Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Commission revenue ▼
1LPL Financial LLC$1,906,560,387
2Advisor Group$1,409,888,399
3Ameriprise Financial Services, LLC$1,206,835,451
4MML Investors Services, LLC$692,500,000
5Equitable Advisors, LLC$637,589,192
6Securities America Inc.$413,150,000
7Royal Alliance Associates Inc.$410,054,441
8Northwestern Mutual $372,572,000
9Cambridge Investment Research, Inc.$311,036,376
10Atria Wealth Solutions$310,321,351
11Woodbury Financial Services$272,899,999
12Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$247,092,746
13Principal Securities, Inc. $219,615,969
14Kestra Financial, Inc$197,444,497
15Securian Financial Services Inc.$176,544,742
16SagePoint Financial Inc.$165,933,501
17M Holdings Securities Inc. (M Securities)$161,981,540
18Park Avenue Securities LLC$144,263,000
19Waddell & Reed Financial Advisors$128,993,477
20Lincoln Investment Planning, LLC$128,448,000
21American Portfolios Financial Services Inc.$114,091,695
22Centaurus Financial, Inc.$111,853,261
23Independent Financial Group, LLC$94,256,000
24FSC Securities Corp.$89,243,546
25J.W. Cole Financial Inc.$84,567,800
26The Leaders Group$84,039,721
27Hornor, Townsend & Kent, LLC$73,986,669
28Concourse Financial Group Securities, Inc.$69,452,614
29Sigma Financial Corp.$68,376,156
30Ameritas Investment Company/Ameritas Advisory Services$68,300,000
31Grove Point Financial, LLC$65,300,000
32Triad Advisors, LLC$58,606,911
33The O.N. Equity Sales Co.$54,155,633
34United Planners Financial Services$45,059,425
35Kovack Securities, Inc.$40,466,000
36Parkland Securities, LLC$39,338,920
37Geneos Wealth Management Inc.$38,406,863
38The Investment Center Inc.$31,993,734
39Harbour Investments Inc.$31,580,000
40LaSalle St. Securities LLC$30,000,000
41Prospera Financial Services Inc.$25,203,450
42Equity Services Inc. $23,700,000
43Fortune Financial Services, Inc.$21,188,836
44Packerland Brokerage Services Inc.$20,248,262
45PlanMember Securities Corp.$19,630,000
46Arkadios Capital$18,950,448
47The Strategic Financial Alliance Inc.$18,067,160
48CFD Investments Inc.$14,815,372
49Arete Wealth$14,455,230
50Nationwide Planning Associates, Inc.$14,135,079
51Founders Financial$4,869,033
52Trutoro$551,003
53Alden Investment Group$510,884
54Vanderbilt Financial Group0
55Cutter & Company, Inc.0
56Trustmont Financial Group Inc.0
57Raymond James Financial Services Inc.0
58Transamerica Financial Advisors, Inc.0
59Thurston Springer Miller Herd & Titak0
60St. Bernard Financial Services Inc.0
61Finance 500 Inc.
62Foresters Equity Services Inc.
63CUNA Brokerage Services Inc.
64Ausdal Financial Partners
65SCF Securities Inc.
66Harbor Financial Services LLC
67TriCor Financial LLC
68Kalos Capital Inc.
69Calton & Associates Inc.
70Bernardi Securities Inc.
71Allstate Financial Services LLC
72Securities Management and Research
73World Capital Brokerage, Inc.
74Infinity Financial Services
75Schwab Independent Branch Services (Franchise)
76Edward Jones
77David A. Noyes & Company
78CoastalOne
79Nations Financial Group
80BCG Securities, Inc.
81Berthel Fisher & Co. Financial Services Inc.
82Broker Dealer Financial Services Corp.
83Cadaret, Grant & Co. Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.
87Correll Co. Investment Services Corp.
88Crown Capital Securities L.P.
89First Allied Securities, Inc.
90GBS Financial Corp.
91Avantax Investment Services, Inc.
92ING Advisor Network Inc.
93Cetera Advisor Networks
94Voya Financial Advisors Inc.
95Cetera Advisors
96Investacorp Inc.
97INVEST Financial Corp.
98Investment Centers of America Inc.
99National Planning Corporation (NPC)
100SII Investments Inc.
101NEXT Financial Group, Inc.
102Protected Investors of America Inc.
103Securities Service Network LLC
104Signator Investors Inc.
105Cetera Financial Specialists
106Questar Capital Corp.
107Wells Fargo Advisors Financial Network
108WRP Investments Inc.
109Wunderlich Securities Inc.
110Lincoln Financial Network
111LifeMark Securities Corp.
112Bolton Global Capital
113Hilltop Securities Independent Network Inc.
114Summit Brokerage Services, Inc.
115Synergy Investment Group
116Leonard & Co.
117MetLife Inc.
118New England Securities Inc.
119Tower Square Securities Inc.
120Walnut Street Securities Inc.
121Foothill Securities Inc.
122Quest Capital Strategies Inc.
123Spire Investment Partners LLC
124Capital Investment Co.
125National Securities Corp.
126vFinance Investments Inc.
127Wall Street Access
128Cantella & Co. Inc.
129TFS Securities Inc.
130KMS Financial Services, Inc.
131Cetera Financial Institutions
132SA Stone
133Financial Telesis Inc.
134First Republic Securities Co.
135Financial Services International Corp.
136Quincy Cass Associates Inc.
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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