Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Fee-based assets ▲
138Capital Investment Co.0
137Spire Investment Partners LLC0
136Ameriprise Financial Services Inc.0
135Centaurus Financial Inc.0
134Kalos Capital Inc.0
133Fortune Financial Services, Inc.0
132Lincoln Financial Network0
131Veritas Independent Partners$42,138,000
130St. Bernard Financial Services Inc.$55,000,000
129Infinity Financial Services $76,374,273
128IMS Securities Inc./IMS Financial Advisors Inc.$288,818,469
127Nationwide Planning Associates, Inc.$391,245,337
126Trustmont Financial Group Inc.$557,300,000
125Founders Financial Securities, LLC$792,486,854
124LaSalle St. Securities LLC$805,000,000
123Arete Wealth Management$808,323,356
122Parkland Securities, LLC$970,000,000
121The O.N. Equity Sales Co.$1,005,049,033
120Transamerica Financial Advisors, Inc.$1,057,731,715
119Crown Capital Securities L.P.$1,140,627,953
118Questar Capital Corp.$1,496,066,200
117Prospera Financial Services Inc.$1,548,097,703
116Harbour Investments Inc.$1,600,000,000
115The Strategic Financial Alliance Inc.$1,700,000,000
114Girard Securities Inc.$1,717,000,000
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

Events

Why the bionic adviser is the way of the future

The bionic adviser is the way of the future. We spoke with Simon Roy of Jemstep to get his insights on how technology will continue to impact the industry.

Video Spotlight

Will It Last As Long As Your Clients Do?

Sponsored by Prudential

Video Spotlight

The Catalyst

Sponsored by Pershing

Latest news & opinion

Brian Block's $4 million bonus was tied to a key metric at ARCP

Prosecution rests case in fraud trial against CFO of American Realty Capital Properties.

Edward Jones is winning the Google search war

Brokerage firm's digital marketing investment helps land it at the top of local and overall search engine results, report finds.

Voya's win in 401(k) fee suit involving Financial Engines bodes well for other record keepers

Fidelity, Aon Hewitt and Xerox HR Solutions are currently defending against similar fiduciary-breach claims.

Collective investment trusts getting more attention from 401(k) advisers

The funds are catching on due largely to lower costs and more product availability, but come with some inherent drawbacks.

Vanguard rides robo-advice wave to $65B in assets

Personal Advisor Services, four times the size of its closest competitor, combines digital and human touch.