Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
85Hornor Townsend & Kent Inc.$5,050,000
84Securities America Inc.$5,200,000
83KMS Financial Services, Inc.$5,266,860
82Signator Investors Inc.$5,561,914
81Cadaret, Grant & Co. Inc.$6,295,361
80ProEquities Inc.$6,673,998
79Securities Service Network Inc.$6,918,000
78Investacorp Inc.$7,043,000
77Ameritas Investment Corp.$7,667,631
76CUNA Brokerage Services Inc.$8,934,559
75Centaurus Financial Inc.$9,313,674
74Lincoln Investment Planning, LLC$9,392,611
73Triad Advisors LLC$11,025,673
72Cambridge Investment Research Inc.$11,899,039
71AXA Advisors LLC$13,175,068
70Commonwealth Financial Network$14,134,534
69MML Investors Services, LLC$17,582,765
68Woodbury Financial Services$20,600,000
67FSC Securities Corp.$22,400,000
66Voya Financial Advisors Inc.$24,420,211
65SagePoint Financial Inc.$26,000,000
64Raymond James Financial Services Inc.$26,273,000
63Lincoln Financial Network$32,600,000
62Royal Alliance Associates Inc.$40,300,000
61Waddell & Reed Financial Advisors$52,389,000
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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