All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Excess net capital ▼|
|51||Veritas Independent Partners||$33,933|
|52||St. Bernard Financial Services Inc.||$18,000|
|53||Infinity Financial Services||$16,600|
|54||Kalos Capital Inc.||0|
|55||First Allied Securities, Inc.||0|
|56||HD Vest Investment Services||0|
|57||Cetera Advisor Networks||0|
|59||Transamerica Financial Advisors, Inc.||0|
|60||INVEST Financial Corp.||0|
|61||Investment Centers of America Inc.||0|
|62||National Planning Corporation (NPC)||0|
|63||SII Investments Inc.||0|
|64||Kestra Financial, Inc||0|
|65||Sigma Financial Corp.||0|
|66||Cetera Financial Specialists||0|
|67||Wells Fargo Advisors Financial Network||0|
|68||Ameriprise Financial Services Inc.||0|
|69||Securian Financial Services Inc.||0|
|70||Summit Brokerage Services, Inc.||0|
|71||Independent Financial Group LLC||0|
|72||Parkland Securities, LLC||0|
|73||Spire Investment Partners LLC||0|
|74||Capital Investment Co.||0|
|75||Cetera Financial Institutions||0|
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the BD Data Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.