Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▲
130Fortune Financial Services, Inc.0
129Lincoln Financial Network0
128Capital Investment Co.0
127Leaders Group0
126Spire Investment Partners LLC0
125Ameriprise Financial Services Inc.0
124Kalos Capital Inc.0
123Veritas Independent Partners$53,048,724
122Infinity Financial Services $102,400,384
121Nationwide Planning Associates, Inc.$478,634,760
120Trustmont Financial Group Inc.$607,400,000
119LaSalle St. Securities LLC$915,000,000
118Founders Financial Securities, LLC$1,027,284,880
117Arete Wealth Management$1,119,570,599
116Crown Capital Securities L.P.$1,125,524,682
115Transamerica Financial Advisors, Inc.$1,137,080,289
114Parkland Securities, LLC$1,320,000,000
113The O.N. Equity Sales Co.$1,405,362,366
112SCF Securities Inc.$1,579,950,896
111The Strategic Financial Alliance Inc.$1,808,280,000
110Questar Capital Corp.$1,951,890,400
109Prospera Financial Services Inc.$1,995,571,003
108David A. Noyes & Company$2,000,000,000
107The Investment Center Inc.$2,400,000,000
106Harbour Investments Inc.$2,625,000,000
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130 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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