Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
51Broker Dealer Financial Services Corp.$553,283
52TFS Securities Inc.$539,586
53CFD Investments Inc.$438,814
54Geneos Wealth Management Inc.$400,000
55Harbour Investments Inc.$370,937
56Nationwide Planning Associates, Inc.$270,889
57Infinity Financial Services $9,344
58Cetera Financial Specialists0
59H. Beck Inc.0
60Equity Services Inc.0
61First Allied Securities, Inc.0
62HD Vest Investment Services0
63Cetera Advisor Networks0
64Cetera Advisors0
65Investors Capital Corp.0
66Sigma Financial Corp.0
67VSR Financial Services Inc.0
68Wells Fargo Advisors Financial Network0
69Ameriprise Financial Services Inc.0
70Securian Financial Services Inc.0
71Girard Securities Inc.0
72Summit Brokerage Services, Inc.0
73Independent Financial Group LLC0
74Quest Capital Strategies Inc. 0
75Parkland Securities, LLC0
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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