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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
26Cetera Advisors$9,044,000
27NFP Advisor Services$7,013,914
28Cadaret, Grant & Co. Inc.$6,999,427
29Securities America Inc.$6,800,000
30Princor Financial Services Corp.$6,720,250
31National Securities Corp.$6,682,000
32Centaurus Financial Inc.$6,200,837
33Hornor Townsend & Kent Inc.$5,990,000
34Ameritas Investment Corp.$5,637,243
35Triad Advisors Inc.$5,630,659
36Summit Brokerage Services, Inc.$5,300,000
37Cetera Financial Specialists$4,768,000
38Investacorp Inc.$4,703,719
39J.P. Turner & Company LLC$4,607,000
40Signator Investors Inc.$4,228,046
41First Allied Securities, Inc.$3,949,296
42United Planners Financial Services$3,900,000
43VSR Financial Services Inc.$3,897,633
44Securities Service Network Inc.$3,559,000
45Investors Capital Corp.$3,500,000
46LaSalle St. Securities LLC$3,300,000
47Questar Capital Corp.$3,293,472
48M Holdings Securities Inc. (M Securities)$3,229,749
49American Portfolios Financial Services Inc.$2,978,445
50Crown Capital Securities L.P.$2,773,187
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.