Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
136Securian Financial Services Inc.0
135Ameriprise Financial Services Inc.0
134HD Vest Investment Services0
133Cetera Financial Specialists0
132Cetera Advisor Networks0
131Sigma Financial Corp.0
130Cetera Advisors0
129Cetera Financial Institutions0
128Independent Financial Group LLC0
127Investors Capital Corp.0
126Quest Capital Strategies Inc. 0
125Parkland Securities, LLC0
124Spire Investment Partners LLC0
123Girard Securities Inc.0
122Summit Brokerage Services, Inc.0
121Wells Fargo Advisors Financial Network0
120H. Beck Inc.0
119Fortune Financial Services, Inc.0
118Kalos Capital Inc.0
117VSR Financial Services Inc.0
116Trustmont Financial Group Inc.0
115Equity Services Inc.0
114First Allied Securities, Inc.0
113Infinity Financial Services $9,344
112Nationwide Planning Associates, Inc.$270,889
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136 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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