Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▼
1LPL Financial LLC$186,789,142,241
2Raymond James Financial Services Inc.$89,491,000,000
3Commonwealth Financial Network$54,024,300,000
4Northwestern Mutual$43,301,493,598
5Wells Fargo Advisors Financial Network$41,400,000,000
6Cambridge Investment Research Inc.$37,875,000,000
7Securities America Inc.$22,300,000,000
8Royal Alliance Associates Inc.$21,881,231,368
9Cetera Advisor Networks$19,611,221,207
10Waddell & Reed Financial Advisors$17,644,438,024
11Kestra Financial$16,686,020,106
12AXA Advisors LLC$16,595,000,000
13Triad Advisors Inc.$14,440,000,000
14MML Investors Services, LLC$13,933,737,787
15FSC Securities Corp.$13,214,090,177
16National Planning Corporation (NPC) $11,280,943,000
17Voya Financial Advisors Inc.$10,393,478,006
18Lincoln Investment Planning, LLC$10,332,300,000
19Securian Financial Services Inc.$10,327,063,868
20Cetera Advisors$10,251,419,007
21HD Vest Investment Services$10,053,140,868
22SagePoint Financial Inc.$9,593,415,222
23Signator Investors Inc.$8,377,090,453
24First Allied Securities, Inc.$7,948,800,000
25National Securities Corp. & Affiliates$6,588,206,929
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.