Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Employees ▼
1LPL Financial LLC3,410
2Raymond James Financial Services Inc.2,962
3Lincoln Financial Network805
4Commonwealth Financial Network773
5AXA Advisors739
6Cambridge Investment Research Inc.671
7Waddell & Reed Financial Advisors627
8Securities America Inc.566
9Northwestern Mutual498
10Cetera Financial Institutions360
11National Securities Corp. & Affiliates326
12Cetera Advisor Networks326
13Voya Financial Advisors Inc.317
14HD Vest Investment Services299
15Lincoln Investment Planning, LLC279
16Royal Alliance Associates Inc.233
17Principal Securities, Inc. (fka Princor Financial Services Corp.)229
18First Allied Securities, Inc.219
19Kestra Financial212
20SagePoint Financial Inc.205
21MML Investors Services, LLC201
22National Planning Corporation (NPC) 193
23CUNA Brokerage Services Inc.191
24Woodbury Financial Services181
25Signator Investors Inc.181
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.