Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
1Eagle One Investments LLC
2Synergy Investment Group
3IMS Securities Inc./IMS Financial Advisors Inc.
4Leonard & Co.
5Advisor Group
6MetLife Inc.
7New England Securities Inc.
8Tower Square Securities Inc.
9Walnut Street Securities Inc.
10Foothill Securities Inc.
11National Holdings Corp.
12Pointe Capital Inc.
13Quest Capital Strategies Inc.
14Capital Investment Co.
15vFinance Investments Inc.
16MetLife Securities Inc.
17R.M. Stark & Co. Inc.
18Wall Street Access
19Cantella & Co. Inc.
20TFS Securities Inc.
21Ladenburg Thalmann Financial Services Inc.
22Financial Advisers of America LLC
23Sterne Agee Financial Services
24Financial Telesis Inc.
25First Republic Securities Co.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.