Broker-dealer Data Center
All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Excess net capital ▲|
|3||Cetera Advisor Networks||$13,535,000|
|4||Lincoln Investment Planning Inc.||$15,004,000|
|5||Woodbury Financial Services||$15,207,785|
|6||Commonwealth Financial Network||$15,218,839|
|7||CUNA Brokerage Services Inc.||$15,717,994|
|8||SagePoint Financial Inc.||$15,782,063|
|9||Cetera Financial Institutions||$16,940,000|
|10||INVEST Financial Corp.||$17,382,000|
|11||MML Investors Services LLC||$18,017,550|
|12||Royal Alliance Associates Inc.||$19,545,844|
|13||SII Investments Inc.||$19,601,000|
|14||Raymond James Financial Services Inc.||$23,498,000|
|15||Cambridge Investment Research Inc.||$27,028,690|
|16||Lincoln Financial Network||$27,294,000|
|17||Voya Financial Advisors Inc.||$30,470,488|
|19||LPL Financial LLC||$95,177,588|
|20||World Capital Brokerage||—|
|21||Finance 500 Inc.||—|
|22||BCG Securities, Inc.||—|
|23||Capital Analysts Inc.||—|
|24||Century Securities Associates Inc.||—|
|25||Coordinated Capital Securities Inc.||—|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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