Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
51Geneos Wealth Management Inc.$51,656,952
52Sigma Financial Corp.$49,291,557
53The O.N. Equity Sales Co.$48,153,270
54Hornor Townsend & Kent Inc.$42,260,000
55KMS Financial Services, Inc.$41,959,959
56Leaders Group$40,920,950
57Kovack Securities, Inc.$37,223,481
58LaSalle St. Securities LLC$32,666,000
59Kalos Capital Inc.$28,600,000
60Parkland Securities, LLC$27,568,748
61Crown Capital Securities L.P.$26,984,926
62The Investment Center Inc.$26,070,244
63PlanMember Securities Corp.$25,753,000
64Harbour Investments Inc.$24,532,000
65Prospera Financial Services Inc.$21,384,158
66The Strategic Financial Alliance Inc.$19,969,633
67CFD Investments Inc.$17,795,747
68Fortune Financial Services, Inc.$12,216,757
69Nationwide Planning Associates, Inc.$9,924,093
71Arete Wealth Management$8,222,985
72Founders Financial Securities, LLC$6,996,802
73SCF Securities Inc.$6,606,915
74Spire Investment Partners LLC$5,473,919
75Infinity Financial Services $3,133,025
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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