Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
51Broker Dealer Financial Services Corp.$553,283
52TFS Securities Inc.$539,586
53CFD Investments Inc.$438,814
54Geneos Wealth Management Inc.$400,000
55Harbour Investments Inc.$370,937
56Nationwide Planning Associates, Inc.$270,889
57Infinity Financial Services $9,344
58Trustmont Financial Group Inc.0
59Cetera Advisors0
60Cetera Advisor Networks0
61HD Vest Investment Services0
62Sigma Financial Corp.0
63Cetera Financial Specialists0
64First Allied Securities, Inc.0
65VSR Financial Services Inc.0
66Wells Fargo Advisors Financial Network0
67Equity Services Inc.0
68Ameriprise Financial Services Inc.0
69Securian Financial Services Inc.0
70Girard Securities Inc.0
71Summit Brokerage Services, Inc.0
72H. Beck Inc.0
73Independent Financial Group LLC0
74Quest Capital Strategies Inc. 0
75Parkland Securities, LLC0
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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