Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
88Hornor Townsend & Kent Inc.$5,050,000
87Securities America Inc.$5,200,000
86KMS Financial Services, Inc.$5,266,860
85Signator Investors Inc.$5,561,914
84Cadaret, Grant & Co. Inc.$6,295,361
83ProEquities Inc.$6,673,998
82Securities Service Network Inc.$6,918,000
81Investacorp Inc.$7,043,000
80Ameritas Investment Corp.$7,667,631
79CUNA Brokerage Services Inc.$8,934,559
78Centaurus Financial Inc.$9,313,674
77Lincoln Investment Planning, LLC$9,392,611
76Triad Advisors Inc.$11,025,673
75Cambridge Investment Research Inc.$11,899,039
74AXA Advisors LLC$13,175,068
73Commonwealth Financial Network$14,134,534
72MML Investors Services, LLC$17,582,765
71Woodbury Financial Services$20,600,000
70FSC Securities Corp.$22,400,000
69Voya Financial Advisors Inc.$24,420,211
68SagePoint Financial Inc.$26,000,000
67Raymond James Financial Services Inc.$26,273,000
66Lincoln Financial Network$32,600,000
65Royal Alliance Associates Inc.$40,300,000
64Waddell & Reed Financial Advisors$52,389,000
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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