Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▼
1LPL Financial LLC$211,609,444,629
2Raymond James Financial Services Inc.$108,199,000,000
3Commonwealth Financial Network$61,950,000,000
4Wells Fargo Advisors Financial Network$42,500,000,000
5Cambridge Investment Research Inc.$41,530,000,000
6Royal Alliance Associates Inc.$26,485,888,640
7Securities America Inc.$26,300,000,000
8Cetera Advisor Networks$20,447,951,132
9Kestra Financial$19,206,317,037
10AXA Advisors LLC$18,577,000,000
11Waddell & Reed Financial Advisors$18,356,304,448
12MML Investors Services, LLC$15,300,000,000
13Triad Advisors Inc.$15,200,000,000
14Signator Investors Inc.$13,090,412,745
15FSC Securities Corp.$12,734,460,179
16Cetera Advisors$12,544,388,682
17Voya Financial Advisors Inc.$12,008,385,289
18National Planning Corporation (NPC) $11,891,043,000
19Securian Financial Services Inc.$11,777,264,019
20Lincoln Investment Planning, LLC$11,274,400,000
21SagePoint Financial Inc.$10,793,675,338
22HD Vest Investment Services$10,397,100,000
23First Allied Securities, Inc.$9,015,832,000
24INVEST Financial Corp.$6,988,843,000
25Geneos Wealth Management Inc.$6,859,000,000
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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