Broker-dealer Data Center
All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Excess net capital ▼|
|27||NFP Advisor Services||$7,013,914|
|28||Cadaret, Grant & Co. Inc.||$6,999,427|
|29||Securities America Inc.||$6,800,000|
|30||Princor Financial Services Corp.||$6,720,250|
|31||National Securities Corp.||$6,682,000|
|32||Centaurus Financial Inc.||$6,200,837|
|33||Hornor Townsend & Kent Inc.||$5,990,000|
|34||Ameritas Investment Corp.||$5,637,243|
|35||Triad Advisors Inc.||$5,630,659|
|36||Summit Brokerage Services, Inc.||$5,300,000|
|37||Cetera Financial Specialists||$4,768,000|
|39||J.P. Turner & Company LLC||$4,607,000|
|40||Signator Investors Inc.||$4,228,046|
|41||First Allied Securities, Inc.||$3,949,296|
|42||United Planners Financial Services||$3,900,000|
|43||VSR Financial Services Inc.||$3,897,633|
|44||Securities Service Network Inc.||$3,559,000|
|45||Investors Capital Corp.||$3,500,000|
|46||LaSalle St. Securities LLC||$3,300,000|
|47||Questar Capital Corp.||$3,293,472|
|48||M Holdings Securities Inc. (M Securities)||$3,229,749|
|49||American Portfolios Financial Services Inc.||$2,978,445|
|50||Crown Capital Securities L.P.||$2,773,187|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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