Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Employees ▼
1Raymond James Financial Services Inc.8,336
2LPL Financial LLC3,288
3Commonwealth Financial Network803
4Lincoln Financial Network736
5AXA Advisors LLC718
6Cambridge Investment Research Inc.712
7Securities America Inc.587
8Waddell & Reed Financial Advisors537
9Cetera Financial Institutions316
10Lincoln Investment Planning, LLC310
11Voya Financial Advisors Inc.303
12HD Vest Investment Services300
13Cetera Advisor Networks285
14Principal Securities, Inc. (fka Princor Financial Services Corp.)243
15Kestra Financial, Inc241
16Royal Alliance Associates Inc.214
17MML Investors Services, LLC202
18National Planning Corporation (NPC) 196
19CUNA Brokerage Services Inc.188
20SagePoint Financial Inc.180
21INVEST Financial Corp.172
22Woodbury Financial Services162
23Signator Investors Inc.160
24First Allied Securities, Inc.158
25Summit Brokerage Services, Inc.158
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.