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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▲
138Fortune Financial Services, Inc.0
137Quest Capital Strategies Inc. 0
136Ameriprise Financial Services Inc.0
135Lincoln Financial Network0
134Equity Services Inc.0
133H. Beck Inc.0
132Kalos Capital Inc.0
131Spire Investment Partners LLC0
130Securities Management and Research$32,000,000
129St. Bernard Financial Services Inc.$54,000,000
128Infinity Financial Services $125,515,579
127Nationwide Planning Associates, Inc.$303,244,798
126Trustmont Financial Group Inc.$527,000,000
125Broker Dealer Financial Services Corp.$553,786,885
124LaSalle St. Securities LLC$750,000,000
123TFS Securities Inc.$750,000,000
122The O.N. Equity Sales Co.$831,844,397
121Founders Financial Securities, LLC$867,524,217
120Parkland Securities, LLC$950,000,000
119CFD Investments Inc.$1,002,317,463
118Crown Capital Securities L.P.$1,118,748,322
117Questar Capital Corp.$1,336,375,200
116Harbour Investments Inc.$1,350,000,000
115Girard Securities Inc.$1,625,000,000
114Prospera Financial Services Inc.$1,647,309,244
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.