Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▲
140RBC Capital Markets Corp.0
139Veritas Independent Partners0
138H. Beck Inc.0
137Fortune Financial Services, Inc.0
136Kalos Capital Inc.0
135Equity Services Inc.0
134Ameriprise Financial Services Inc.0
133Lincoln Financial Network0
132Quest Capital Strategies Inc. 0
131Spire Investment Partners LLC0
130Capital Investment Co.0
129Transamerica Financial Advisors, Inc.0
128Securities Management and Research$32,000,000
127St. Bernard Financial Services Inc.$54,000,000
126Infinity Financial Services $125,515,579
125IMS Securities Inc./IMS Financial Advisors Inc.$246,786,999
124Nationwide Planning Associates, Inc.$303,244,798
123Trustmont Financial Group Inc.$527,000,000
122Broker Dealer Financial Services Corp.$553,786,885
121Arete Wealth Management$691,382,202
120LaSalle St. Securities LLC$750,000,000
119TFS Securities Inc.$750,000,000
118The O.N. Equity Sales Co.$831,844,397
117Founders Financial Securities, LLC$867,524,217
116Parkland Securities, LLC$950,000,000
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.