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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
1Cetera Advisors$9,044,000
2NFP Advisor Services$7,013,914
3Cadaret, Grant & Co. Inc.$6,999,427
4Securities America Inc.$6,800,000
5Princor Financial Services Corp.$6,720,250
6National Securities Corp.$6,682,000
7Centaurus Financial Inc.$6,200,837
8Hornor Townsend & Kent Inc.$5,990,000
9Ameritas Investment Corp.$5,637,243
10Triad Advisors Inc.$5,630,659
11Summit Brokerage Services, Inc.$5,300,000
12Cetera Financial Specialists$4,768,000
13Investacorp Inc.$4,703,719
14J.P. Turner & Company LLC$4,607,000
15Signator Investors Inc.$4,228,046
16First Allied Securities, Inc.$3,949,296
17United Planners Financial Services$3,900,000
18VSR Financial Services Inc.$3,897,633
19Securities Service Network Inc.$3,559,000
20Investors Capital Corp.$3,500,000
21LaSalle St. Securities LLC$3,300,000
22Questar Capital Corp.$3,293,472
23M Holdings Securities Inc. (M Securities)$3,229,749
24American Portfolios Financial Services Inc.$2,978,445
25Crown Capital Securities L.P.$2,773,187
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.