Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
1LPL Financial LLC$104,787,589
2Waddell & Reed Financial Advisors$52,389,000
3Royal Alliance Associates Inc.$40,300,000
4Lincoln Financial Network$32,600,000
5Raymond James Financial Services Inc.$26,273,000
6SagePoint Financial Inc.$26,000,000
7Voya Financial Advisors Inc.$24,420,211
8FSC Securities Corp.$22,400,000
9Woodbury Financial Services$20,600,000
10MML Investors Services, LLC$17,582,765
11Commonwealth Financial Network$14,134,534
12AXA Advisors LLC$13,175,068
13Cambridge Investment Research Inc.$11,899,039
14Triad Advisors Inc.$11,025,673
15Lincoln Investment Planning, LLC$9,392,611
16Centaurus Financial Inc.$9,313,674
17CUNA Brokerage Services Inc.$8,934,559
18Ameritas Investment Corp.$7,667,631
19Investacorp Inc.$7,043,000
20Securities Service Network Inc.$6,918,000
21ProEquities Inc.$6,673,998
22Cadaret, Grant & Co. Inc.$6,295,361
23Signator Investors Inc.$5,561,914
24KMS Financial Services, Inc.$5,266,860
25Securities America Inc.$5,200,000
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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