Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Commission revenue ▼
26FSC Securities Corp.$135,696,000
27M Holdings Securities Inc. (M Securities)$128,749,569
28First Allied Securities, Inc.$124,598,009
29Cetera Advisors$122,888,630
30Centaurus Financial Inc.$109,887,095
31Lincoln Investment Planning, LLC$109,341,000
32Cadaret, Grant & Co. Inc.$104,588,919
33SII Investments Inc.$93,138,000
34American Portfolios Financial Services Inc.$91,667,282
35Transamerica Financial Advisors, Inc.$90,690,994
36Summit Brokerage Services, Inc.$90,335,046
37Questar Capital Corp.$81,984,200
38Ameritas Investment Corp.$80,048,000
39Independent Financial Group LLC$70,903,100
40Triad Advisors Inc.$70,863,417
41Investment Centers of America Inc.$67,598,000
42J.W. Cole Financial Inc.$67,042,077
43NEXT Financial Group Inc.$66,201,030
44ProEquities Inc.$64,808,619
45Cetera Financial Specialists$58,982,659
46Investacorp Inc.$57,394,000
47Securities Service Network Inc.$52,584,000
48United Planners Financial Services$52,566,572
49Geneos Wealth Management Inc.$51,656,952
50Sigma Financial Corp.$49,291,557
« Previous PageNext Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

Events

Pershing's Dolly: Lessons in leadership

Women are holding top leadership roles as CEOs of some of the industry’s top firms, but it’s still the exception rather than the norm. Lisa Dolly of Pershing talks about how to balance it all.

Latest news & opinion

More advisers disapprove of Trump job performance at six-month mark

More than half of respondents to InvestmentNews poll say their confidence has dropped since start of term. Supporters give him partial credit for market uptick.

Fidelity taps Goldman Sachs to expand lending services through RIAs

Streamlined non-purpose loans use investment portfolios as collateral.

Jay Clayton says SEC, DOL can give market 'clarity' on fiduciary rule

Chief regulator is confident two agencies could reach 'common ground' on an investment advice standard across all accounts.

Vanguard winning at bond inflows, too

But iShares is strong competition.

Sen. Gary Peters brings broker background to work every day on Capitol Hill

Michigan Democrat resists ripping up DOL fiduciary rule but would be open to some changes.