Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Excess net capital ▼
1LPL Financial LLC$97,371,519
2Lincoln Financial Network$43,225,000
3Northwestern Mutual$34,806,706
4Voya Financial Advisors Inc.$28,159,353
5Raymond James Financial Services Inc.$25,578,000
6SII Investments Inc.$23,230,000
7Waddell & Reed Financial Advisors$21,469,000
8INVEST Financial Corp.$20,425,000
9National Planning Corporation (NPC) $19,340,000
10CUNA Brokerage Services Inc.$17,361,292
11MML Investors Services, LLC$15,570,572
12Commonwealth Financial Network$15,531,689
13Signator Investors Inc.$13,792,473
14AXA Advisors LLC$13,557,220
15SagePoint Financial Inc.$11,433,864
16Royal Alliance Associates Inc.$11,323,308
17Woodbury Financial Services$11,087,591
18Investment Centers of America Inc.$10,982,000
19FSC Securities Corp.$10,454,951
20Lincoln Investment Planning, LLC$10,098,000
21National Securities Corp. & Affiliates$9,385,000
22Cadaret, Grant & Co. Inc.$8,450,244
23Principal Securities, Inc. (fka Princor Financial Services Corp.)$8,229,713
24Cambridge Investment Research Inc.$8,145,981
25ProEquities Inc.$7,846,952
Next Page »

140 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.