Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Commission revenue ▼
26M Holdings Securities Inc. (M Securities)$136,309,034
27Lincoln Investment Planning, LLC$121,296,000
28First Allied Securities, Inc.$119,643,394
29Centaurus Financial Inc.$110,270,914
30Cadaret, Grant & Co. Inc.$109,393,222
31American Portfolios Financial Services Inc.$98,948,747
32Summit Brokerage Services, Inc.$87,533,668
33Questar Capital Corp.$85,413,400
34Ameritas Investment Corp.$81,400,000
35Independent Financial Group LLC$77,317,000
36H. Beck Inc.$75,913,000
37Transamerica Financial Advisors, Inc.$74,059,359
38J.W. Cole Financial Inc.$73,219,650
39Triad Advisors LLC$66,500,771
40ProEquities Inc.$60,919,437
41Cetera Financial Specialists$60,596,717
42Investacorp Inc.$57,226,000
43Sigma Financial Corp.$56,898,787
44The O.N. Equity Sales Co.$51,499,230
45Securities Service Network Inc.$48,291,000
46United Planners Financial Services$48,177,625
47Leaders Group$46,980,426
48Geneos Wealth Management Inc.$40,615,068
49Kovack Securities, Inc.$37,274,974
50LaSalle St. Securities LLC$36,824,000
« Previous PageNext Page »

130 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


How are financial services reacting to 'Times Up?'

There is much left to be done to reach full equality, say Estee Jimerson of Envestnt, but things are improving.

Latest news & opinion

Morningstar evolving well beyond its origins analyzing mutual funds

Led by CEO Kunal Kapoor, firm is moving way past ratings — and financial advisers are paying close attention.

Focus Financial IPO could be a sell signal for RIAs

The $100 million stock offering will fine-tune RIA valuations.

Ex-Edward Jones broker sues former firm, alleging racial bias

Complaint alleges the firm's policies limit African-Americans' 'income and advancement opportunities'

Piwowar defends SEC's best-interest rule

SEC commissioner says the Department of Labor rule set up an 'unworkable, impossible set of standards for people to comply with.'

RIA in a Box acquired by private equity firm Aquiline Capital

New owners plan more growth for the software service provider.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.