Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Excess net capital ▲
88Hornor Townsend & Kent Inc.$5,050,000
87Securities America Inc.$5,200,000
86KMS Financial Services, Inc.$5,266,860
85Signator Investors Inc.$5,561,914
84Cadaret, Grant & Co. Inc.$6,295,361
83ProEquities Inc.$6,673,998
82Securities Service Network Inc.$6,918,000
81Investacorp Inc.$7,043,000
80Ameritas Investment Corp.$7,667,631
79CUNA Brokerage Services Inc.$8,934,559
78Centaurus Financial Inc.$9,313,674
77Lincoln Investment Planning, LLC$9,392,611
76Triad Advisors Inc.$11,025,673
75Cambridge Investment Research Inc.$11,899,039
74AXA Advisors LLC$13,175,068
73Commonwealth Financial Network$14,134,534
72MML Investors Services, LLC$17,582,765
71Woodbury Financial Services$20,600,000
70FSC Securities Corp.$22,400,000
69Voya Financial Advisors Inc.$24,420,211
68SagePoint Financial Inc.$26,000,000
67Raymond James Financial Services Inc.$26,273,000
66Lincoln Financial Network$32,600,000
65Royal Alliance Associates Inc.$40,300,000
64Waddell & Reed Financial Advisors$52,389,000
« Previous PageNext Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Latest news & opinion

The appeal and pitfalls of holding unconventional assets in retirement accounts

While non-traditional asset classes held in individual retirement accounts may have return and portfolio diversification benefits, there are "unique complexities" that limit their value for most investors.

Wells Fargo's move to boost signing bonuses could give it a lift

Wirehouse is seen as trying to shore up adviser ranks that took a hit after banking scandal

New Jersey fines David Lerner Associates for nontraded REIT sales

Firm will pay $650,000 for suitability, compliance and books and records violations.

Report predicts $400 trillion retirement savings gap by 2050

Shortfall driven by longer life spans and disappointing investment returns.

Wells Fargo will ramp up spending to lure brokers

Wirehouse, after losing 400 brokers in first quarter, is bucking trend among rivals who have said they are going to cut back on spending big bucks recruiting veteran advisers