Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▼
1LPL Financial LLC$272,997,026,488
2Raymond James Financial Services Inc.$148,133,754,739
3Commonwealth Financial Network$80,562,000,000
4Northwestern Mutual Investment Services$69,656,200,000
5Cambridge Investment Research Inc.$50,763,000,000
6Wells Fargo Advisors Financial Network$49,150,000,000
7MML Investors Services, LLC$42,600,000,000
8Securities America Inc.$38,100,000,000
9Royal Alliance Associates Inc.$27,151,521,219
10Cetera Advisor Networks$25,473,952,873
11AXA Advisors LLC$23,748,620,000
12Kestra Financial, Inc$23,617,545,595
13Waddell & Reed Financial Advisors$21,613,403,955
14Signator Investors Inc.$18,109,873,586
15Triad Advisors LLC$16,477,251,712
16Lincoln Investment Planning, LLC$16,123,700,000
17Voya Financial Advisors Inc.$14,903,330,008
18Securian Financial Services Inc.$14,902,661,868
19Cetera Advisors$14,762,636,025
20SagePoint Financial Inc.$13,530,424,125
21FSC Securities Corp.$13,210,104,371
22American Portfolios Financial Services Inc.$11,153,961,221
23First Allied Securities, Inc.$10,553,596,942
24Woodbury Financial Services$8,665,518,938
25Cetera Financial Specialists$7,829,674,174
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130 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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