Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▲
136Capital Investment Co.0
135Spire Investment Partners LLC0
134Ameriprise Financial Services Inc.0
133Centaurus Financial Inc.0
132Kalos Capital Inc.0
131Fortune Financial Services, Inc.0
130Lincoln Financial Network0
129Veritas Independent Partners$42,138,000
128St. Bernard Financial Services Inc.$55,000,000
127Infinity Financial Services $76,374,273
126IMS Securities Inc./IMS Financial Advisors Inc.$288,818,469
125Nationwide Planning Associates, Inc.$391,245,337
124Trustmont Financial Group Inc.$557,300,000
123Founders Financial Securities, LLC$792,486,854
122LaSalle St. Securities LLC$805,000,000
121Arete Wealth Management$808,323,356
120Parkland Securities, LLC$970,000,000
119The O.N. Equity Sales Co.$1,005,049,033
118Transamerica Financial Advisors, Inc.$1,057,731,715
117Crown Capital Securities L.P.$1,140,627,953
116Questar Capital Corp.$1,496,066,200
115Prospera Financial Services Inc.$1,548,097,703
114Harbour Investments Inc.$1,600,000,000
113The Strategic Financial Alliance Inc.$1,700,000,000
112Girard Securities Inc.$1,717,000,000
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136 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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