Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
26Nationwide Planning Associates, Inc.$1,466,283
27Founders Financial$1,149,135
28Geneos Wealth Management Inc.$1,000,000
29M Holdings Securities Inc. (M Securities)$992,008
30CFD Investments Inc.$930,448
31Packerland Brokerage Services Inc.$922,442
32Cutter & Company, Inc.$856,000
33Harbour Investments Inc.$532,000
34Arete Wealth$234,585
35Trutoro$36,610
36Alden Investment Group$1
37Woodbury Financial Services0
38The Strategic Financial Alliance Inc.0
39Independent Financial Group, LLC0
40Kestra Financial, Inc0
41FSC Securities Corp.0
42SagePoint Financial Inc.0
43Grove Point Financial, LLC0
44Transamerica Financial Advisors, Inc.0
45Equity Services Inc. 0
46Sigma Financial Corp.0
47Thurston Springer Miller Herd & Titak0
48Vanderbilt Financial Group0
49Parkland Securities, LLC0
50Ameritas Investment Company/Ameritas Advisory Services0
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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