Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
101Eagle One Investments LLC
102Synergy Investment Group
103IMS Securities Inc./IMS Financial Advisors Inc.
104Leonard & Co.
105Advisor Group
106MetLife Inc.
107New England Securities Inc.
108Tower Square Securities Inc.
109Walnut Street Securities Inc.
110Foothill Securities Inc.
111National Holdings Corp.
112Pointe Capital Inc.
113Quest Capital Strategies Inc.
114Capital Investment Co.
115vFinance Investments Inc.
116MetLife Securities Inc.
117R.M. Stark & Co. Inc.
118Wall Street Access
119Cantella & Co. Inc.
120TFS Securities Inc.
121Ladenburg Thalmann Financial Services Inc.
122Financial Advisers of America LLC
123Sterne Agee Financial Services
124Financial Telesis Inc.
125First Republic Securities Co.
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.