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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▲
135Ameriprise Financial Services Inc.0
134Leaders Group0
133Capital Investment Co.0
132Spire Investment Partners LLC0
131Fortune Financial Services, Inc.0
130Kalos Capital Inc.0
129Lincoln Financial Network0
128Veritas Independent Partners$42,138,000
127St. Bernard Financial Services Inc.$55,000,000
126Infinity Financial Services $76,374,273
125Nationwide Planning Associates, Inc.$391,245,337
124Trustmont Financial Group Inc.$557,300,000
123Founders Financial Securities, LLC$792,486,854
122LaSalle St. Securities LLC$805,000,000
121Arete Wealth Management$808,323,356
120Parkland Securities, LLC$970,000,000
119The O.N. Equity Sales Co.$1,005,049,033
118Transamerica Financial Advisors, Inc.$1,057,731,715
117Crown Capital Securities L.P.$1,140,627,953
116SCF Securities Inc.$1,175,728,184
115Questar Capital Corp.$1,496,066,200
114Prospera Financial Services Inc.$1,548,097,703
113Harbour Investments Inc.$1,600,000,000
112The Strategic Financial Alliance Inc.$1,700,000,000
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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