Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▼
1LPL Financial LLC$175,763,103,032
2Raymond James Financial Services Inc.$83,540,000,000
3Commonwealth Financial Network$48,425,000,000
4Northwestern Mutual$40,993,116,706
5Wells Fargo Advisors Financial Network$38,080,000,000
6Cambridge Investment Research Inc.$36,710,000,000
7Royal Alliance Associates Inc.$22,457,585,000
8Securities America Inc.$21,400,000,000
9Cetera Advisor Networks$19,788,681,000
10Waddell & Reed Financial Advisors$17,262,566,474
11AXA Advisors$16,082,000,000
12NFP Advisor Services$15,343,588,931
13Triad Advisors Inc.$14,303,477,047
14MML Investors Services LLC$13,400,608,261
15FSC Securities Corp.$13,217,456,000
16National Planning Corp.$12,171,270,000
17Lincoln Investment Planning Inc.$10,165,300,000
18Voya Financial Advisors Inc.$9,928,998,868
19VSR Financial Services Inc.$9,828,301,714
20Securian Financial Services Inc.$9,783,723,666
21Cetera Advisors$9,673,064,000
22HD Vest Investment Services$9,552,876,234
23SagePoint Financial Inc.$9,362,277,000
24Transamerica Financial Advisors, Inc.$7,911,616,156
25Signator Investors Inc.$7,634,266,283
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.