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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
1AXA Advisors$12,413,419
2ProEquities Inc.$13,008,569
3Cetera Advisor Networks$13,535,000
4Lincoln Investment Planning Inc.$15,004,000
5Woodbury Financial Services$15,207,785
6Commonwealth Financial Network$15,218,839
7CUNA Brokerage Services Inc.$15,717,994
8SagePoint Financial Inc.$15,782,063
9Cetera Financial Institutions$16,940,000
10INVEST Financial Corp.$17,382,000
11MML Investors Services LLC$18,017,550
12Royal Alliance Associates Inc.$19,545,844
13SII Investments Inc.$19,601,000
14Raymond James Financial Services Inc.$23,498,000
15Cambridge Investment Research Inc.$27,028,690
16Lincoln Financial Network$27,294,000
17Voya Financial Advisors Inc.$30,470,488
18Northwestern Mutual$66,410,404
19LPL Financial LLC$95,177,588
20World Capital Brokerage
21Finance 500 Inc.
22BCG Securities, Inc.
23Capital Analysts Inc.
24Century Securities Associates Inc.
25Coordinated Capital Securities Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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