwestern Mutual Investment Services$225,865,392
16Royal Alliance Associates Inc.$196,363,033
17Kestra Financial, Inc$187,623,254
18Cetera Financial Institutions$186,832,394
19Securian Financial Services Inc.$186,071,680
20SagePoint Financial Inc.$180,233,661
21Woodbury Financial Services$178,634,010
22Waddell & Reed Financial Advisors$172,443,120
23Cetera Advisors$151,294,411
24CUNA Brokerage Services Inc.$148,300,000
25FSC Securities Corp.$136,798,315
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130 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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