Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
51The O.N. Equity Sales Co.$48,153,270
52Hornor Townsend & Kent Inc.$42,260,000
53KMS Financial Services, Inc.$41,959,959
54Kovack Securities, Inc.$37,223,481
55LaSalle St. Securities LLC$32,666,000
56Girard Securities Inc.$29,099,800
57Kalos Capital Inc.$28,600,000
58Parkland Securities, LLC$27,568,748
59Crown Capital Securities L.P.$26,984,926
60The Investment Center Inc.$26,070,244
61PlanMember Securities Corp.$25,753,000
62Harbour Investments Inc.$24,532,000
63Prospera Financial Services Inc.$21,384,158
64The Strategic Financial Alliance Inc.$19,969,633
65CFD Investments Inc.$17,795,747
66Fortune Financial Services, Inc.$12,216,757
67Nationwide Planning Associates, Inc.$9,924,093
68IMS Securities Inc./IMS Financial Advisors Inc.$9,419,436
69Arete Wealth Management$8,222,985
70Founders Financial Securities, LLC$6,996,802
71Spire Investment Partners LLC$5,473,919
72Infinity Financial Services $3,133,025
73Veritas Independent Partners$218,026
74St. Bernard Financial Services Inc.0
75Capital Investment Co.0
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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