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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▲
138Quest Capital Strategies Inc. 0
137Equity Services Inc.0
136Ameriprise Financial Services Inc.0
135Lincoln Financial Network0
134Spire Investment Partners LLC0
133Kalos Capital Inc.0
132H. Beck Inc.0
131Fortune Financial Services, Inc.0
130Securities Management and Research$32,000,000
129Infinity Financial Services $125,515,579
128Nationwide Planning Associates, Inc.$303,244,798
127Trustmont Financial Group Inc.$527,000,000
126Broker Dealer Financial Services Corp.$553,786,885
125TFS Securities Inc.$750,000,000
124LaSalle St. Securities LLC$750,000,000
123The O.N. Equity Sales Co.$831,844,397
122Founders Financial Securities, LLC$867,524,217
121Parkland Securities, LLC$950,000,000
120CFD Investments Inc.$1,002,317,463
119Crown Capital Securities L.P.$1,118,748,322
118Questar Capital Corp.$1,336,375,200
117Harbour Investments Inc.$1,350,000,000
116Girard Securities Inc.$1,625,000,000
115Prospera Financial Services Inc.$1,647,309,244
114The Strategic Financial Alliance Inc.$1,684,430,270
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.