Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
88Securities America Inc.$6,400,000
87Ameritas Investment Corp.$7,161,541
86Centaurus Financial Inc.$7,200,000
85Triad Advisors Inc.$7,813,306
84ProEquities Inc.$7,846,952
83Cambridge Investment Research Inc.$8,145,981
82Princor Financial Services Corp.$8,229,713
81Cadaret, Grant & Co. Inc.$8,450,244
80National Securities Corp. & Affiliates$9,385,000
79Lincoln Investment Planning, LLC$10,098,000
78FSC Securities Corp.$10,454,951
77Investment Centers of America Inc.$10,982,000
76Woodbury Financial Services$11,087,591
75Royal Alliance Associates Inc.$11,323,308
74SagePoint Financial Inc.$11,433,864
73AXA Advisors$13,557,220
72Signator Investors Inc.$13,792,473
71Commonwealth Financial Network$15,531,689
70MML Investors Services, LLC$15,570,572
69CUNA Brokerage Services Inc.$17,361,292
68National Planning Corporation (NPC) $19,340,000
67INVEST Financial Corp.$20,425,000
66Waddell & Reed Financial Advisors$21,469,000
65SII Investments Inc.$23,230,000
64Raymond James Financial Services Inc.$25,578,000
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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