Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
140Capital Investment Co.0
139Girard Securities Inc.0
138Summit Brokerage Services, Inc.0
137HD Vest Investment Services0
136Cetera Advisor Networks0
135Trustmont Financial Group Inc.0
134Cetera Advisors0
133Transamerica Financial Advisors, Inc.0
132Ameriprise Financial Services Inc.0
131Investors Capital Corp.0
130Quest Capital Strategies Inc. 0
129Parkland Securities, LLC0
128Wells Fargo Advisors Financial Network0
127Cetera Financial Institutions0
126RBC Capital Markets Corp.0
125VSR Financial Services Inc.0
124Cetera Financial Specialists0
123Kestra Financial0
122Spire Investment Partners LLC0
121Sigma Financial Corp.0
120Securian Financial Services Inc.0
119H. Beck Inc.0
118Independent Financial Group LLC0
117Fortune Financial Services, Inc.0
116Equity Services Inc.0
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.