Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
1LPL Financial LLC$1,681,757,024
2Ameriprise Financial Services Inc.$1,331,329,539
3Raymond James Financial Services Inc.$648,437,896
4Lincoln Financial Network$591,405,133
5AXA Advisors LLC$536,787,579
6Commonwealth Financial Network$276,671,120
7Signator Investors Inc.$264,565,755
8Wells Fargo Advisors Financial Network$256,552,262
9Voya Financial Advisors Inc.$252,671,494
10Cetera Advisor Networks$246,463,524
11Cambridge Investment Research Inc.$241,060,535
12MML Investors Services, LLC$239,952,825
13Securities America Inc.$229,700,000
14National Planning Corporation (NPC) $229,148,000
15Principal Securities, Inc. (fka Princor Financial Services Corp.)$223,908,440
16Waddell & Reed Financial Advisors$196,395,475
17Securian Financial Services Inc.$188,639,291
18Royal Alliance Associates Inc.$185,766,000
19Cetera Financial Institutions$185,596,218
20Kestra Financial, Inc$180,620,132
21Woodbury Financial Services$174,979,000
22SagePoint Financial Inc.$169,957,000
23INVEST Financial Corp.$160,240,000
24HD Vest Investment Services$150,124,551
25CUNA Brokerage Services Inc.$138,700,000
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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