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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▼
1LPL Financial LLC$461,171,629,346
2Raymond James Financial Services Inc.$220,527,000,000
3Advisor Group$203,255,234,720
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$136,500,000,000
5Northwestern Mutual $124,214,223,675
6Cambridge Investment Research, Inc.$79,957,807,634
7Securities America Inc.$67,575,000,000
8MML Investors Services, LLC$62,400,000,000
9Royal Alliance Associates Inc.$50,844,293,567
10Kestra Financial, Inc$41,123,107,144
11Equitable Advisors, LLC$38,729,415,000
12Waddell & Reed Financial Advisors$33,099,952,840
13Triad Advisors, LLC$27,682,581,286
14Atria Wealth Solutions$22,731,259,571
15Lincoln Investment Planning, LLC$22,433,350,000
16Woodbury Financial Services$21,196,853,752
17Securian Financial Services Inc.$20,988,088,323
18SagePoint Financial Inc.$20,921,985,379
19Park Avenue Securities LLC$15,868,724,000
20FSC Securities Corp.$15,034,520,736
21American Portfolios Financial Services Inc.$14,128,969,202
22Principal Securities, Inc. $12,011,864,401
23Geneos Wealth Management Inc.$11,942,110,588
24United Planners Financial Services$11,133,110,460
25Independent Financial Group, LLC$9,444,873,000
26J.W. Cole Financial Inc.$9,015,034,500
27Ameritas Investment Company/Ameritas Advisory Services$9,000,000,000
28PlanMember Securities Corp.$8,230,000,000
29Sigma Financial Corp.$6,400,000,000
30Hornor, Townsend & Kent, LLC$5,912,244,700
31Grove Point Financial, LLC$5,228,170,580
32Centaurus Financial, Inc.$4,779,099,085
33Harbour Investments Inc.$4,536,000,000
34Concourse Financial Group Securities, Inc.$4,458,541,253
35The Investment Center Inc.$4,342,269,863
36M Holdings Securities Inc. (M Securities)$3,897,193,145
37Prospera Financial Services Inc.$3,500,000,000
38The Strategic Financial Alliance Inc.$3,500,000,000
39Kovack Securities, Inc.$3,129,378,900
40LaSalle St. Securities LLC$3,000,000,000
41Equity Services Inc. $2,900,000,000
42The O.N. Equity Sales Co.$2,162,568,998
43Parkland Securities, LLC$1,800,000,000
44Founders Financial$1,685,135,366
45Arete Wealth$1,488,069,965
46CFD Investments Inc.$1,447,771,483
47Arkadios Capital$1,109,680,600
48Thurston Springer Miller Herd & Titak$932,594,532
49Packerland Brokerage Services Inc.$904,705,938
50Nationwide Planning Associates, Inc.$760,266,811
51Trustmont Financial Group Inc.$675,900,000
52Alden Investment Group$550,000,000
53Trutoro$114,668,401
54St. Bernard Financial Services Inc.$103,000,000
55The Leaders Group$43,294,422
56Vanderbilt Financial Group0
57Cutter & Company, Inc.0
58Ameriprise Financial Services, LLC0
59Transamerica Financial Advisors, Inc.0
60Fortune Financial Services, Inc.0
61Finance 500 Inc.
62Foresters Equity Services Inc.
63CUNA Brokerage Services Inc.
64Ausdal Financial Partners
65SCF Securities Inc.
66Harbor Financial Services LLC
67TriCor Financial LLC
68Kalos Capital Inc.
69Calton & Associates Inc.
70Bernardi Securities Inc.
71Allstate Financial Services LLC
72Securities Management and Research
73World Capital Brokerage, Inc.
74Infinity Financial Services
75Schwab Independent Branch Services (Franchise)
76Edward Jones
77David A. Noyes & Company
78CoastalOne
79Nations Financial Group
80BCG Securities, Inc.
81Berthel Fisher & Co. Financial Services Inc.
82Broker Dealer Financial Services Corp.
83Cadaret, Grant & Co. Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.
87Correll Co. Investment Services Corp.
88Crown Capital Securities L.P.
89First Allied Securities, Inc.
90GBS Financial Corp.
91Avantax Investment Services, Inc.
92ING Advisor Network Inc.
93Cetera Advisor Networks
94Voya Financial Advisors Inc.
95Cetera Advisors
96Investacorp Inc.
97INVEST Financial Corp.
98Investment Centers of America Inc.
99National Planning Corporation (NPC)
100SII Investments Inc.
101NEXT Financial Group, Inc.
102Protected Investors of America Inc.
103Securities Service Network LLC
104Signator Investors Inc.
105Cetera Financial Specialists
106Questar Capital Corp.
107Wells Fargo Advisors Financial Network
108WRP Investments Inc.
109Wunderlich Securities Inc.
110Lincoln Financial Network
111LifeMark Securities Corp.
112Bolton Global Capital
113Hilltop Securities Independent Network Inc.
114Summit Brokerage Services, Inc.
115Synergy Investment Group
116Leonard & Co.
117MetLife Inc.
118New England Securities Inc.
119Tower Square Securities Inc.
120Walnut Street Securities Inc.
121Foothill Securities Inc.
122Quest Capital Strategies Inc.
123Spire Investment Partners LLC
124Capital Investment Co.
125National Securities Corp.
126vFinance Investments Inc.
127Wall Street Access
128Cantella & Co. Inc.
129TFS Securities Inc.
130KMS Financial Services, Inc.
131Cetera Financial Institutions
132SA Stone
133Financial Telesis Inc.
134First Republic Securities Co.
135Financial Services International Corp.
136Quincy Cass Associates Inc.
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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