Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Excess net capital ▼
51Veritas Independent Partners$33,933
52St. Bernard Financial Services Inc.$18,000
53Infinity Financial Services $16,600
54Kalos Capital Inc.0
55First Allied Securities, Inc.0
56HD Vest Investment Services0
57Cetera Advisor Networks0
58Cetera Advisors0
59Transamerica Financial Advisors, Inc.0
60INVEST Financial Corp.0
61Investment Centers of America Inc.0
62National Planning Corporation (NPC) 0
63SII Investments Inc.0
64Kestra Financial, Inc0
65Sigma Financial Corp.0
66Cetera Financial Specialists0
67Wells Fargo Advisors Financial Network0
68Ameriprise Financial Services Inc.0
69Securian Financial Services Inc.0
70Summit Brokerage Services, Inc.0
71Independent Financial Group LLC0
72Parkland Securities, LLC0
73Spire Investment Partners LLC0
74Capital Investment Co.0
75Cetera Financial Institutions0
« Previous PageNext Page »

135 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.