Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Employees ▲
113Equity Services Inc. 50
112CFD Investments Inc.52
111Geneos Wealth Management Inc.54
110Prospera Financial Services Inc.61
109Transamerica Financial Advisors, Inc.67
108United Planners Financial Services67
107J.W. Cole Financial Inc.69
106Kovack Securities, Inc.70
105Grove Point Financial, LLC75
104Independent Financial Group, LLC80
103Concourse Financial Group Securities, Inc.85
102Centaurus Financial, Inc.88
101Thurston Springer Miller Herd & Titak91
100Ameritas Investment Company/Ameritas Advisory Services104
99FSC Securities Corp.109
98American Portfolios Financial Services Inc.112
97Sigma Financial Corp.126
96Parkland Securities, LLC127
95Securian Financial Services Inc.172
94PlanMember Securities Corp.181
93SagePoint Financial Inc.196
92Kestra Financial, Inc267
91Principal Securities, Inc. 329
90Woodbury Financial Services336
89Lincoln Investment Planning, LLC384
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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