Broker-dealer Data Center
All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Excess net capital ▼|
|1||LPL Financial LLC||$95,177,588|
|3||Voya Financial Advisors Inc.||$30,470,488|
|4||Lincoln Financial Network||$27,294,000|
|5||Cambridge Investment Research Inc.||$27,028,690|
|6||Raymond James Financial Services Inc.||$23,498,000|
|7||SII Investments Inc.||$19,601,000|
|8||Royal Alliance Associates Inc.||$19,545,844|
|9||MML Investors Services, LLC||$18,017,550|
|10||INVEST Financial Corp.||$17,382,000|
|11||Cetera Financial Institutions||$16,940,000|
|12||SagePoint Financial Inc.||$15,782,063|
|13||CUNA Brokerage Services Inc.||$15,717,994|
|14||Commonwealth Financial Network||$15,218,839|
|15||Woodbury Financial Services||$15,207,785|
|16||Lincoln Investment Planning, LLC||$15,004,000|
|17||Cetera Advisor Networks||$13,535,000|
|20||National Planning Corporation (NPC)||$12,030,000|
|21||FSC Securities Corp.||$11,763,000|
|22||Securian Financial Services Inc.||$10,865,678|
|23||Investment Centers of America Inc.||$10,782,000|
|24||Waddell & Reed Financial Advisors||$10,715,000|
|25||H. Beck Inc.||$10,119,409|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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