Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
138Ameriprise Financial Services, LLC0
137Royal Alliance Associates Inc.0
136Hornor, Townsend & Kent, LLC0
135Ameritas Investment Company/Ameritas Advisory Services0
134Parkland Securities, LLC0
133Vanderbilt Financial Group0
132Fortune Financial Services, Inc.0
131Sigma Financial Corp.0
130Equity Services Inc. 0
129Transamerica Financial Advisors, Inc.0
128The Strategic Financial Alliance Inc.0
127MML Investors Services, LLC0
126Park Avenue Securities LLC0
125Thurston Springer Miller Herd & Titak0
124Grove Point Financial, LLC0
123SagePoint Financial Inc.0
122FSC Securities Corp.0
121Kestra Financial, Inc0
120Woodbury Financial Services0
119Independent Financial Group, LLC0
118St. Bernard Financial Services Inc.0
117Northwestern Mutual 0
116Securian Financial Services Inc.0
115Trustmont Financial Group Inc.0
114Alden Investment Group$1
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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