Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
1LPL Financial LLC$2,065,525,109
2Ameriprise Financial Services Inc.$1,403,563,985
3Raymond James Financial Services Inc.$669,410,000
4Lincoln Financial Network$608,178,828
5AXA Advisors$553,400,000
6Cetera Advisor Networks$300,220,064
7Commonwealth Financial Network$296,328,982
8Voya Financial Advisors Inc.$287,702,950
9Northwestern Mutual$284,472,284
10MML Investors Services, LLC$270,003,120
11National Planning Corporation (NPC) $269,234,000
12Princor Financial Services Corp.$262,202,389
13Wells Fargo Advisors Financial Network$253,846,000
14Cambridge Investment Research Inc.$250,227,449
15NFP Advisor Services$250,006,347
16Securities America Inc.$242,300,000
17Signator Investors Inc.$238,264,507
18Royal Alliance Associates Inc.$223,376,000
19Waddell & Reed Financial Advisors$222,537,998
20Cetera Financial Institutions$215,738,098
21Transamerica Financial Advisors, Inc.$203,228,000
22Woodbury Financial Services$198,037,000
23INVEST Financial Corp.$194,157,000
24Securian Financial Services Inc.$193,783,652
25First Allied Securities, Inc.$192,033,188
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.