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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Fee-based assets ▲
1Fortune Financial Services Inc.0
2National Securities Corp.0
3Securities Management and Research$21,000,000
4SWS Financial Services$304,391,383
5J.P. Turner & Company LLC$427,000,000
6Trustmont Financial Group Inc.$511,400,000
7Broker Dealer Financial Services Corp.$548,659,553
8Packerland Brokerage Services Inc.$560,000,000
9LaSalle St. Securities LLC$692,000,000
10Founders Financial Securities, LLC$750,000,000
11The O.N. Equity Sales Co.$879,752,366
12Parkland Securities, LLC$974,203,256
13Crown Capital Securities L.P.$1,028,607,100
14CFD Investments Inc.$1,053,278,533
15Questar Capital Corp.$1,134,000,000
16Kovack Securities Inc.$1,236,909,181
17Harbour Investments Inc.$1,300,000,000
18Prospera Financial Services Inc.$1,501,312,321
19Berthel Fisher & Co. Financial Services Inc.$1,508,000,000
20The Strategic Financial Alliance Inc.$1,524,151,497
21Girard Securities Inc.$1,700,922,838
22J.W. Cole Financial Inc.$1,836,580,500
23The Legend Group Corp.$1,883,850,000
24H. Beck Inc.$1,978,821,226
25Investacorp Inc.$1,981,500,000
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.