Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▼
1LPL Financial LLC$461,171,629,346
2Raymond James Financial Services Inc.$220,527,000,000
3Advisor Group$203,255,234,720
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$136,500,000,000
5Northwestern Mutual $124,214,223,675
6Cambridge Investment Research, Inc.$79,957,807,634
7Securities America Inc.$67,575,000,000
8MML Investors Services, LLC$62,400,000,000
9Royal Alliance Associates Inc.$50,844,293,567
10Kestra Financial, Inc$41,123,107,144
11Equitable Advisors, LLC$38,729,415,000
12Waddell & Reed Financial Advisors$33,099,952,840
13Triad Advisors, LLC$27,682,581,286
14Atria Wealth Solutions$22,731,259,571
15Lincoln Investment Planning, LLC$22,433,350,000
16Woodbury Financial Services$21,196,853,752
17Securian Financial Services Inc.$20,988,088,323
18SagePoint Financial Inc.$20,921,985,379
19Park Avenue Securities LLC$15,868,724,000
20FSC Securities Corp.$15,034,520,736
21American Portfolios Financial Services Inc.$14,128,969,202
22Principal Securities, Inc. $12,011,864,401
23Geneos Wealth Management Inc.$11,942,110,588
24United Planners Financial Services$11,133,110,460
25Independent Financial Group, LLC$9,444,873,000
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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