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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▲
144Spire Investment Partners LLC0
143Kalos Capital Inc.0
142H. Beck Inc.0
141Equity Services Inc.0
140Fortune Financial Services, Inc.0
139Lincoln Financial Network0
138Ameriprise Financial Services Inc.0
137Quest Capital Strategies Inc. 0
136Securities Management and Research$32,000,000
135Infinity Financial Services $125,515,579
134Nationwide Planning Associates, Inc.$303,244,798
133Trustmont Financial Group Inc.$527,000,000
132Broker Dealer Financial Services Corp.$553,786,885
131LaSalle St. Securities LLC$750,000,000
130TFS Securities Inc.$750,000,000
129The O.N. Equity Sales Co.$831,844,397
128Founders Financial Securities, LLC$867,524,217
127Parkland Securities, LLC$950,000,000
126CFD Investments Inc.$1,002,317,463
125Crown Capital Securities L.P.$1,118,748,322
124Questar Capital Corp.$1,336,375,200
123Harbour Investments Inc.$1,350,000,000
122Girard Securities Inc.$1,625,000,000
121Prospera Financial Services Inc.$1,647,309,244
120The Strategic Financial Alliance Inc.$1,684,430,270
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.