Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
26SagePoint Financial Inc.$178,047,000
27FSC Securities Corp.$165,320,000
28Cetera Advisors$154,455,923
29HD Vest Investment Services$152,344,362
30M Holdings Securities Inc. (M Securities)$136,148,420
31National Securities Corp.$128,395,800
32CUNA Brokerage Services Inc.$128,300,000
33Cadaret, Grant & Co. Inc.$123,622,547
34SII Investments Inc.$119,734,000
35American Portfolios Financial Services Inc.$109,828,132
36Centaurus Financial Inc.$108,216,319
37Lincoln Investment Planning, LLC$106,019,000
38Ameritas Investment Corp.$99,900,000
39H. Beck Inc.$93,200,656
40Triad Advisors Inc.$89,218,208
41Questar Capital Corp.$87,746,000
42ProEquities Inc.$87,445,344
43NEXT Financial Group Inc.$83,043,269
44Investment Centers of America Inc.$80,233,000
45Independent Financial Group LLC$77,908,000
46Summit Brokerage Services, Inc.$74,306,000
47Investors Capital Corp.$72,786,265
48Cetera Financial Specialists$65,712,641
49J.P. Turner & Company LLC$64,375,817
50Investacorp Inc.$62,871,191
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.