Broker-dealer Data Center
All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Excess net capital ▲|
|88||Cetera Advisor Networks||$13,535,000|
|87||Lincoln Investment Planning, LLC||$15,004,000|
|86||Woodbury Financial Services||$15,207,785|
|85||Commonwealth Financial Network||$15,218,839|
|84||CUNA Brokerage Services Inc.||$15,717,994|
|83||SagePoint Financial Inc.||$15,782,063|
|82||Cetera Financial Institutions||$16,940,000|
|81||INVEST Financial Corp.||$17,382,000|
|80||MML Investors Services, LLC||$18,017,550|
|79||Royal Alliance Associates Inc.||$19,545,844|
|78||SII Investments Inc.||$19,601,000|
|77||Raymond James Financial Services Inc.||$23,498,000|
|76||Cambridge Investment Research Inc.||$27,028,690|
|75||Lincoln Financial Network||$27,294,000|
|74||Voya Financial Advisors Inc.||$30,470,488|
|72||LPL Financial LLC||$95,177,588|
|71||Allstate Financial Services LLC||—|
|70||World Capital Brokerage, Inc||—|
|69||Finance 500 Inc.||—|
|68||BCG Securities, Inc.||—|
|67||Capital Analysts Inc.||—|
|66||Century Securities Associates Inc.||—|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the BD Data Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.