Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Employees ▲
137Ameriprise Financial Services Inc.0
136Equity Services Inc.0
135Quest Capital Strategies Inc. 0
134Infinity Financial Services 5
133Fortune Financial Services, Inc.11
132Trustmont Financial Group Inc.11
131Founders Financial Securities, LLC14
130Nationwide Planning Associates, Inc.14
129TFS Securities Inc.15
128Harbour Investments Inc.20
127Crown Capital Securities L.P.26
126LaSalle St. Securities LLC29
125Spire Investment Partners LLC31
124The Strategic Financial Alliance Inc.31
123Securities Management and Research36
122Girard Securities Inc.36
121Kalos Capital Inc.37
120M Holdings Securities Inc. (M Securities)38
119The Investment Center Inc.38
118CFD Investments Inc.46
117The O.N. Equity Sales Co.47
116Prospera Financial Services Inc.49
115Hornor Townsend & Kent Inc.49
114Geneos Wealth Management Inc.50
113J.W. Cole Financial Inc.54
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137 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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