Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▼
1LPL Financial LLC$211,609,444,629
2Raymond James Financial Services Inc.$108,199,000,000
3Commonwealth Financial Network$61,950,000,000
4Northwestern Mutual Investment Services$51,511,900,000
5Wells Fargo Advisors Financial Network$42,500,000,000
6Cambridge Investment Research Inc.$41,530,000,000
7Royal Alliance Associates Inc.$26,485,888,640
8Securities America Inc.$26,300,000,000
9Cetera Advisor Networks$20,447,951,132
10Kestra Financial, Inc$19,206,317,037
11AXA Advisors LLC$18,577,000,000
12Waddell & Reed Financial Advisors$18,356,304,448
13MML Investors Services, LLC$15,300,000,000
14Triad Advisors LLC$15,200,000,000
15Signator Investors Inc.$13,090,412,745
16FSC Securities Corp.$12,734,460,179
17Cetera Advisors$12,544,388,682
18Voya Financial Advisors Inc.$12,008,385,289
19National Planning Corporation (NPC) $11,891,043,000
20Securian Financial Services Inc.$11,777,264,019
21Lincoln Investment Planning, LLC$11,274,400,000
22SagePoint Financial Inc.$10,793,675,338
23HD Vest Investment Services$10,397,100,000
24First Allied Securities, Inc.$9,015,832,000
25INVEST Financial Corp.$6,988,843,000
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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