Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
101Foresters Equity Services Inc.
102Capital Analysts Inc.
103Ausdal Financial Partners
104Broker Dealer Financial Services Corp.
105Harbor Financial Services LLC
106TriCor Financial LLC
107Berthel Fisher & Co. Financial Services Inc.
108Calton & Associates Inc.
109Bernardi Securities Inc.
110Allstate Financial Services LLC
111Securities Management and Research
112World Capital Brokerage, Inc
113Schwab Independent Branch Services (Franchise)
114Edward Jones
115WRP Investments Inc.
116BCG Securities, Inc.
117Wunderlich Securities Inc.
118Protected Investors of America Inc.
119Park Avenue Securities LLC
120LifeMark Securities Corp.
121Bolton Global Capital
122Hilltop Securities Independent Network Inc.
123National Planning Holdings Inc.
124LPL Investment Holdings Inc.
125J.P. Turner & Company LLC
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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