Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
90AXA Advisors$12,413,419
89ProEquities Inc.$13,008,569
88Cetera Advisor Networks$13,535,000
87Lincoln Investment Planning, LLC$15,004,000
86Woodbury Financial Services$15,207,785
85Commonwealth Financial Network$15,218,839
84CUNA Brokerage Services Inc.$15,717,994
83SagePoint Financial Inc.$15,782,063
82Cetera Financial Institutions$16,940,000
81INVEST Financial Corp.$17,382,000
80MML Investors Services, LLC$18,017,550
79Royal Alliance Associates Inc.$19,545,844
78SII Investments Inc.$19,601,000
77Raymond James Financial Services Inc.$23,498,000
76Cambridge Investment Research Inc.$27,028,690
75Lincoln Financial Network$27,294,000
74Voya Financial Advisors Inc.$30,470,488
73Northwestern Mutual$66,410,404
72LPL Financial LLC$95,177,588
71Allstate Financial Services LLC
70World Capital Brokerage, Inc
69Finance 500 Inc.
68BCG Securities, Inc.
67Capital Analysts Inc.
66Century Securities Associates Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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