Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▼
26J.W. Cole Financial Inc.$9,015,034,500
27Ameritas Investment Company/Ameritas Advisory Services$9,000,000,000
28PlanMember Securities Corp.$8,230,000,000
29Sigma Financial Corp.$6,400,000,000
30Hornor, Townsend & Kent, LLC$5,912,244,700
31Grove Point Financial, LLC$5,228,170,580
32Centaurus Financial, Inc.$4,779,099,085
33Harbour Investments Inc.$4,536,000,000
34Concourse Financial Group Securities, Inc.$4,458,541,253
35The Investment Center Inc.$4,342,269,863
36M Holdings Securities Inc. (M Securities)$3,897,193,145
37Prospera Financial Services Inc.$3,500,000,000
38The Strategic Financial Alliance Inc.$3,500,000,000
39Kovack Securities, Inc.$3,129,378,900
40LaSalle St. Securities LLC$3,000,000,000
41Equity Services Inc. $2,900,000,000
42The O.N. Equity Sales Co.$2,162,568,998
43Parkland Securities, LLC$1,800,000,000
44Founders Financial$1,685,135,366
45Arete Wealth$1,488,069,965
46CFD Investments Inc.$1,447,771,483
47Arkadios Capital$1,109,680,600
48Thurston Springer Miller Herd & Titak$932,594,532
49Packerland Brokerage Services Inc.$904,705,938
50Nationwide Planning Associates, Inc.$760,266,811
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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