Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
51Sigma Financial Corp.$62,527,744
52Geneos Wealth Management Inc.$57,769,440
53Securities Service Network Inc.$57,662,000
54J.W. Cole Financial Inc.$56,914,850
55The O.N. Equity Sales Co.$52,915,987
56VSR Financial Services Inc.$52,764,826
57United Planners Financial Services$50,809,518
58Hornor Townsend & Kent Inc.$46,890,000
59Berthel Fisher & Co. Financial Services Inc.$45,395,291
60Kovack Securities Inc.$35,177,551
61Parkland Securities, LLC$33,799,761
62The Legend Group Corp.$32,490,540
63SWS Financial Services$31,821,426
64Crown Capital Securities L.P.$31,639,276
65The Investment Center Inc.$30,308,989
66LaSalle St. Securities LLC$28,648,000
67PlanMember Securities Corp.$27,994,000
68Harbour Investments Inc.$26,989,000
69Kalos Capital Inc.$25,300,000
70Prospera Financial Services Inc.$24,148,745
71The Strategic Financial Alliance Inc.$19,805,392
72CFD Investments Inc.$17,707,709
73Packerland Brokerage Services Inc.$15,466,000
74Broker Dealer Financial Services Corp.$14,424,296
75Fortune Financial Services, Inc.$10,469,471
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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