Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
51The O.N. Equity Sales Co.$48,153,270
52Hornor Townsend & Kent Inc.$42,260,000
53KMS Financial Services, Inc.$41,959,959
54Kovack Securities, Inc.$37,223,481
55LaSalle St. Securities LLC$32,666,000
56Kalos Capital Inc.$28,600,000
57Parkland Securities, LLC$27,568,748
58Crown Capital Securities L.P.$26,984,926
59The Investment Center Inc.$26,070,244
60PlanMember Securities Corp.$25,753,000
61Harbour Investments Inc.$24,532,000
62Prospera Financial Services Inc.$21,384,158
63The Strategic Financial Alliance Inc.$19,969,633
64CFD Investments Inc.$17,795,747
65Fortune Financial Services, Inc.$12,216,757
66Nationwide Planning Associates, Inc.$9,924,093
67IMS Securities Inc./IMS Financial Advisors Inc.$9,419,436
68Arete Wealth Management$8,222,985
69Founders Financial Securities, LLC$6,996,802
70Spire Investment Partners LLC$5,473,919
71Infinity Financial Services $3,133,025
72Veritas Independent Partners$218,026
73St. Bernard Financial Services Inc.0
74Capital Investment Co.0
75Trustmont Financial Group Inc.0
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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