Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
51Cetera Advisor Networks0
52Cetera Advisors0
53Kestra Financial, Inc0
54Sigma Financial Corp.0
55Cetera Financial Specialists0
56Wells Fargo Advisors Financial Network0
57Woodbury Financial Services0
58Ameriprise Financial Services Inc.0
59Securian Financial Services Inc.0
60Summit Brokerage Services, Inc.0
61Independent Financial Group LLC0
62Parkland Securities, LLC0
63Spire Investment Partners LLC0
64Capital Investment Co.0
65Cetera Financial Institutions0
66SagePoint Financial Inc.0
67FSC Securities Corp.0
68Trustmont Financial Group Inc.0
69Royal Alliance Associates Inc.0
70Fortune Financial Services, Inc.0
71Synergy Investment Group
72Securities Management and Research
73Leonard & Co.
74MetLife Inc.
75New England Securities Inc.
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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