Broker-dealer Data Center
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Excess net capital ▲|
|88||Hornor Townsend & Kent Inc.||$5,050,000|
|87||Securities America Inc.||$5,200,000|
|86||KMS Financial Services, Inc.||$5,266,860|
|85||Signator Investors Inc.||$5,561,914|
|84||Cadaret, Grant & Co. Inc.||$6,295,361|
|82||Securities Service Network Inc.||$6,918,000|
|80||Ameritas Investment Corp.||$7,667,631|
|79||CUNA Brokerage Services Inc.||$8,934,559|
|78||Centaurus Financial Inc.||$9,313,674|
|77||Lincoln Investment Planning, LLC||$9,392,611|
|76||Triad Advisors Inc.||$11,025,673|
|75||Cambridge Investment Research Inc.||$11,899,039|
|74||AXA Advisors LLC||$13,175,068|
|73||Commonwealth Financial Network||$14,134,534|
|72||MML Investors Services, LLC||$17,582,765|
|71||Woodbury Financial Services||$20,600,000|
|70||FSC Securities Corp.||$22,400,000|
|69||Voya Financial Advisors Inc.||$24,420,211|
|68||SagePoint Financial Inc.||$26,000,000|
|67||Raymond James Financial Services Inc.||$26,273,000|
|66||Lincoln Financial Network||$32,600,000|
|65||Royal Alliance Associates Inc.||$40,300,000|
|64||Waddell & Reed Financial Advisors||$52,389,000|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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