Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
1SagePoint Financial Inc.$178,047,000
2FSC Securities Corp.$165,320,000
3Cetera Advisors$154,455,923
4HD Vest Investment Services$152,344,362
5M Holdings Securities Inc. (M Securities)$136,148,420
6National Securities Corp.$128,395,800
7CUNA Brokerage Services Inc.$128,300,000
8Cadaret, Grant & Co. Inc.$123,622,547
9SII Investments Inc.$119,734,000
10American Portfolios Financial Services Inc.$109,828,132
11Centaurus Financial Inc.$108,216,319
12Lincoln Investment Planning Inc.$106,019,000
13Ameritas Investment Corp.$99,900,000
14H. Beck Inc.$93,200,656
15Triad Advisors Inc.$89,218,208
16Questar Capital Corp.$87,746,000
17ProEquities Inc.$87,445,344
18NEXT Financial Group Inc.$83,043,269
19Investment Centers of America Inc.$80,233,000
20Independent Financial Group LLC$77,908,000
21Summit Brokerage Services, Inc.$74,306,000
22Investors Capital Corp.$72,786,265
23Cetera Financial Specialists$65,712,641
24J.P. Turner & Company LLC$64,375,817
25Investacorp Inc.$62,871,191
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.