Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Excess net capital ▲
94Securities America Inc.$6,400,000
93Ameritas Investment Corp.$7,161,541
92Centaurus Financial Inc.$7,200,000
91Triad Advisors Inc.$7,813,306
90ProEquities Inc.$7,846,952
89Cambridge Investment Research Inc.$8,145,981
88Princor Financial Services Corp.$8,229,713
87Cadaret, Grant & Co. Inc.$8,450,244
86National Securities Corp. & Affiliates$9,385,000
85Lincoln Investment Planning, LLC$10,098,000
84FSC Securities Corp.$10,454,951
83Investment Centers of America Inc.$10,982,000
82Woodbury Financial Services$11,087,591
81Royal Alliance Associates Inc.$11,323,308
80SagePoint Financial Inc.$11,433,864
79AXA Advisors$13,557,220
78Signator Investors Inc.$13,792,473
77Commonwealth Financial Network$15,531,689
76MML Investors Services, LLC$15,570,572
75CUNA Brokerage Services Inc.$17,361,292
74National Planning Corporation (NPC) $19,340,000
73INVEST Financial Corp.$20,425,000
72Waddell & Reed Financial Advisors$21,469,000
71SII Investments Inc.$23,230,000
70Raymond James Financial Services Inc.$25,578,000
« Previous PageNext Page »

144 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.