Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Employees ▼
1LPL Financial LLC3,384
2Raymond James Financial Services Inc.2,645
3Lincoln Financial Network797
4Commonwealth Financial Network704
5Cetera Financial Institutions667
6Cambridge Investment Research Inc.659
7Cetera Advisor Networks583
8Cetera Advisors547
9Cetera Financial Specialists546
10Securities America Inc.505
11Northwestern Mutual457
12HD Vest Investment Services318
13National Securities Corp.315
14Voya Financial Advisors Inc.299
15Lincoln Investment Planning, LLC272
16First Allied Securities, Inc.267
17Waddell & Reed Financial Advisors255
18AXA Advisors223
19Princor Financial Services Corp.222
20Royal Alliance Associates Inc.217
21NFP Advisor Services201
22SagePoint Financial Inc.199
23National Planning Corporation (NPC) 198
24MML Investors Services, LLC193
25Signator Investors Inc.185
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.