Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Employees ▼
1LPL Financial LLC3,288
2Raymond James Financial Services Inc.3,044
3Commonwealth Financial Network803
4Lincoln Financial Network736
5AXA Advisors LLC718
6Cambridge Investment Research Inc.712
7Securities America Inc.587
8Waddell & Reed Financial Advisors537
9Cetera Financial Institutions316
10Lincoln Investment Planning, LLC310
11Voya Financial Advisors Inc.303
12HD Vest Investment Services300
13Cetera Advisor Networks285
14Principal Securities, Inc. (fka Princor Financial Services Corp.)243
15Kestra Financial241
16Royal Alliance Associates Inc.214
17MML Investors Services, LLC202
18National Planning Corporation (NPC) 196
19CUNA Brokerage Services Inc.188
20SagePoint Financial Inc.180
21INVEST Financial Corp.172
22Woodbury Financial Services162
23Signator Investors Inc.160
24Summit Brokerage Services, Inc.158
25First Allied Securities, Inc.158
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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