Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
51Broker Dealer Financial Services Corp.$553,283
52TFS Securities Inc.$539,586
53CFD Investments Inc.$438,814
54Geneos Wealth Management Inc.$400,000
55Harbour Investments Inc.$370,937
56Nationwide Planning Associates, Inc.$270,889
57Infinity Financial Services $9,344
58Cetera Advisor Networks0
59Independent Financial Group LLC0
60Cetera Advisors0
61Investors Capital Corp.0
62Quest Capital Strategies Inc. 0
63Parkland Securities, LLC0
64Spire Investment Partners LLC0
65Cetera Financial Institutions0
66Trustmont Financial Group Inc.0
67Equity Services Inc.0
68Sigma Financial Corp.0
69Cetera Financial Specialists0
70Kalos Capital Inc.0
71Fortune Financial Services, Inc.0
72VSR Financial Services Inc.0
73Wells Fargo Advisors Financial Network0
74First Allied Securities, Inc.0
75Ameriprise Financial Services Inc.0
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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