Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
101First Republic Securities Co.
102Financial Services International Corp.
103Quincy Cass Associates Inc.
104Packerland Brokerage Services Inc.
105D.A. Davidson & Co.
106Williams Financial Group
107Finance 500 Inc.
108Foresters Equity Services Inc.
109Protected Investors of America Inc.
110Ausdal Financial Partners
111LPL Investment Holdings Inc.
112SCF Securities Inc.
113Harbor Financial Services LLC
114TriCor Financial LLC
115J.P. Turner & Company LLC
116Calton & Associates Inc.
117St. Bernard Financial Services Inc.
118Bernardi Securities Inc.
119Allstate Financial Services LLC
120National Planning Holdings Inc.
121World Capital Brokerage, Inc
122The Legend Group Corp.
123Schwab Independent Branch Services (Franchise)
124Edward Jones
125SWS Financial Services
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.