Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Fee-based assets ▼
1LPL Financial LLC$211,609,444,629
2Raymond James Financial Services Inc.$108,199,000,000
3Commonwealth Financial Network$61,950,000,000
4Wells Fargo Advisors Financial Network$42,500,000,000
5Cambridge Investment Research Inc.$41,530,000,000
6Royal Alliance Associates Inc.$26,485,888,640
7Securities America Inc.$26,300,000,000
8Cetera Advisor Networks$20,447,951,132
9Kestra Financial$19,206,317,037
10AXA Advisors LLC$18,577,000,000
11Waddell & Reed Financial Advisors$18,356,304,448
12MML Investors Services, LLC$15,300,000,000
13Triad Advisors Inc.$15,200,000,000
14Signator Investors Inc.$13,090,412,745
15FSC Securities Corp.$12,734,460,179
16Cetera Advisors$12,544,388,682
17Voya Financial Advisors Inc.$12,008,385,289
18National Planning Corporation (NPC) $11,891,043,000
19Securian Financial Services Inc.$11,777,264,019
20Lincoln Investment Planning, LLC$11,274,400,000
21SagePoint Financial Inc.$10,793,675,338
22HD Vest Investment Services$10,397,100,000
23First Allied Securities, Inc.$9,015,832,000
24INVEST Financial Corp.$6,988,843,000
25Geneos Wealth Management Inc.$6,859,000,000
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


Pershing's Crowley: The case for business transformation

Your practice is changing rapidly. What worked five years ago might not work for the next five years. Pershing's Jim Crowley has some solutions as your business evolves.

Video Spotlight

Will It Last As Long As Your Clients Do?

Sponsored by Prudential

Video Spotlight

The Catalyst

Sponsored by Pershing

Latest news & opinion

Voya's win in 401(k) fee suit involving Financial Engines bodes well for other record keepers

Fidelity, Aon Hewitt and Xerox HR Solutions are currently defending against similar fiduciary-breach claims.

Collective investment trusts getting more attention from 401(k) advisers

The funds are catching on due largely to lower costs and more product availability, but come with some inherent drawbacks.

Vanguard rides robo-advice wave to $65B in assets

Personal Advisor Services, four times the size of its closest competitor, combines digital and human touch.

CFPs, including brokers, may have to adhere to a stricter fiduciary duty

CFP Board revises its standards and aims to beef up fiduciary requirements of certificants.

CFP Board's proposal to expand fiduciary duty draws praise, carries risks

Some question whether brokers will drop the CFP mark or if the CFP Board will strictly enforce its new standard.