Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▲
138Capital Investment Co.0
137Spire Investment Partners LLC0
136Ameriprise Financial Services Inc.0
135Centaurus Financial Inc.0
134Kalos Capital Inc.0
133Fortune Financial Services, Inc.0
132Lincoln Financial Network0
131Veritas Independent Partners$42,138,000
130St. Bernard Financial Services Inc.$55,000,000
129Infinity Financial Services $76,374,273
128IMS Securities Inc./IMS Financial Advisors Inc.$288,818,469
127Nationwide Planning Associates, Inc.$391,245,337
126Trustmont Financial Group Inc.$557,300,000
125Founders Financial Securities, LLC$792,486,854
124LaSalle St. Securities LLC$805,000,000
123Arete Wealth Management$808,323,356
122Parkland Securities, LLC$970,000,000
121The O.N. Equity Sales Co.$1,005,049,033
120Transamerica Financial Advisors, Inc.$1,057,731,715
119Crown Capital Securities L.P.$1,140,627,953
118Questar Capital Corp.$1,496,066,200
117Prospera Financial Services Inc.$1,548,097,703
116Harbour Investments Inc.$1,600,000,000
115The Strategic Financial Alliance Inc.$1,700,000,000
114Girard Securities Inc.$1,717,000,000
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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