Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Employees ▲
138Transamerica Financial Advisors, Inc.0
137Capital Investment Co.0
136Ameriprise Financial Services Inc.0
135St. Bernard Financial Services Inc.2
134Veritas Independent Partners2
133Infinity Financial Services 5
132Arete Wealth Management7
131IMS Securities Inc./IMS Financial Advisors Inc.10
130Fortune Financial Services, Inc.11
129Trustmont Financial Group Inc.12
128Founders Financial Securities, LLC17
127Nationwide Planning Associates, Inc.18
126Harbour Investments Inc.20
125Crown Capital Securities L.P.26
124LaSalle St. Securities LLC28
123Spire Investment Partners LLC31
122The Strategic Financial Alliance Inc.31
121Kalos Capital Inc.36
120The Investment Center Inc.38
119Girard Securities Inc.40
118CFD Investments Inc.43
117M Holdings Securities Inc. (M Securities)44
116The O.N. Equity Sales Co.49
115Geneos Wealth Management Inc.50
114Prospera Financial Services Inc.50
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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