Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Employees ▲
135Transamerica Financial Advisors, Inc.0
134Northwestern Mutual Investment Services0
133Capital Investment Co.0
132Ameriprise Financial Services Inc.0
131St. Bernard Financial Services Inc.2
130Veritas Independent Partners2
129Infinity Financial Services 5
128Arete Wealth Management7
127Fortune Financial Services, Inc.11
126Trustmont Financial Group Inc.12
125Founders Financial Securities, LLC17
124Nationwide Planning Associates, Inc.18
123Harbour Investments Inc.20
122Crown Capital Securities L.P.26
121SCF Securities Inc.26
120LaSalle St. Securities LLC28
119Leaders Group28
118The Strategic Financial Alliance Inc.31
117Spire Investment Partners LLC31
115Kalos Capital Inc.36
114The Investment Center Inc.38
113CFD Investments Inc.43
112M Holdings Securities Inc. (M Securities)44
111The O.N. Equity Sales Co.49
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.